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Extraction Summary
0
People
51
Organizations
0
Locations
1
Events
4
Relationships
3
Quotes
Document Information
Type:
Financial disclosure document
File Size:
Summary
This document from a Bank of America Merrill Lynch conference in November 2016 provides a breakdown of equity investment ratings for its Financial Services and Global groups as of September 30, 2016. It details the definitions and guidelines for the firm's rating systems, including Volatility Risk, Investment, and Income ratings. The majority of the page consists of extensive legal disclosures outlining various financial relationships between BofA Merrill Lynch (and its affiliate MLPF&S) and a long list of corporate issuers.
Organizations (51)
| Name | Type | Context |
|---|---|---|
| Bank of America Merrill Lynch | ||
| MLPF&S | ||
| AllianceBernstein | ||
| Amer Express | ||
| Ares Management | ||
| Assoc Banc-Corp | ||
| Banc of California | ||
| Bank Hawaii Corp | ||
| BankUnited | ||
| BB&T | ||
| Blackstone Group | ||
| Capital Bank Fin. | ||
| Carlyle | ||
| Citigroup | ||
| Citizens Financial G | ||
| Comerica | ||
| Commerce Bancs | ||
| Cullen/Frost Bankers | ||
| East-West | ||
| Eaton Vance | ||
| FCB Financial Holdin | ||
| Fifth Third | ||
| First Bancorp PR | ||
| First Hawaiian Inc. | ||
| First Horizon | ||
| Franklin Financial N | ||
| Goldman Sachs | ||
| Great Western Bancor | ||
| Hancock | ||
| Huntington Banc | ||
| IBERIABANK | ||
| Invesco | ||
| JP Morgan Chase | ||
| KeyCorp | ||
| KKR | ||
| Legg Mason | ||
| Morgan Stanley | ||
| New York Community B | ||
| PNC | ||
| Prosperity Bancshare | ||
| Regions Bank | ||
| Signature Bank | ||
| SunTrust Banks | ||
| SVB Financial | ||
| Synovus | ||
| TCF | ||
| Texas Capital | ||
| U.S. Bancorp | ||
| UMB Financial Corp | ||
| Wells Fargo | ||
| Zions |
Timeline (1 events)
2016 Future of Financials Conference
Relationships (4)
MLPF&S or an affiliate
→
acts as a market maker for the equity securities of
→
AllianceBernstein, Amer Express, Ares Management, Assoc Banc-Corp, Banc of California, Bank Hawaii Corp, BankUnited, BB&T, Blackstone Group, Capital Bank Fin., Carlyle, Citigroup, Citizens Financial G, Comerica, Commerce Bancs, Cullen/Frost Bankers, East-West, Eaton Vance, FCB Financial Holdin, Fifth Third, First Bancorp PR, First Hawaiian Inc., First Horizon, Franklin Financial N, Goldman Sachs, Great Western Bancor, Hancock, Huntington Banc, IBERIABANK, Invesco, JP Morgan Chase, KeyCorp, KKR, Legg Mason, Morgan Stanley, New York Community B, PNC, Prosperity Bancshare, Regions Bank, Signature Bank, SunTrust Banks, SVB Financial, Synovus, TCF, Texas Capital, U.S. Bancorp, UMB Financial Corp, Wells Fargo, Zions
MLPF&S or an affiliate
→
was a manager of a public offering of securities within the last 12 months for
→
Ares Management, Assoc Banc-Corp, Banc of California, BB&T, Citigroup, First Hawaiian Inc., Franklin Financial N, Goldman Sachs, Huntington Banc, IBERIABANK, KKR, Legg Mason, Regions Bank, SunTrust Banks, Wells Fargo
MLPF&S and/or one or more of its affiliates
→
had an investment banking client relationship within the last 12 months with
→
AllianceBernstein, Amer Express, Ares Management, Assoc Banc-Corp, Banc of California, Bank Hawaii Corp, BankUnited, BB&T, Blackstone Group, Capital Bank Fin., Carlyle, Citigroup, Citizens Financial G, Comerica, East-West, Eaton Vance, FCB Financial Holdin, Fifth Third, First Bancorp PR, First Hawaiian Inc., First Horizon, Franklin Financial N, Goldman Sachs, Great Western Bancor, Hancock, Huntington Banc, IBERIABANK, Invesco, JP Morgan Chase, KeyCorp, KKR, Legg Mason, Morgan Stanley, New York Community B, PNC, Prosperity Bancshare, Regions Bank, Signature Bank, SunTrust Banks, SVB Financial, Synovus, TCF, Texas Capital, U.S. Bancorp, UMB Financial Corp, Wells Fargo, Zions
MLPF&S or an affiliate
→
has received compensation for non-investment banking services or products within the past 12 months from
→
AllianceBernstein, Amer Express, Ares Management, Assoc Banc-Corp, Banc of California, Bank Hawaii Corp, BankUnited, BB&T, Blackstone Group, Capital Bank Fin., Carlyle, Citigroup, Citizens Financial G, Comerica, Commerce Bancs, Cullen/Frost Bankers, East-West, Eaton Vance, Fifth Third, First Bancorp PR, First Hawaiian Inc., First Horizon, Goldman Sachs, Hancock, Huntington Banc, IBERIABANK, Invesco, JP Morgan Chase, KeyCorp, KKR, Legg Mason, Morgan Stanley, New York Community B, PNC, Regions Bank, Signature Bank, SunTrust Banks, SVB Financial, Synovus, TCF, Texas Capital, U.S. Bancorp, UMB Financial Corp, Wells Fargo, Zions
Key Quotes (3)
"Buy stocks are expected to have a total return of at least 10% and are the most attractive stocks in the coverage cluster;"Source
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Quote #1
"Neutral stocks are expected to remain flat or increase in value and are less attractive than Buy rated stocks"Source
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Quote #2
"Underperform stocks are the least attractive stocks in a coverage cluster."Source
HOUSE_OVERSIGHT_014393.jpg
Quote #3
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