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676 KB
Extraction Summary
2
People
10
Organizations
1
Locations
3
Events
1
Relationships
0
Quotes
Document Information
Type:
Legal document
File Size:
676 KB
Summary
This legal document, filed on March 18, 2013, outlines the background and alleged criminal conduct of a defendant named Parse. It details his educational history at the University of Michigan and his extensive work experience as an investment adviser at firms including Goldman Sachs, Deutsche Bank Alex Brown, and his own company, Union Capital LLC. The document introduces Parse's alleged involvement in a fraudulent tax shelter scheme, where he advised shareholders of the Calphalon cookware company on the disposition of stock acquired from a sale.
People (2)
| Name | Role | Context |
|---|---|---|
| Parse | Defendant, licensed stockbroker, investment adviser, investment representative |
The main subject of the document, whose educational background, work history, and offense conduct are being described.
|
| Kasperzak family | Owners of Calphalon cookware company |
Mentioned as primary shareholders of the Calphalon cookware company who were advised by Parse.
|
Organizations (10)
| Name | Type | Context |
|---|---|---|
| University of Michigan | university |
The university where Parse obtained his bachelor's and Master's degrees.
|
| Goldman Sachs | company |
A firm where Parse worked as an investment adviser from 1988 to 1995.
|
| Kidder Peabody | company |
A firm where Parse worked as an investment adviser from 1988 to 1995.
|
| Credit Suisse First Boston | company |
A firm where Parse worked as an investment adviser from 1988 to 1995.
|
| Deutsche Bank Alex Brown | company |
A firm where Parse was employed as an investment representative from 1995 through April 2006.
|
| Union Capital LLC | company |
Parse's own financial consulting firm, where he has been self-employed since April 2006.
|
| Calphalon cookware company | company |
A company whose shareholders Parse assisted in advising regarding a fraudulent tax shelter.
|
| Newell | company |
A company whose stock was acquired by Calphalon shareholders in a stock swap.
|
| Probation Department | government agency |
The source of the Presentence Report (“PSR”) cited in the document.
|
| Government | government agency |
Mentioned in a footnote as having produced documents and conducted interviews.
|
Timeline (3 events)
Parse's participation in advising shareholders of the Calphalon cookware company in a fraudulent tax shelter scheme related to the sale of their company and acquisition of Newell stock.
Locations (1)
| Location | Context |
|---|---|
|
The location of the Deutsche Bank Alex Brown office where Parse worked.
|
Relationships (1)
Parse assisted in advising the shareholders (primarily members of the Kasperzak family and key employees) on the disposition of their shares.
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