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Extraction Summary

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People
7
Organizations
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Locations
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Events
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Relationships
3
Quotes

Document Information

Type: Financial document (appendix/endnotes)
File Size: 2.77 MB
Summary

This document is Appendix 5 (Endnotes) of a confidential financial report dated as of March 31, 2014, obtained by the House Oversight Committee (Bates stamp HOUSE_OVERSIGHT_024108). It outlines the methodology for financial performance reporting for funds identified as NLV-I, NLV-II, and the Sprout Funds, distinguishing between 'gross' and 'net' performance and providing legal disclaimers regarding valuations and future results. The document defines the roles of generic 'Fund Managers' and the 'Sprout Group' in managing these investments.

People (1)

Name Role Context
Fund Managers Investment Managers
Generic reference to those managing NLV-I, NLV-II, and Sprout Funds.

Organizations (7)

Name Type Context
NLV
Prepared financial data estimates; likely New Leaf Ventures or similar.
NLV-I
Investment fund mentioned in performance data.
NLV-II
Investment fund mentioned in performance data.
Sprout Funds
Investment funds mentioned in performance data.
Sprout Group
Individuals from this group assisted with Sprout Funds investments.
S&P 500 Stock Index
Used for comparison purposes in footnote B.
House Oversight Committee
Implied by the Bates stamp 'HOUSE_OVERSIGHT'.

Relationships (2)

NLV Management/Valuation NLV-I
financial data... relating to... NLV-I... are estimates prepared by NLV
Sprout Group Affiliation/Assistance Sprout Funds
individuals from Sprout Group with respect to the Sprout Funds, were involved in and assisted with these investments

Key Quotes (3)

"Except as otherwise expressly noted, all performance information contained herein, including rates of return, is as of March 31, 2014 and is unaudited."
Source
HOUSE_OVERSIGHT_024108.jpg
Quote #1
"Past performance is not indicative of future results."
Source
HOUSE_OVERSIGHT_024108.jpg
Quote #2
"While NLV's valuations of unrealized investments are based on assumptions that NLV believes are reasonable under the circumstances, the actual realized returns on unrealized investments will depend on... future operating results..."
Source
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Quote #3

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