HOUSE_OVERSIGHT_014456.jpg

View Original

Extraction Summary

14
People
12
Organizations
0
Locations
3
Events
2
Relationships
3
Quotes

Document Information

Type: Financial research report (disclaimer/disclosure page)
File Size:
Summary

This document is page 25 of a 'Global Cross Asset Strategy - Year Ahead' report dated November 30, 2016, produced by Bank of America Merrill Lynch. It contains standard options risk warnings, analyst certifications listing numerous BofA employees, and special disclosures regarding BofA's advisory roles in Italian banking acquisitions (Anima Holding/Pioneer and Mediobanca/Banca Esperia). The document bears the Bates stamp HOUSE_OVERSIGHT_014456, indicating it was produced as part of a US House Oversight Committee investigation.

People (14)

Name Role Context
James Barty Analyst
Certifying analyst for Bank of America Merrill Lynch report
Abhinandan Deb Analyst
Certifying analyst for Bank of America Merrill Lynch report
Barnaby Martin Analyst
Certifying analyst for Bank of America Merrill Lynch report
Benjamin Bowler Analyst
Certifying analyst for Bank of America Merrill Lynch report
Claudio Piron Analyst
Certifying analyst for Bank of America Merrill Lynch report
David Hauner, CFA Analyst
Certifying analyst for Bank of America Merrill Lynch report
Hans Mikkelsen Analyst
Certifying analyst for Bank of America Merrill Lynch report
Ian Gordon Analyst
Certifying analyst for Bank of America Merrill Lynch report
Ioannis Angelakis Analyst
Certifying analyst for Bank of America Merrill Lynch report
Kamal Sharma Analyst
Certifying analyst for Bank of America Merrill Lynch report
Mark Capleton Analyst
Certifying analyst for Bank of America Merrill Lynch report
Ritesh Samadhiya, CFA Analyst
Certifying analyst for Bank of America Merrill Lynch report
Shusuke Yamada, CFA Analyst
Certifying analyst for Bank of America Merrill Lynch report
Shyam S.Rajan Analyst
Certifying analyst for Bank of America Merrill Lynch report

Organizations (12)

Name Type Context
Bank of America Merrill Lynch
FINRA
OCC (Options Clearing Corporation)
Anima Holding SpA
Poste Italiane SpA
Cassa Depositi e Prestiti SpA
Pioneer Global Asset Management SpA
Unicredit SpA
Mediobanca SPA
Banca Esperia
Mediolanum Group
House Oversight Committee (implied by Bates stamp)

Timeline (3 events)

2016-11-10
Announcement of acquisition bid for Pioneer Global Asset Management SpA
Italy (implied by entities)
Anima Holding SpA Poste Italiane SpA Cassa Depositi e Prestiti SpA Unicredit SpA
2016-11-17
Announcement of acquisition of 50% of Banca Esperia
Italy (implied by entities)
Mediobanca SPA Mediolanum Group
2016-11-30
Publication of Global Cross Asset Strategy - Year Ahead report
Global
Bank of America Merrill Lynch Analysts

Relationships (2)

BofA Merrill Lynch is currently acting as Financial Adviser to Anima Holding SpA
Bank of America Merrill Lynch Financial Adviser Mediobanca SPA
BofA Merrill Lynch is currently acting as Financial Advisor to Mediobanca SPA

Key Quotes (3)

"Unlike owning or shorting a stock, employing any listed options strategy is by definition governed by a finite duration."
Source
HOUSE_OVERSIGHT_014456.jpg
Quote #1
"The most severe risks associated with general options trading are total loss of capital invested and delivery/assignment risk... all of which can occur in a short period."
Source
HOUSE_OVERSIGHT_014456.jpg
Quote #2
"We... hereby certify that the views each of us has expressed in this research report accurately reflect each of our respective personal views about the subject securities and issuers."
Source
HOUSE_OVERSIGHT_014456.jpg
Quote #3

Discussion 0

Sign in to join the discussion

No comments yet

Be the first to share your thoughts on this epstein document