HOUSE_OVERSIGHT_024064.jpg

1.98 MB
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Extraction Summary

3
People
2
Organizations
0
Locations
0
Events
2
Relationships
4
Quotes

Document Information

Type: Legal/financial document (private placement memorandum or partnership agreement)
File Size: 1.98 MB
Summary

This document is page 53 of a confidential legal agreement (likely a Private Placement Memorandum) detailing the terms of a 'Fund.' It outlines strict restrictions on the transferability of interests, limits borrowing and guarantees to 15% of commitments (unless approved by an Advisory Board), and details severe penalties for default, including forfeiture. It also mandates strict confidentiality regarding financial reports provided to partners. The document bears a 'HOUSE_OVERSIGHT' Bates stamp, indicating it is part of a Congressional investigation.

People (3)

Name Role Context
General Partner Fund Manager/Authority
Has authority to approve transfers, create parallel funds, and structure alternative investment vehicles.
Limited Partner Investor
Subject to restrictions on transferability, withdrawal, and confidentiality; subject to penalties for default.
Advisory Board Oversight
Must approve borrowings or guarantees exceeding 15% of aggregate commitments.

Organizations (2)

Name Type Context
The Fund
The primary entity governed by the document.
House Oversight Committee
Indicated by the Bates stamp 'HOUSE_OVERSIGHT_024064'.

Relationships (2)

General Partner Fiduciary/Contractual Limited Partner
General Partner has authority over Limited Partner's ability to transfer interest; GP provides reports to LP.
Advisory Board Oversight The Fund
Advisory Board must approve borrowings or guarantees over 15%.

Key Quotes (4)

"A Limited Partner may not sell, assign, or transfer any interest in the Fund or withdraw from the Fund except under certain limited circumstances and with the prior written consent of the General Partner."
Source
HOUSE_OVERSIGHT_024064.jpg
Quote #1
"The Fund may borrow money... in an aggregate amount outstanding at any time not exceeding 15% of aggregate Commitments... provided that the maturity of any such borrowing shall not exceed 90 days."
Source
HOUSE_OVERSIGHT_024064.jpg
Quote #2
"If any Limited Partner defaults in the payment of any part of its Commitment when due, it will be subject to significant penalties... including forfeiture of all or a portion of such Limited Partner’s interest in the Fund."
Source
HOUSE_OVERSIGHT_024064.jpg
Quote #3
"Each Limited Partner will be required to maintain information provided to it about the Fund... in the strictest confidence"
Source
HOUSE_OVERSIGHT_024064.jpg
Quote #4

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