HOUSE_OVERSIGHT_026923.jpg
390 KB
Extraction Summary
0
People
5
Organizations
2
Locations
0
Events
2
Relationships
1
Quotes
Document Information
Type:
Financial document disclaimer / legal footer
File Size:
390 KB
Summary
This document page is a legal disclaimer and copyright notice from a 2018 Goldman Sachs document, specifically addressing regulatory compliance in the United Kingdom under the Financial Services and Markets Act 2000. It lists GSI's London address and its regulators (Prudential Regulation Authority and Financial Conduct Authority). The document bears a House Oversight Bates stamp, indicating it was produced as part of a congressional investigation.
Organizations (5)
| Name | Type | Context |
|---|---|---|
| Goldman Sachs |
© 2018 Goldman Sachs. All rights reserved.
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| GSI |
Material approved for issue by GSI
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| Prudential Regulation Authority |
Authorising and regulating body for GSI
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| Financial Conduct Authority |
Regulating body for GSI
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| House Oversight Committee |
Inferred from Bates stamp HOUSE_OVERSIGHT_026923
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Locations (2)
| Location | Context |
|---|---|
|
Address for GSI
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Jurisdiction for the specific legal disclaimer
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Relationships (2)
Authorised by the Prudential Regulation Authority
regulated by the Financial Conduct Authority
Key Quotes (1)
"This material has been approved for issue in the United Kingdom solely for the purposes of Section 21 of the Financial Services and Markets Act 2000"Source
HOUSE_OVERSIGHT_026923.jpg
Quote #1
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