📧 Communication
panel discussionCommunication Details
From
Michael Hadley
Linked to Michael Hadley
To
Lisa Bleier
Lisa Bleier
Date
November 17, 2016
Subject
Life after DOL: Evolving Beyond the Fiduciary Rule
Message Content
A panel discussion with industry experts on the Department of Labor's (DOL) fiduciary rule, which was set to go into effect in April 2017.
📄 Source Document
HOUSE_OVERSIGHT_014363.jpg
ESTATE Collection
Document Summary
This document summarizes panel discussions from the 2016 Future of Financials Conference. The first section covers equity market structure, with a survey indicating 74% of investors feel it needs revamping, citing issues with liquidity and incentives. The second section discusses the Department of Labor's fiduciary rule, noting that 83% of investors expect it to cause significant changes to the brokerage industry.
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