EFTA00022391.pdf
1.68 MB
Extraction Summary
3
People
11
Organizations
2
Locations
0
Events
2
Relationships
0
Quotes
Document Information
Type:
Ubs resource management account statement
File Size:
1.68 MB
Summary
This document is a UBS Resource Management Account statement for Ghislaine Maxwell for the period of November 2016. The statement reveals a significant liquidation and transfer of assets; the account opening value was over $1.1 million, but the closing value dropped to $772.39. The activity logs show massive transfers of securities (totaling nearly $1 million) and cash to another entity or account referenced as 'Y1 36509 2200' on November 28, 2016.
People (3)
| Name | Role | Context |
|---|---|---|
| Ghislaine Maxwell | Account Holder |
Owner of the UBS Resource Management Account.
|
| Scott Stackman | Financial Advisor |
Listed as financial advisor for the account.
|
| Lyle Casriel | Financial Advisor |
Listed as financial advisor for the account.
|
Organizations (11)
Locations (2)
Relationships (2)
Listed as Financial Advisor for Maxwell's account
Listed as Financial Advisor for Maxwell's account
Full Extracted Text
Complete text extracted from the document (11,228 characters)
UBS
UBS Financial Services Inc.
Private Wealth Management
299 Park Avenue
25th Floor
New York NY 10171-0002
CNP7005535545 1116 X135 Y1 0
UBS Financial Services Inc.
Private Wealth Management
299 Park Avenue
25th Floor
New York NY 10171-0002
CNP7005535545 1116 X135 Y1 0
Resource Management Account
November 2016
November 2016
Account name: GHISLAINE MAXWELL
Friendly account name: Indiv. 052167006
Account number: [REDACTED]
Friendly account name: Indiv. 052167006
Account number: [REDACTED]
GHISLAINE MAXWELL
P.O. BOX 308
TEANECK NJ 07666-0308
P.O. BOX 308
TEANECK NJ 07666-0308
Your Financial Advisor:
SCOTT STACKMAN/LYLE CASRIEL
Phone: 212-821-7000/800-308-3140
SCOTT STACKMAN/LYLE CASRIEL
Phone: 212-821-7000/800-308-3140
Questions about your statement?
Call your Financial Advisor or the RMA ResourceLine at 800-RMA-1000, account 029023574.
Call your Financial Advisor or the RMA ResourceLine at 800-RMA-1000, account 029023574.
Visit our website:
www.ubs.com/financialservices
www.ubs.com/financialservices
Value of your account
on October 31 ($) on November 30 ($)
Your assets 1,135,630.52 772.39
Your liabilities 0.00 0.00
Value of your account $1,135,630.52 $772.39
Accrued interest in value above $3,566.38 $0.00
on October 31 ($) on November 30 ($)
Your assets 1,135,630.52 772.39
Your liabilities 0.00 0.00
Value of your account $1,135,630.52 $772.39
Accrued interest in value above $3,566.38 $0.00
Tracking the value of your account
$ Thousands
[Graph showing decline from 1,135.6 in Oct 2016 to 0.8 in Nov 2016]
Dec 2014 Dec 2015 Oct 2016 Nov 2016
$ Thousands
[Graph showing decline from 1,135.6 in Oct 2016 to 0.8 in Nov 2016]
Dec 2014 Dec 2015 Oct 2016 Nov 2016
Sources of your account growth during 2016
Value of your account at year end 2015 $1,311,717.81
Net deposits and withdrawals -$1,366,602.20
Your investment return:
Dividend and interest income $59,045.75
Change in value of accrued interest -$5,178.88
Change in market value $1,789.91
Value of your account on Nov 30, 2016 $772.39
Value of your account at year end 2015 $1,311,717.81
Net deposits and withdrawals -$1,366,602.20
Your investment return:
Dividend and interest income $59,045.75
Change in value of accrued interest -$5,178.88
Change in market value $1,789.91
Value of your account on Nov 30, 2016 $772.39
Member SIPC
CNP70008005535545 NP7000185219 00004 1116 030575004 Y123574550 101010 Page 1 of 8
EFTA00022391
CNP70008005535545 NP7000185219 00004 1116 030575004 Y123574550 101010 Page 1 of 8
EFTA00022391
UBS Resource Management Account November 2016
Your account balance sheet
Summary of your assets
Value on November 30 ($) Percentage of your account
A Cash and money balances 772.39 100.00%
B Cash alternatives 0.00 0.00%
C Equities 0.00 0.00%
D Fixed income 0.00 0.00%
E Non-traditional 0.00 0.00%
F Commodities 0.00 0.00%
G Other 0.00 0.00%
Total assets $772.39 100.00%
Value on November 30 ($) Percentage of your account
A Cash and money balances 772.39 100.00%
B Cash alternatives 0.00 0.00%
C Equities 0.00 0.00%
D Fixed income 0.00 0.00%
E Non-traditional 0.00 0.00%
F Commodities 0.00 0.00%
G Other 0.00 0.00%
Total assets $772.39 100.00%
Value of your account $772.39
Your current asset allocation
[Pie chart showing 100% Cash]
[Pie chart showing 100% Cash]
Account name: GHISLAINE MAXWELL
Friendly account name: Indiv 052167006
Account number: [REDACTED]
Friendly account name: Indiv 052167006
Account number: [REDACTED]
Your Financial Advisor:
SCOTT STACKMAN/LYLE CASRIEL
212-821-7000/800-308-3140
SCOTT STACKMAN/LYLE CASRIEL
212-821-7000/800-308-3140
Eye on the markets
Index Percentage change November 2016 Year to date
S&P 500 3.70% 9.79%
Russell 3000 4.48% 10.58%
MSCI - Europe, Australia & Far East -1.98% -1.86%
Barclays Capital U.S. Aggregate Bond Index -2.37% 2.50%
Index Percentage change November 2016 Year to date
S&P 500 3.70% 9.79%
Russell 3000 4.48% 10.58%
MSCI - Europe, Australia & Far East -1.98% -1.86%
Barclays Capital U.S. Aggregate Bond Index -2.37% 2.50%
Interest rates on November 30, 2016
3-month Treasury bills: 0.48%
One-month LIBOR: 0.62%
3-month Treasury bills: 0.48%
One-month LIBOR: 0.62%
CNP70008005535546 NP7000185219 00004 1116 030575004 Y123574550 101010 Page 2 of 8
EFTA00022392
EFTA00022392
UBS Resource Management Account November 2016
Change in the value of your account
November 2016 ($) Year to date ($)
Opening account value $1,135,630.52 $1,311,717.81
Deposits, including investments transferred in 0.00 8,340.00
Withdrawals and fees, including investments transferred out -1,149,960.69 -1,374,942.20
Dividend and interest income 4,993.84 59,045.75
Change in value of accrued interest -3,566.38 -5,178.88
Change in market value 13,675.10 1,789.91
Closing account value $772.39 $772.39
November 2016 ($) Year to date ($)
Opening account value $1,135,630.52 $1,311,717.81
Deposits, including investments transferred in 0.00 8,340.00
Withdrawals and fees, including investments transferred out -1,149,960.69 -1,374,942.20
Dividend and interest income 4,993.84 59,045.75
Change in value of accrued interest -3,566.38 -5,178.88
Change in market value 13,675.10 1,789.91
Closing account value $772.39 $772.39
Account name: GHISLAINE MAXWELL
Friendly account name: Indiv 052167006
Account number: [REDACTED]
Friendly account name: Indiv 052167006
Account number: [REDACTED]
Your Financial Advisor:
SCOTT STACKMAN/LYLE CASRIEL
212-821-7000/800-308-3140
SCOTT STACKMAN/LYLE CASRIEL
212-821-7000/800-308-3140
Dividend and interest income earned
[Tax disclaimer text...]
November 2016 ($) Year to date ($)
Taxable dividends 0.00 7,202.28
Long-term capital gains 160.27 160.27
Taxable interest 4,537.51 42,495.89
Tax-exempt interest 0.00 7,500.00
Miscellaneous 296.06 1,687.31
Total current year $4,993.84 $59,045.75
Total dividend & interest $4,993.84 $59,045.75
[Tax disclaimer text...]
November 2016 ($) Year to date ($)
Taxable dividends 0.00 7,202.28
Long-term capital gains 160.27 160.27
Taxable interest 4,537.51 42,495.89
Tax-exempt interest 0.00 7,500.00
Miscellaneous 296.06 1,687.31
Total current year $4,993.84 $59,045.75
Total dividend & interest $4,993.84 $59,045.75
Summary of gains and losses
Values reported below exclude products for which gains and losses are not classified.
Realized gains and losses November 2016 ($) Year to date ($)
Unrealized gains and losses ($)
Short term 0.00 586.02 0.00
Long term 0.00 6,027.80 0.00
Total $0.00 $6,613.82 $0.00
Values reported below exclude products for which gains and losses are not classified.
Realized gains and losses November 2016 ($) Year to date ($)
Unrealized gains and losses ($)
Short term 0.00 586.02 0.00
Long term 0.00 6,027.80 0.00
Total $0.00 $6,613.82 $0.00
CNP70008005535547 NP7000185219 00004 1116 030575004 Y123574550 101010 Page 3 of 8
EFTA00022393
EFTA00022393
UBS Resource Management Account November 2016
Account name: GHISLAINE MAXWELL
Friendly account name: Indiv 052167006
Account number: [REDACTED]
Account name: GHISLAINE MAXWELL
Friendly account name: Indiv 052167006
Account number: [REDACTED]
Cash activity summary
[Disclaimer text...]
November 2016 ($) Year to date ($)
Opening balances $10,680.70 $541.48
Additions
Deposits and other funds credited 0.00 8,340.00
Dividend and interest income 4,993.84 59,045.75
Proceeds from investment transactions 150,000.00 325,303.76
Total additions $154,993.84 $392,689.51
Subtractions
Professional management fees and related services 772.39 -7,528.38
Other funds debited -165,674.54 -382,355.28
Funds withdrawn for investments bought 0.00 -2,574.94
Total subtractions -$164,902.15 -$392,458.60
Net cash flow -$9,908.31 $230.91
Closing balances $772.39 $772.39
[Disclaimer text...]
November 2016 ($) Year to date ($)
Opening balances $10,680.70 $541.48
Additions
Deposits and other funds credited 0.00 8,340.00
Dividend and interest income 4,993.84 59,045.75
Proceeds from investment transactions 150,000.00 325,303.76
Total additions $154,993.84 $392,689.51
Subtractions
Professional management fees and related services 772.39 -7,528.38
Other funds debited -165,674.54 -382,355.28
Funds withdrawn for investments bought 0.00 -2,574.94
Total subtractions -$164,902.15 -$392,458.60
Net cash flow -$9,908.31 $230.91
Closing balances $772.39 $772.39
Your Financial Advisor:
SCOTT STACKMAN/LYLE CASRIEL
212-821-7000/800-308-3140
SCOTT STACKMAN/LYLE CASRIEL
212-821-7000/800-308-3140
UBS Bank USA Deposit Account APY
Interest period Oct 7 - Nov 6
Opening UBS Bank USA Deposit balance Oct 7 $0.00
Closing UBS Bank USA Deposit balance Nov 6 $1,837.51
Number of days in interest period 31
Average daily balance $989.83
Interest earned $0.01
Annual percentage yield earned 0.01%
Interest period Oct 7 - Nov 6
Opening UBS Bank USA Deposit balance Oct 7 $0.00
Closing UBS Bank USA Deposit balance Nov 6 $1,837.51
Number of days in interest period 31
Average daily balance $989.83
Interest earned $0.01
Annual percentage yield earned 0.01%
Your investment objectives:
[Text about objectives]
Your return objective: Current income & capital appreciation
Your risk profile: Primary - Moderate
Investment eligibility consideration - None selected
[Text about objectives]
Your return objective: Current income & capital appreciation
Your risk profile: Primary - Moderate
Investment eligibility consideration - None selected
Your account instructions
Your account cost basis default closing method is FIFO, First In, First Out.
Your account cost basis default closing method is FIFO, First In, First Out.
CNP70008005535548 NP7000185219 00004 1116 030575004 Y123574550 101010 Page 4 of 8
EFTA00022394
EFTA00022394
UBS Resource Management Account November 2016
Account name: GHISLAINE MAXWELL
Friendly account name: Indiv 052167006
Account number: [REDACTED]
Account name: GHISLAINE MAXWELL
Friendly account name: Indiv 052167006
Account number: [REDACTED]
Your assets
[Disclaimer text...]
[Disclaimer text...]
Cash
Cash and money balances
Holding Opening balance on Nov 1 ($) Closing balance on Nov 30 ($) Price per share on Nov 30 ($) Average rate Dividend/Interest period Days in period Cap amount ($)
Cash 4,726.37 772.39
UBS BANK USA DEP ACCT 5,954.33 0.00 250,000.00
Total $10,680.70 $772.39
Cash and money balances
Holding Opening balance on Nov 1 ($) Closing balance on Nov 30 ($) Price per share on Nov 30 ($) Average rate Dividend/Interest period Days in period Cap amount ($)
Cash 4,726.37 772.39
UBS BANK USA DEP ACCT 5,954.33 0.00 250,000.00
Total $10,680.70 $772.39
Your Financial Advisor:
SCOTT STACKMAN/LYLE CASRIEL
212-821-7000/800-308-3140
SCOTT STACKMAN/LYLE CASRIEL
212-821-7000/800-308-3140
Your total assets
Value on Nov 30 ($) Percentage of your account Cost basis ($) Estimated annual income ($) Unrealized gain or loss ($)
Cash Cash and money balances 772.39 100.00% 772.39
Total $772.39 100.00% $772.39
Value on Nov 30 ($) Percentage of your account Cost basis ($) Estimated annual income ($) Unrealized gain or loss ($)
Cash Cash and money balances 772.39 100.00% 772.39
Total $772.39 100.00% $772.39
Account activity this month
Date Activity Description Amount ($)
Dividend and interest income
Long-term capital gains
Nov 14 Lt Cap Gain BLACKSTONE GROUP LP/THE UNIT REPSTG LTD PARTNERSHIP INT 160.27
Total long-term capital gains 160.27
Taxable interest
Nov 1 Interest COUNTRYWIDE CAP V 7.000% DUE 11/01/36 CALLABLE PAID ON 4200 1,837.50
CUSIP: 222388209
Nov 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 11/04/16 0.01
Nov 15 Interest BANK OF AMER INTERNOTES 03.600% 111516 DTD110410FC051511 NTS B/E 2,700.00
CUSIP: 06050WDW2
Total taxable interest $4,537.51
Date Activity Description Amount ($)
Dividend and interest income
Long-term capital gains
Nov 14 Lt Cap Gain BLACKSTONE GROUP LP/THE UNIT REPSTG LTD PARTNERSHIP INT 160.27
Total long-term capital gains 160.27
Taxable interest
Nov 1 Interest COUNTRYWIDE CAP V 7.000% DUE 11/01/36 CALLABLE PAID ON 4200 1,837.50
CUSIP: 222388209
Nov 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 11/04/16 0.01
Nov 15 Interest BANK OF AMER INTERNOTES 03.600% 111516 DTD110410FC051511 NTS B/E 2,700.00
CUSIP: 06050WDW2
Total taxable interest $4,537.51
CNP70008005535549 NP7000185219 00004 1116 030575004 Y123574550 101010 Page 5 of 8
EFTA00022395
EFTA00022395
UBS Resource Management Account November 2016
Account name: GHISLAINE MAXWELL
Friendly account name: Indiv 052167006
Account number: [REDACTED]
Account name: GHISLAINE MAXWELL
Friendly account name: Indiv 052167006
Account number: [REDACTED]
Account activity this month (continued)
Date Activity Description Amount ($)
Dividend and interest income (continued)
Miscellaneous
Nov 14 Dividend BLACKSTONE GROUP LP/THE UNIT REPSTG LTD PARTNERSHIP INT PAID ON 1113 7.79
Nov 14 Return Of Capital BLACKSTONE GROUP LP/THE UNIT REPSTG LTD PARTNERSHIP INT PAID ON 1113 14.47
Nov 14 Dividend BLACKSTONE GROUP LP/THE UNIT REPSTG LTD PARTNERSHIP INT 273.80
Total miscellaneous $296.06
Total dividend and interest income $4,993.84
Date Activity Description Amount ($)
Dividend and interest income (continued)
Miscellaneous
Nov 14 Dividend BLACKSTONE GROUP LP/THE UNIT REPSTG LTD PARTNERSHIP INT PAID ON 1113 7.79
Nov 14 Return Of Capital BLACKSTONE GROUP LP/THE UNIT REPSTG LTD PARTNERSHIP INT PAID ON 1113 14.47
Nov 14 Dividend BLACKSTONE GROUP LP/THE UNIT REPSTG LTD PARTNERSHIP INT 273.80
Total miscellaneous $296.06
Total dividend and interest income $4,993.84
Date Activity Description Amount ($)
Fees Nov 30 Refund PRORATED ADVISORY FEE 772.39
Total professional management fees $772.39
Fees Nov 30 Refund PRORATED ADVISORY FEE 772.39
Total professional management fees $772.39
Date Activity Description Amount ($)
Other funds debited
Nov 1 Transfer JOURNAL TO Y1 23575 GHISLAINE MAXWELL -10,680.70
Nov 28 Transfer TO Y1 36509 2200 -154,993.84
Total other funds debited -$165,674.54
Other funds debited
Nov 1 Transfer JOURNAL TO Y1 23575 GHISLAINE MAXWELL -10,680.70
Nov 28 Transfer TO Y1 36509 2200 -154,993.84
Total other funds debited -$165,674.54
Investment transactions
[Disclaimer text...]
Date Activity Description Quantity Value ($) Price ($) Proceeds from investment transactions ($) Funds withdrawn for investments bought ($) Accrued interest ($)
Nov 15 Call Redemption BANK OF AMER INTERNOTES 03.600% 111516 DTD110410 FC051511 NTS B/E CUSIP: 06050WDW2 -150,000.000 150,000.00
Nov 28 Transfer BIRDVILLE TX INDPT SCH D PREF BE/R/ 5 DUE 021529 DTD 011507 CALLABLE PRE-REFUNDED TO Y1 36509 2200 CUSIP: 090874LJ5 -90,000.000 -90,777.60
Nov 28 Transfer BIRDVILLE TX INDPT SCH D BE/R/ 5 DUE 021529 DTD 011507 CALLABLE TO Y1 36509 2200 CUSIP: 090874LM8 -10,000.000 -10,082.50
continued next page
CNP70008005535550 NP7000185219 00004 1116 030575004 Y123574550 101010 Page 6 of 8
EFTA00022396
[Disclaimer text...]
Date Activity Description Quantity Value ($) Price ($) Proceeds from investment transactions ($) Funds withdrawn for investments bought ($) Accrued interest ($)
Nov 15 Call Redemption BANK OF AMER INTERNOTES 03.600% 111516 DTD110410 FC051511 NTS B/E CUSIP: 06050WDW2 -150,000.000 150,000.00
Nov 28 Transfer BIRDVILLE TX INDPT SCH D PREF BE/R/ 5 DUE 021529 DTD 011507 CALLABLE PRE-REFUNDED TO Y1 36509 2200 CUSIP: 090874LJ5 -90,000.000 -90,777.60
Nov 28 Transfer BIRDVILLE TX INDPT SCH D BE/R/ 5 DUE 021529 DTD 011507 CALLABLE TO Y1 36509 2200 CUSIP: 090874LM8 -10,000.000 -10,082.50
continued next page
CNP70008005535550 NP7000185219 00004 1116 030575004 Y123574550 101010 Page 6 of 8
EFTA00022396
UBS Resource Management Account November 2016
Account name: GHISLAINE MAXWELL
Friendly account name: Indiv 052167006
Account number: [REDACTED]
Account name: GHISLAINE MAXWELL
Friendly account name: Indiv 052167006
Account number: [REDACTED]
Account activity this month (continued)
Investment transactions (continued)
Date Activity Description Quantity Value ($) Price ($) Proceeds from investment transactions ($) Funds withdrawn for investments bought ($) Accrued interest ($)
Nov 28 Transfer MICHIGAN MUN BD AUTH RV BE/R/ 5 DUE 100126 DTD 110206 CALLABLE TO Y1 36509 2200 CUSIP: 5945574B5 -5,000.000 -5,016.80
Nov 28 Transfer COUNTRYWIDE CAP V 7.000% DUE 11/01/36 CALLABLE TO Y1 36509 2200 CUSIP: 222388209 -4,200.000 -106,940.40
Nov 28 Transfer CITIGROUP CAPITAL XIII FXD/FLT TRUST PFD 7.121% DUE 10/30/2040 TO Y1 36509 2200 CUSIP: 173080201 -10,000.000 -259,000.00
Nov 28 Transfer BANK OF AMER CORP TO Y1 36509 2200 -944.000 -19,163.20
Nov 28 Transfer BLACKSTONE GROUP LP/THE UNIT REPSTG LTD PARTNERSHIP INT TO Y1 36509 2200 -1,113.000 -28,726.53
Nov 28 Transfer GENERAL MOTORS CO TO Y1 36509 2200 -1,023.000 -34,833.15
Nov 28 Transfer SPDR S&P 500 ETF TR TO Y1 36509 2200 -1,257.000 -277,143.36
Nov 28 Transfer J P MORGAN CHASE & CO 07.900% 042949 DTD042308 FC103008 NTS B/E TO Y1 36509 2200 CUSIP: 46625HHA1 -150,000.000 -153,375.00
Total $150,000.00
Securities transferred out -$985,058.54
Investment transactions (continued)
Date Activity Description Quantity Value ($) Price ($) Proceeds from investment transactions ($) Funds withdrawn for investments bought ($) Accrued interest ($)
Nov 28 Transfer MICHIGAN MUN BD AUTH RV BE/R/ 5 DUE 100126 DTD 110206 CALLABLE TO Y1 36509 2200 CUSIP: 5945574B5 -5,000.000 -5,016.80
Nov 28 Transfer COUNTRYWIDE CAP V 7.000% DUE 11/01/36 CALLABLE TO Y1 36509 2200 CUSIP: 222388209 -4,200.000 -106,940.40
Nov 28 Transfer CITIGROUP CAPITAL XIII FXD/FLT TRUST PFD 7.121% DUE 10/30/2040 TO Y1 36509 2200 CUSIP: 173080201 -10,000.000 -259,000.00
Nov 28 Transfer BANK OF AMER CORP TO Y1 36509 2200 -944.000 -19,163.20
Nov 28 Transfer BLACKSTONE GROUP LP/THE UNIT REPSTG LTD PARTNERSHIP INT TO Y1 36509 2200 -1,113.000 -28,726.53
Nov 28 Transfer GENERAL MOTORS CO TO Y1 36509 2200 -1,023.000 -34,833.15
Nov 28 Transfer SPDR S&P 500 ETF TR TO Y1 36509 2200 -1,257.000 -277,143.36
Nov 28 Transfer J P MORGAN CHASE & CO 07.900% 042949 DTD042308 FC103008 NTS B/E TO Y1 36509 2200 CUSIP: 46625HHA1 -150,000.000 -153,375.00
Total $150,000.00
Securities transferred out -$985,058.54
Date Activity Description Amount ($)
Money balance activities
Oct 31 Balance forward $5,954.33
Nov 1 Deposit UBS BANK USA DEPOSIT ACCOUNT 4,726.37
Nov 2 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11/01/16 -8,843.20
Nov 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 11/04/16 0.01
Nov 15 Deposit UBS BANK USA DEPOSIT ACCOUNT 456.33
Nov 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 152,700.00
Nov 29 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11/28/16 -154,993.84
Nov 30 Closing UBS Bank USA Deposit Account $0.00
The UBS Bank USA Deposit Account is your primary sweep option.
Money balance activities
Oct 31 Balance forward $5,954.33
Nov 1 Deposit UBS BANK USA DEPOSIT ACCOUNT 4,726.37
Nov 2 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11/01/16 -8,843.20
Nov 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 11/04/16 0.01
Nov 15 Deposit UBS BANK USA DEPOSIT ACCOUNT 456.33
Nov 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 152,700.00
Nov 29 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11/28/16 -154,993.84
Nov 30 Closing UBS Bank USA Deposit Account $0.00
The UBS Bank USA Deposit Account is your primary sweep option.
CNP70008005535551 NP7000185219 00004 1116 030575004 Y123574550 101010 Page 7 of 8
EFTA00022397
EFTA00022397
UBS Resource Management Account November 2016
Account name: GHISLAINE MAXWELL
Friendly account name: Indiv 052167006
Account number: [REDACTED]
Account name: GHISLAINE MAXWELL
Friendly account name: Indiv 052167006
Account number: [REDACTED]
Realized gains and losses
[Disclaimer text...]
Long-term capital gains and losses
Security description Method Quantity or face value Purchase date Sale date Sale amount ($) Cost basis ($) Wash sale cost basis adjustment ($) Loss ($) Gain ($)
BANK OF AMER INTERNOTES 03.600% 111516 DTD110410 FC051511 NTS B/E FIFO 150,000.000 Nov 01, 10 Nov 15, 16 150,000.00 150,000.00
[Disclaimer text...]
Long-term capital gains and losses
Security description Method Quantity or face value Purchase date Sale date Sale amount ($) Cost basis ($) Wash sale cost basis adjustment ($) Loss ($) Gain ($)
BANK OF AMER INTERNOTES 03.600% 111516 DTD110410 FC051511 NTS B/E FIFO 150,000.000 Nov 01, 10 Nov 15, 16 150,000.00 150,000.00
Your Financial Advisor:
SCOTT STACKMAN/LYLE CASRIEL
212-821-7000/800-308-3140
SCOTT STACKMAN/LYLE CASRIEL
212-821-7000/800-308-3140
CNP70008005535552 NP7000185219 00004 1116 030575004 Y123574550 101010 Page 8 of 8
End of statement for account number Y1 23574 55
EFTA00022398
End of statement for account number Y1 23574 55
EFTA00022398
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