026.pdf
96.1 KB
Extraction Summary
10
People
5
Organizations
2
Locations
3
Events
2
Relationships
2
Quotes
Document Information
Type:
Legal declaration (court filing)
File Size:
96.1 KB
Summary
This document is a legal declaration filed on July 6, 2023, by attorney Audra J. Soloway of Paul, Weiss in the Southern District of New York. It supports a Motion to Dismiss in a derivative litigation case against JPMorgan Chase & Co. and its board members (including James Dimon). The declaration serves to authenticate two exhibits: a 2014 Deferred Prosecution Agreement and the company's 2006 Restated Certificate of Incorporation.
People (10)
| Name | Role | Context |
|---|---|---|
| Audra J. Soloway | Declarant / Attorney |
Member of Paul, Weiss, Rifkind, Wharton & Garrison LLP; attorney for Defendants
|
| Stephen Burke | Defendant |
JPMorgan Chase Director/Officer named in derivative litigation
|
| Todd Combs | Defendant |
JPMorgan Chase Director/Officer named in derivative litigation
|
| James Crown | Defendant |
JPMorgan Chase Director/Officer named in derivative litigation
|
| Timothy Flynn | Defendant |
JPMorgan Chase Director/Officer named in derivative litigation
|
| Mellody Hobson | Defendant |
JPMorgan Chase Director/Officer named in derivative litigation
|
| John Kessler | Defendant |
JPMorgan Chase Director/Officer named in derivative litigation
|
| Phebe Novakovic | Defendant |
JPMorgan Chase Director/Officer named in derivative litigation
|
| James Dimon | Defendant |
CEO of JPMorgan Chase, named in derivative litigation
|
| JSR | Judge |
Initials in case number (Jed S. Rakoff)
|
Organizations (5)
| Name | Type | Context |
|---|---|---|
| United States District Court Southern District of New York |
Court where the litigation is filed
|
|
| JPMorgan Chase & Co. |
Defendant company in derivative litigation
|
|
| Paul, Weiss, Rifkind, Wharton & Garrison LLP |
Law firm representing the defendants
|
|
| JPMorgan Chase Bank, N.A. |
Entity that entered into the 2014 Deferred Prosecution Agreement
|
|
| Office of the United States Attorney for the Southern District of New York |
Government body that entered into the 2014 DPA with JPMC
|
Timeline (3 events)
2006-04-05
Effective date of Restated Certificate of Incorporation of JPMorgan Chase & Co.
N/A
2014-01-06
Deferred Prosecution Agreement entered into
Southern District of New York
JPMorgan Chase Bank, N.A.
Office of the US Attorney for SDNY
Locations (2)
| Location | Context |
|---|---|
|
Location where declaration was executed and court is located
|
|
|
Address of Paul, Weiss law firm
|
Relationships (2)
attorneys for defendants Stephen Burke...
attorneys for defendants... (together, with JPMorgan Chase & Co. and James Dimon, “Defendants”)
Key Quotes (2)
"I submit this declaration in support of Defendants’ Motion to Dismiss the Amended Stockholder Derivative Complaint."Source
026.pdf
Quote #1
"Attached hereto as Exhibit 1 is a true and correct copy of the Deferred Prosecution Agreement and accompanying exhibits, entered into by JPMorgan Chase Bank, N.A. and the Office of the United States Attorney for the Southern District of New York on January 6, 2014."Source
026.pdf
Quote #2
Full Extracted Text
Complete text extracted from the document (1,611 characters)
Case 1:23-cv-03903-JSR Document 26 Filed 07/06/23 Page 1 of 2
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF NEW YORK
SOUTHERN DISTRICT OF NEW YORK
IN RE JP MORGAN CHASE & CO.
DERIVATIVE LITIGATION
DERIVATIVE LITIGATION
Master Case No. 1:23-CV-03903
(JSR)
(JSR)
DERIVATIVE ACTION
DECLARATION OF AUDRA J. SOLOWAY IN SUPPORT
OF DEFENDANTS’ MOTION TO DISMISS
THE AMENDED STOCKHOLDER DERIVATIVE COMPLAINT
OF DEFENDANTS’ MOTION TO DISMISS
THE AMENDED STOCKHOLDER DERIVATIVE COMPLAINT
AUDRA J. SOLOWAY declares the following pursuant to 28 U.S.C. § 1746:
1. I am a member of the law firm Paul, Weiss, Rifkind, Wharton & Garrison
LLP, 1285 Avenue of the Americas, attorneys for defendants Stephen Burke, Todd Combs, James
Crown, Timothy Flynn, Mellody Hobson, John Kessler, and Phebe Novakovic (together, with
JPMorgan Chase & Co. and James Dimon, “Defendants”). I submit this declaration in support of
Defendants’ Motion to Dismiss the Amended Stockholder Derivative Complaint.
2. Attached hereto as Exhibit 1 is a true and correct copy of the Deferred
Prosecution Agreement and accompanying exhibits, entered into by JPMorgan Chase Bank, N.A.
and the Office of the United States Attorney for the Southern District of New York on January 6,
2014.
3. Attached hereto as Exhibit 2 is a true and correct copy of the Restated
Certificate of Incorporation of JPMorgan Chase & Co., effective April 5, 2006 (incorporated by
reference to Exhibit 3.1 to the Current Report on Form 8-K of JPMorgan Chase & Co. filed April
7, 2006).
1. I am a member of the law firm Paul, Weiss, Rifkind, Wharton & Garrison
LLP, 1285 Avenue of the Americas, attorneys for defendants Stephen Burke, Todd Combs, James
Crown, Timothy Flynn, Mellody Hobson, John Kessler, and Phebe Novakovic (together, with
JPMorgan Chase & Co. and James Dimon, “Defendants”). I submit this declaration in support of
Defendants’ Motion to Dismiss the Amended Stockholder Derivative Complaint.
2. Attached hereto as Exhibit 1 is a true and correct copy of the Deferred
Prosecution Agreement and accompanying exhibits, entered into by JPMorgan Chase Bank, N.A.
and the Office of the United States Attorney for the Southern District of New York on January 6,
2014.
3. Attached hereto as Exhibit 2 is a true and correct copy of the Restated
Certificate of Incorporation of JPMorgan Chase & Co., effective April 5, 2006 (incorporated by
reference to Exhibit 3.1 to the Current Report on Form 8-K of JPMorgan Chase & Co. filed April
7, 2006).
Case 1:23-cv-03903-JSR Document 26 Filed 07/06/23 Page 2 of 2
I declare under penalty of perjury that the foregoing is true and correct.
Executed on: July 6, 2023.
New York, New York
/s/ Audra J. Soloway
Audra J. Soloway
Executed on: July 6, 2023.
New York, New York
/s/ Audra J. Soloway
Audra J. Soloway
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