EFTA00015176.pdf
391 KB
Extraction Summary
2
People
9
Organizations
3
Locations
6
Events
3
Relationships
2
Quotes
Document Information
Type:
Asset account portfolio statement
File Size:
391 KB
Summary
This is a JPMorgan asset account portfolio statement for Financial Trust Company, Inc. covering the period of October 1, 1999, to October 31, 1999. The document details a portfolio consisting entirely of cash and short-term investments, specifically the J.P. Morgan Institutional Prime Money Market Fund, with significant transaction activity including large receipts and a wire transfer to Bear Stearns for Ghislaine Maxwell.
People (2)
| Name | Role | Context |
|---|---|---|
| SCOTT/DENCKER | ||
| GHISLAINE MAXWELL |
Timeline (6 events)
Funds transfer of $20,000,000 on October 1, 1999
Purchase of $20,000,000 in Money Market Fund on October 1, 1999
Funds transfer of $5,000,000 on October 4, 1999
Purchase of $5,000,000 in Money Market Fund on October 4, 1999
Sale of $18,300,000 in Money Market Fund on October 19, 1999
Wire transfer of $18,300,000 to Bear Stearns FAO Ghislaine Maxwell on October 19, 1999
Locations (3)
Relationships (3)
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Full Extracted Text
Complete text extracted from the document (9,320 characters)
10 | 1999
Morgan Guaranty Trust Company of New York
345 Park Avenue, New York, NY 10154-1002
Morgan Guaranty Trust Company of New York
345 Park Avenue, New York, NY 10154-1002
JPMorgan
Account Number: Q 78805-00-1
FINANCIAL TRUST COMPANY, INC.
FINANCIAL TRUST COMPANY, INC.
Confidential
Page 1 of 7
Page 1 of 7
Asset Account Portfolio
October 1 - October 31, 1999
October 1 - October 31, 1999
Gift Processing
The holiday season will soon be here. If you
plan to make securities gifts this year,
please notify us before December 1, 1999.
This will provide us with sufficient time to
process your request and meet the
year-end deadline.
The holiday season will soon be here. If you
plan to make securities gifts this year,
please notify us before December 1, 1999.
This will provide us with sufficient time to
process your request and meet the
year-end deadline.
Table of Contents
Page
Portfolio Summary 2
Cash and Short Term 3
Trade Activity 4
Account Transactions 5
Page
Portfolio Summary 2
Cash and Short Term 3
Trade Activity 4
Account Transactions 5
Account Officers
Service Specialist: SCOTT/DENCKER
Service Specialist: SCOTT/DENCKER
FINANCIAL TRUST COMPANY, INC.
C/O AMERICAN YACHT HARBOR
6100 RED HOOK, QUARTERS #2
ST THOMAS US VIRGIN ISLDS 00802
C/O AMERICAN YACHT HARBOR
6100 RED HOOK, QUARTERS #2
ST THOMAS US VIRGIN ISLDS 00802
Confidential Treatment Requested by JPMorgan Chase
JPM-SDNY-00036863
EFTA00015176
JPM-SDNY-00036863
EFTA00015176
10 | 1999
Morgan Guaranty Trust Company of New York
345 Park Avenue, New York, NY 10154-1002
Morgan Guaranty Trust Company of New York
345 Park Avenue, New York, NY 10154-1002
JPMorgan
Account Number: Q 78805-00-1
FINANCIAL TRUST COMPANY, INC.
FINANCIAL TRUST COMPANY, INC.
Asset Account Portfolio
October 01, 1999 - October 31, 1999
October 01, 1999 - October 31, 1999
Page 2 of 7
Portfolio Summary
Overview
Market Value USD
Oct 31
Tax
Cost USD
Estimated Annual
Income USD
Yield
%
Cash & Short Term 6,700,000.00 6,700,000.00 361,800.00 5.4
Total 6,700,000.00 6,700,000.00 361,800.00 5.4
Market Value USD
Oct 31
Tax
Cost USD
Estimated Annual
Income USD
Yield
%
Cash & Short Term 6,700,000.00 6,700,000.00 361,800.00 5.4
Total 6,700,000.00 6,700,000.00 361,800.00 5.4
Accrued Income 75,196.71
Total Portfolio Value 6,775,196.71
Total Portfolio Value 6,775,196.71
Asset Allocation
100% Cash and Short Term
100% Cash and Short Term
EUR Conversion Rates
as of January 1, 1999
as of January 1, 1999
Currency Exchange Rate
AST 13.7603
BEF 40.3399
DEM 1.9558
ESP 166.386
FIM 5.9457
FRF 6.5596
IEP 0.7875
ITL 1,936.2700
LUF 40.3399
NLG 2.2037
PTE 200.4820
AST 13.7603
BEF 40.3399
DEM 1.9558
ESP 166.386
FIM 5.9457
FRF 6.5596
IEP 0.7875
ITL 1,936.2700
LUF 40.3399
NLG 2.2037
PTE 200.4820
Confidential Treatment Requested by JPMorgan Chase
JPM-SDNY-00036864
EFTA00015177
JPM-SDNY-00036864
EFTA00015177
10 | 1999
Morgan Guaranty Trust Company of New York
345 Park Avenue, New York, NY 10154-1002
Morgan Guaranty Trust Company of New York
345 Park Avenue, New York, NY 10154-1002
JPMorgan
Account Number: Q 78805-00-1
FINANCIAL TRUST COMPANY, INC.
FINANCIAL TRUST COMPANY, INC.
Asset Account Portfolio
October 01, 1999 - October 31, 1999
October 01, 1999 - October 31, 1999
Page 3 of 7
Cash and Short Term
Summary by Maturity
Current Market Value
USD
Estimated Annual Income
USD
Less Than 3 Months 6,700,000.00 361,800.00
Total 6,700,000.00 361,800.00
Current Market Value
USD
Estimated Annual Income
USD
Less Than 3 Months 6,700,000.00 361,800.00
Total 6,700,000.00 361,800.00
Current yield is displayed for instruments with no maturity and YTM on market is displayed for instruments that mature.
Cash and Short Term by Type
Description
Cusip/S&P/Moody's Rating
Currency
Quantity
Unit Cost
Adjusted
Original
Market
Price
Tax Cost
Adjusted
Original
Current
Market Value USD
Accrued Interest USD
Unrealized
Gain/Loss USD
Estimated
Annual
Income USD
Current
Yield/
YTM %
Description
Cusip/S&P/Moody's Rating
Currency
Quantity
Unit Cost
Adjusted
Original
Market
Price
Tax Cost
Adjusted
Original
Current
Market Value USD
Accrued Interest USD
Unrealized
Gain/Loss USD
Estimated
Annual
Income USD
Current
Yield/
YTM %
Short Term by Maturity
J P MORGAN INSTITUTIONAL PRIME MONEY
MARKET FUND
7-Day Annualized Yield: 5.34%
616918-20-7
USD 6,700,000 1.00 1.00 6,700,000.00 6,700,000.00
75,196.71
361,800.00 5.40
MARKET FUND
7-Day Annualized Yield: 5.34%
616918-20-7
USD 6,700,000 1.00 1.00 6,700,000.00 6,700,000.00
75,196.71
361,800.00 5.40
Total Cash and Short Term 6,700,000.00 6,700,000.00
75,196.71
0.00 361,800.00 5.40
75,196.71
0.00 361,800.00 5.40
Important Information about Pricing and Valuations
Prices, some of which are provided by pricing services or other sources which we deem reliable, are not guaranteed for accuracy or as realizable values.
Prices, some of which are provided by pricing services or other sources which we deem reliable, are not guaranteed for accuracy or as realizable values.
Confidential Treatment Requested by JPMorgan Chase
JPM-SDNY-00036865
EFTA00015178
JPM-SDNY-00036865
EFTA00015178
10 | 1999
Morgan Guaranty Trust Company of New York
345 Park Avenue, New York, NY 10154-1002
Morgan Guaranty Trust Company of New York
345 Park Avenue, New York, NY 10154-1002
JPMorgan
Account Number: Q 78805-00-1
FINANCIAL TRUST COMPANY, INC.
FINANCIAL TRUST COMPANY, INC.
Asset Account Portfolio
October 01, 1999 - October 31, 1999
October 01, 1999 - October 31, 1999
Page 4 of 7
Trade Activity
Realized Gain/Loss Summary
Amount USD
Short Term Gain/Loss 0.00
Long Term Gain/Loss 0.00
Amount USD
Short Term Gain/Loss 0.00
Long Term Gain/Loss 0.00
Note: S indicates Short Term Realized Gain/Loss
L indicates Long Term Realized Gain/Loss
L indicates Long Term Realized Gain/Loss
Trade Activity by Type
Trade
Date
Settlement
Date
Type Description Currency Quantity Price/Unit Market Cost/Proceeds Tax Cost
Realized
Gain/Loss USD
Trade
Date
Settlement
Date
Type Description Currency Quantity Price/Unit Market Cost/Proceeds Tax Cost
Realized
Gain/Loss USD
Settled
Oct 1 Oct 1 Purchase J P MORGAN INSTITUTIONAL PRIME MONEY
MARKET FUND
USD 20,000,000 1.00 - 20,000,000.00
Oct 4 Oct 4 Purchase J P MORGAN INSTITUTIONAL PRIME MONEY
MARKET FUND
USD 5,000,000 1.00 - 5,000,000.00
Oct 19 Oct 19 Sale J P MORGAN INSTITUTIONAL PRIME MONEY
MARKET FUND
USD - 18,300,000 1.00 18,300,000.00 - 18,300,000.00
Oct 1 Oct 1 Purchase J P MORGAN INSTITUTIONAL PRIME MONEY
MARKET FUND
USD 20,000,000 1.00 - 20,000,000.00
Oct 4 Oct 4 Purchase J P MORGAN INSTITUTIONAL PRIME MONEY
MARKET FUND
USD 5,000,000 1.00 - 5,000,000.00
Oct 19 Oct 19 Sale J P MORGAN INSTITUTIONAL PRIME MONEY
MARKET FUND
USD - 18,300,000 1.00 18,300,000.00 - 18,300,000.00
Confidential Treatment Requested by JPMorgan Chase
JPM-SDNY-00036866
EFTA00015179
JPM-SDNY-00036866
EFTA00015179
10 | 1999
Morgan Guaranty Trust Company of New York
345 Park Avenue, New York, NY 10154-1002
Morgan Guaranty Trust Company of New York
345 Park Avenue, New York, NY 10154-1002
JPMorgan
Account Number: Q 78805-00-1
FINANCIAL TRUST COMPANY, INC.
FINANCIAL TRUST COMPANY, INC.
Asset Account Portfolio
October 01, 1999 - October 31, 1999
October 01, 1999 - October 31, 1999
Page 5 of 7
Account Transactions
Cash Activity Summary
Amount this
Period USD
Amount Year
to Date USD*
Beginning Balance .00
Credits
Sales, Maturities, Redemptions 18,300,000.00 18,300,000.00
Miscellaneous Receipts 25,000,000.00 25,000,000.00
Amount this
Period USD
Amount Year
to Date USD*
Beginning Balance .00
Credits
Sales, Maturities, Redemptions 18,300,000.00 18,300,000.00
Miscellaneous Receipts 25,000,000.00 25,000,000.00
Debits
Purchases of Securities - 25,000,000.00 - 25,000,000.00
Miscellaneous Disbursements - 18,300,000.00 - 18,300,000.00
Ending Balance .00
Purchases of Securities - 25,000,000.00 - 25,000,000.00
Miscellaneous Disbursements - 18,300,000.00 - 18,300,000.00
Ending Balance .00
*Year to date information is calculated on a calendar year basis.
Activity by Date
Settlement
Date Type Quantity Description Amount USD
Settlement
Date Type Quantity Description Amount USD
Oct 1 Purchase 20,000,000 J P MORGAN INSTITUTIONAL PRIME MONEY
MARKET FUND
J.P.MORGAN SECURITIES INC AS AGENT
@ 1.00
TRADE DATE 10/01/99
- 20,000,000.00
MARKET FUND
J.P.MORGAN SECURITIES INC AS AGENT
@ 1.00
TRADE DATE 10/01/99
- 20,000,000.00
Oct 1 Misc. Receipt FUNDS TRANSFERRED TO BRKRG
AC# Q78805001 (PRN) FROM
BRKRG AC# Q78859008 (PRN)
20,000,000.00
AC# Q78805001 (PRN) FROM
BRKRG AC# Q78859008 (PRN)
20,000,000.00
Confidential Treatment Requested by JPMorgan Chase
JPM-SDNY-00036867
EFTA00015180
JPM-SDNY-00036867
EFTA00015180
10 | 1999
Morgan Guaranty Trust Company of New York
345 Park Avenue, New York, NY 10154-1002
Morgan Guaranty Trust Company of New York
345 Park Avenue, New York, NY 10154-1002
JPMorgan
Account Number: Q 78805-00-1
FINANCIAL TRUST COMPANY, INC.
FINANCIAL TRUST COMPANY, INC.
Asset Account Portfolio
October 01, 1999 - October 31, 1999
October 01, 1999 - October 31, 1999
Page 6 of 7
Activity by Date continued
Settlement
Date Type Quantity Description Amount USD
Settlement
Date Type Quantity Description Amount USD
Oct 4 Purchase 5,000,000 J P MORGAN INSTITUTIONAL PRIME MONEY
MARKET FUND
J.P.MORGAN SECURITIES INC AS AGENT
@ 1.00
TRADE DATE 10/04/99
- 5,000,000.00
MARKET FUND
J.P.MORGAN SECURITIES INC AS AGENT
@ 1.00
TRADE DATE 10/04/99
- 5,000,000.00
Oct 4 Misc. Receipt FUNDS TRANSFERRED TO BRKRG
AC# Q78805001 (PRN) FROM
BRKRG AC# Q78859008 (PRN)
5,000,000.00
AC# Q78805001 (PRN) FROM
BRKRG AC# Q78859008 (PRN)
5,000,000.00
Oct 19 Sale - 18,300,000 J P MORGAN INSTITUTIONAL PRIME MONEY
MARKET FUND
J.P.MORGAN SECURITIES INC AS AGENT
@ 1.00
TRADE DATE 10/19/99
18,300,000.00
MARKET FUND
J.P.MORGAN SECURITIES INC AS AGENT
@ 1.00
TRADE DATE 10/19/99
18,300,000.00
Oct 19 Misc. Disbursement TRANSFERRED BY WIRE TO
BEAR STEARNS
FAO GHISLAINE MAXWELL
- 18,300,000.00
BEAR STEARNS
FAO GHISLAINE MAXWELL
- 18,300,000.00
Confidential Treatment Requested by JPMorgan Chase
JPM-SDNY-00036868
EFTA00015181
JPM-SDNY-00036868
EFTA00015181
10 | 1999
Morgan Guaranty Trust Company of New York
345 Park Avenue, New York, NY 10154-1002
Morgan Guaranty Trust Company of New York
345 Park Avenue, New York, NY 10154-1002
JPMorgan
Account Number: Q 78805-00-1
FINANCIAL TRUST COMPANY, INC.
FINANCIAL TRUST COMPANY, INC.
Asset Account Portfolio
October 01, 1999 - October 31, 1999
October 01, 1999 - October 31, 1999
Page 7 of 7
In Case of Errors or Questions About Your Electronic Transfers.
Telephone us at 1 (800) 576-6221 or write us at 500 Stanton Christiana Road, 1/OPS, Newark, DE 19713-2107 as soon as you can, if you think your statement is wrong or if you need more information about a transfer on the statement.
We must hear from you no later than 60 days after we sent you the FIRST statement on which the error or problem appeared. (1) Tell us your name and account number. (2) Describe the error or the transfer you are unsure about, and
explain as clearly as you can why you believe it is in error or why you need more information. (3) Tell us the dollar amount of the suspected error. If you contact us orally, you must send us your complaint or question in writing
within 10 business days in order to preserve your rights. We will investigate your complaint and will correct any error promptly. If we take more than 10 business days to do this (20 days for purchases using VISA Check Card or for
international transactions), we will credit your account for the amount you think is in error, so that you will have the use of money during the time it takes us to complete our investigation.
Telephone us at 1 (800) 576-6221 or write us at 500 Stanton Christiana Road, 1/OPS, Newark, DE 19713-2107 as soon as you can, if you think your statement is wrong or if you need more information about a transfer on the statement.
We must hear from you no later than 60 days after we sent you the FIRST statement on which the error or problem appeared. (1) Tell us your name and account number. (2) Describe the error or the transfer you are unsure about, and
explain as clearly as you can why you believe it is in error or why you need more information. (3) Tell us the dollar amount of the suspected error. If you contact us orally, you must send us your complaint or question in writing
within 10 business days in order to preserve your rights. We will investigate your complaint and will correct any error promptly. If we take more than 10 business days to do this (20 days for purchases using VISA Check Card or for
international transactions), we will credit your account for the amount you think is in error, so that you will have the use of money during the time it takes us to complete our investigation.
In case of errors or questions about your statement, including your line of credit.
If you think that your statement is incorrect or if you need more information about a transaction on your statement including a line of credit transaction, you must write to us on a separate sheet describing the error and send it to: J.P. Morgan,
Private Client Services, 345 Park Avenue, New York, NY 10154-1002. We must hear from you no later than 60 days after the statement on which the error or problem appeared is sent. You can telephone us at 1-800-576-6221 but doing so will not
preserve your rights.
In your letter, please provide the following information: (1) your name and account number; (2) the dollar amount of the suspected error; and (3) a description of the error and explanation, if you can, why you believe there is an error. If you need
more information, you must describe the item you are unsure about.
If you think that your statement is incorrect or if you need more information about a transaction on your statement including a line of credit transaction, you must write to us on a separate sheet describing the error and send it to: J.P. Morgan,
Private Client Services, 345 Park Avenue, New York, NY 10154-1002. We must hear from you no later than 60 days after the statement on which the error or problem appeared is sent. You can telephone us at 1-800-576-6221 but doing so will not
preserve your rights.
In your letter, please provide the following information: (1) your name and account number; (2) the dollar amount of the suspected error; and (3) a description of the error and explanation, if you can, why you believe there is an error. If you need
more information, you must describe the item you are unsure about.
The J.P. Morgan Funds or The J.P. Morgan Institutional Funds or The American Century Funds
The J.P. Morgan, J.P. Morgan Institutional, and American Century mutual funds are distributed by Funds Distributor, Inc. J.P. Morgan Investment Management Inc. and American Century Investment Management serve as investment advisors to their respective fund families.
Shares of the funds are not bank deposits and are not guaranteed by any bank, government entity, or the FDIC. Return and share price will fluctuate and redemption value may be more or less than original cost. While the money market funds seek to maintain a stable net asset
value of $1.00 per share, there is no assurance that they will continue to do so. The estimated annual income and dividend yield figures for mutual funds represent the funds' most recent income dividend annualized.
The J.P. Morgan, J.P. Morgan Institutional, and American Century mutual funds are distributed by Funds Distributor, Inc. J.P. Morgan Investment Management Inc. and American Century Investment Management serve as investment advisors to their respective fund families.
Shares of the funds are not bank deposits and are not guaranteed by any bank, government entity, or the FDIC. Return and share price will fluctuate and redemption value may be more or less than original cost. While the money market funds seek to maintain a stable net asset
value of $1.00 per share, there is no assurance that they will continue to do so. The estimated annual income and dividend yield figures for mutual funds represent the funds' most recent income dividend annualized.
Confidential Treatment Requested by JPMorgan Chase
JPM-SDNY-00036869
EFTA00015182
JPM-SDNY-00036869
EFTA00015182
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