Financial Document Disclaimer / Legal Footer - HOUSE_OVERSIGHT_026923

Processing Document...

0%

Initializing...

Extraction Summary

0

People

5

Organizations

2

Locations

0

Events

2

Relationships

1

Quotes

Document Information

Type: Financial document disclaimer / legal footer

File Size: 390 KB

Summary

This document page is a legal disclaimer and copyright notice from a 2018 Goldman Sachs document, specifically addressing regulatory compliance in the United Kingdom under the Financial Services and Markets Act 2000. It lists GSI's London address and its regulators (Prudential Regulation Authority and Financial Conduct Authority). The document bears a House Oversight Bates stamp, indicating it was produced as part of a congressional investigation.

Organizations (5)

Name	Type	Context
Goldman Sachs		© 2018 Goldman Sachs. All rights reserved.
GSI		Material approved for issue by GSI
Prudential Regulation Authority		Authorising and regulating body for GSI
Financial Conduct Authority		Regulating body for GSI
House Oversight Committee		Inferred from Bates stamp HOUSE_OVERSIGHT_026923

Locations (2)

Location	Context
Peterborough Court, 133 Fleet Street, London EC4A 2BB	Address for GSI
United Kingdom	Jurisdiction for the specific legal disclaimer

Relationships (2)

GSI → Regulatory → Prudential Regulation Authority

Authorised by the Prudential Regulation Authority

GSI → Regulatory → Financial Conduct Authority

regulated by the Financial Conduct Authority

Key Quotes (1)

"This material has been approved for issue in the United Kingdom solely for the purposes of Section 21 of the Financial Services and Markets Act 2000"

Source

HOUSE_OVERSIGHT_026923.jpg

Quote #1

Full Extracted Text

Complete text extracted from the document (448 characters)

person.

United Kingdom: This material has been approved for issue in the United Kingdom solely for the purposes of Section 21 of the Financial Services and Markets Act 2000 by GSI, Peterborough Court, 133 Fleet Street, London EC4A 2BB. Authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority.

15

HOUSE_OVERSIGHT_026923

View Original PDF