EFTA00022407.pdf
1.75 MB
Extraction Summary
4
People
6
Organizations
2
Locations
0
Events
3
Relationships
0
Quotes
Document Information
Type:
Financial statement (ubs resource management account)
File Size:
1.75 MB
Summary
This document is a UBS Resource Management Account statement for Ghislaine Maxwell for May 2016. It shows a starting balance of over $18.9 million and an ending balance of $16.4 million, with the primary decrease being a $2.5 million withdrawal sent to Scott Borgerson on May 3, 2016. The statement also records a $50,000 payment to the law firm Haddon, Morgan and Foreman, and various internal transfers between Maxwell's accounts.
People (4)
| Name | Role | Context |
|---|---|---|
| Ghislaine Maxwell | Account Holder |
Owner of the UBS Resource Management Account residing at 116 E 65th Street, New York.
|
| Scott Stackman | Financial Advisor |
Listed as Financial Advisor for the account at UBS.
|
| Lyle Casriel | Financial Advisor |
Listed as Financial Advisor for the account at UBS.
|
| Scott Borgerson | Payee |
Recipient of a $2,500,000.00 ACH withdrawal on May 3, 2016.
|
Organizations (6)
| Name | Type | Context |
|---|---|---|
| UBS Financial Services Inc. |
Issuer of the account statement.
|
|
| Citizens Bank, NA |
Bank of recipient Scott Borgerson.
|
|
| Haddon, Morgan and Foreman |
Recipient of $50,000 Federal Funds withdrawal on May 6, 2016.
|
|
| Wells Fargo Bank, NA |
Bank for Haddon, Morgan and Foreman.
|
|
| 116 East 65th Street LLC |
Recipient of an internal transfer of $1,221.67.
|
|
| Putnam |
Management company for 'Putnam Short Duration Income Fund Y'.
|
Locations (2)
| Location | Context |
|---|---|
|
Address listed for Ghislaine Maxwell.
|
|
|
Address for UBS Financial Services Inc.
|
Relationships (3)
Large transfer of $2,500,000.00 from Maxwell to Borgerson on May 3, 2016.
Stackman is listed as Maxwell's Financial Advisor.
Casriel is listed as Maxwell's Financial Advisor.
Full Extracted Text
Complete text extracted from the document (2,784 characters)
UBS Financial Services Inc.
299 Park Avenue
25th Floor
New York NY 10171-0002
299 Park Avenue
25th Floor
New York NY 10171-0002
Resource Management Account
May 2016
May 2016
Account name: GHISLAINE MAXWELL
Friendly account name: Ind:Cash/Saving
Account number: [REDACTED]
Friendly account name: Ind:Cash/Saving
Account number: [REDACTED]
Your Financial Advisor:
SCOTT STACKMAN/LYLE CASRIEL
Phone: 212-821-7000/800-308-3140
SCOTT STACKMAN/LYLE CASRIEL
Phone: 212-821-7000/800-308-3140
GHISLAINE MAXWELL
116 E 65TH STREET
NEW YORK NY 10065-7007
116 E 65TH STREET
NEW YORK NY 10065-7007
Value of your account
on April 29 ($) 18,955,082.77
on May 31 ($) 16,475,002.07
Your assets 18,955,082.77 16,475,002.07
Your liabilities 0.00 0.00
Value of your account $18,955,082.77 $16,475,002.07
on April 29 ($) 18,955,082.77
on May 31 ($) 16,475,002.07
Your assets 18,955,082.77 16,475,002.07
Your liabilities 0.00 0.00
Value of your account $18,955,082.77 $16,475,002.07
Sources of your account growth during 2016
Value of your account at year end 2015 $6,144,731.58
Net deposits and withdrawals $10,307,208.06
Your investment return:
Dividend and interest income $19,555.08
Change in market value $3,507.35
Value of your account on May 31, 2016 $16,475,002.07
Value of your account at year end 2015 $6,144,731.58
Net deposits and withdrawals $10,307,208.06
Your investment return:
Dividend and interest income $19,555.08
Change in market value $3,507.35
Value of your account on May 31, 2016 $16,475,002.07
[Page 2]
Your account balance sheet
Summary of your assets
Cash alternatives 12,955,415.31 78.64%
Fixed income 3,519,586.76 21.36%
Total assets $16,475,002.07 100.00%
Your account balance sheet
Summary of your assets
Cash alternatives 12,955,415.31 78.64%
Fixed income 3,519,586.76 21.36%
Total assets $16,475,002.07 100.00%
Eye on the markets
S&P 500 1.80% May 2016
Russell 3000 1.79%
S&P 500 1.80% May 2016
Russell 3000 1.79%
[Page 3]
Change in the value of your account
Opening account value $18,955,082.77
Deposits, including investments transferred in 63,983.30
Withdrawals and fees, including investments transferred out -2,551,221.67
Dividend and interest income 7,157.68
Change in market value -0.01
Closing account value $16,475,002.07
Change in the value of your account
Opening account value $18,955,082.77
Deposits, including investments transferred in 63,983.30
Withdrawals and fees, including investments transferred out -2,551,221.67
Dividend and interest income 7,157.68
Change in market value -0.01
Closing account value $16,475,002.07
Summary of gains and losses
Realized gains and losses May 2016 ($) 0.00
Realized gains and losses May 2016 ($) 0.00
Cash activity summary
Subtractions
Checks and bill payments -2,500,000.00
Other funds debited -51,221.67
Subtractions
Checks and bill payments -2,500,000.00
Other funds debited -51,221.67
[Page 4]
UBS Bank USA Deposit Account APY
UBS AG Deposit Account APY
Your investment objectives: Primary - Moderate
UBS Bank USA Deposit Account APY
UBS AG Deposit Account APY
Your investment objectives: Primary - Moderate
[Page 5]
Your assets
Cash alternatives
Money market funds
UBS SELECT PRIME INSTITUTIONAL FUND 12,955,415.31
Fixed income
Mutual funds
PUTNAM SHORT DURATION INCOME FUND Y
Your assets
Cash alternatives
Money market funds
UBS SELECT PRIME INSTITUTIONAL FUND 12,955,415.31
Fixed income
Mutual funds
PUTNAM SHORT DURATION INCOME FUND Y
[Page 6]
Account activity this month
Deposits and other funds credited
May 2 Transfer JOURNAL FROM Y1 23568 GHISLAINE MAXWELL 83.75
May 2 Transfer JOURNAL FROM Y1 23574 GHISLAINE MAXWELL 1,306.76
May 12 Transfer JOURNAL FROM Y1 23574 GHISLAINE MAXWELL 62,592.79
Total deposits and other funds credited $63,983.30
Account activity this month
Deposits and other funds credited
May 2 Transfer JOURNAL FROM Y1 23568 GHISLAINE MAXWELL 83.75
May 2 Transfer JOURNAL FROM Y1 23574 GHISLAINE MAXWELL 1,306.76
May 12 Transfer JOURNAL FROM Y1 23574 GHISLAINE MAXWELL 62,592.79
Total deposits and other funds credited $63,983.30
Bill payments
May 3 Withdrawal ACH TO Scott Borgerson AT CITIZENS BANK, NA -2,500,000.00
Total bill payments -$2,500,000.00
May 3 Withdrawal ACH TO Scott Borgerson AT CITIZENS BANK, NA -2,500,000.00
Total bill payments -$2,500,000.00
[Page 7]
Account activity this month (continued)
Other funds debited
May 6 Withdrawal FEDERAL FUNDS TO Haddon, Morgan and Foreman, AT WELLS FARGO BANK, NA -50,000.00
May 26 Transfer JOURNAL TO Y1 23692 116 EAST 65TH STREET LLC -1,221.67
Total other funds debited -$51,221.67
Account activity this month (continued)
Other funds debited
May 6 Withdrawal FEDERAL FUNDS TO Haddon, Morgan and Foreman, AT WELLS FARGO BANK, NA -50,000.00
May 26 Transfer JOURNAL TO Y1 23692 116 EAST 65TH STREET LLC -1,221.67
Total other funds debited -$51,221.67
Investment transactions
May 3 Sold UBS SELECT PRIME INSTITUTIONAL FUND -2,500,000.000
May 6 Sold UBS SELECT PRIME INSTITUTIONAL FUND -49,000.000
May 3 Sold UBS SELECT PRIME INSTITUTIONAL FUND -2,500,000.000
May 6 Sold UBS SELECT PRIME INSTITUTIONAL FUND -49,000.000
[Page 8]
Your notes
End of statement for account number
Your notes
End of statement for account number
Discussion 0
No comments yet
Be the first to share your thoughts on this epstein document