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Franklin Resources Inc.

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HOUSE_OVERSIGHT_025585.jpg

This document outlines important disclosures for Morgan Stanley Smith Barney LLC customers and general recipients of Morgan Stanley Research, including conflicts of interest, financial interests in other companies, and the nature of their research products. It details ownership stakes held by BlackRock and T. Rowe Price in Morgan Stanley, disclaims municipal advisory roles, and provides terms of use regarding privacy and data processing. The text also clarifies that the research is not individually tailored investment advice and warns of market risks.

Research report disclosure / legal disclaimer
2025-11-19
Analysis Source

HOUSE_OVERSIGHT_025583.jpg

This document is a disclosure section (page 33) from a Morgan Stanley Research report, bearing a 'HOUSE_OVERSIGHT_025583' Bates stamp, likely obtained during a congressional investigation. It details regulatory disclosures regarding Morgan Stanley's financial relationships with various major asset management firms as of December 29, 2017, including Apollo Global Management, BlackRock, and Blackstone. The document certifies the views of analyst Michael J. Cyprys and lists companies for which Morgan Stanley has provided investment banking services, managed offerings, or holds significant equity.

Financial research disclosure (page 33 of larger report)
2025-11-19
Analysis Source
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