January 01, 2011
Co-filing shareholder resolution: Separate Chair & CEO
| Name | Type | Mentions | |
|---|---|---|---|
| State Street | organization | 8 | View Entity |
| Rockefeller & Co. | person | 0 | View Entity |
HOUSE_OVERSIGHT_012077.jpg
This document is a page from a Rockefeller & Co. report regarding 'Active Stewardship in Financial Services,' marked with a House Oversight Committee stamp (HOUSE_OVERSIGHT_012077). It details the firm's efforts to improve risk management, transparency, and business standards within major US banks (including J.P. Morgan Chase, Wells Fargo, and Bank of America) via shareholder resolutions between 2011 and 2017. While Jeffrey Epstein is not named in the text, the document documents the specific years Rockefeller & Co. pushed J.P. Morgan Chase on 'Business Standards' (2014) and 'Proxy Voting' (2017), likely relevant to investigations into the bank's compliance failures regarding Epstein's accounts.
Events with shared participants
Co-filing shareholder resolution: Proxy Voting
2017-01-01 • USA
Co-filing shareholder resolution: Separation of Chair & CEO
2015-01-01 • USA
Co-filing shareholder resolution: Report on Business Standards
2017-01-01 • USA
Co-filing shareholder resolution: Payday Lending
2013-01-01 • USA
Co-filing shareholder resolution: Internal Controls Related to Mortgage Loan
2012-01-01 • USA
Partnership established with The Ocean Foundation to find marine conservation investments.
Date unknown • N/A
Participation in Operation Backpack 2016
2016-09-08 • New York City
Rockefeller Research Series: The Driverless Economy
2016-06-08 • Boston and New York (The Modern)
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