Event Details

This document is a 'Regulatory & Compliance Alert' dated February 15, 2017, notifying recipients of the upcoming March 3, 2017 deadline for the TIC Form SHC. The form is a mandatory five-year benchmark survey regarding the ownership of foreign securities by U.S. residents, reportable to the Federal Reserve Board of NY. The document bears a 'HOUSE_OVERSIGHT' Bates stamp, suggesting it was produced as part of a congressional investigation, likely included in a larger batch of internal compliance emails from a financial institution.