Event Details
February 26, 1998
Description
Judgment entered restraining Milken from associating with brokers, dealers, or investment advisors.
Participants (1)
| Name | Type | Mentions | |
|---|---|---|---|
| Michael R. Milken | person | 2 | View Entity |
Source Documents (1)
HOUSE_OVERSIGHT_024483.jpg
This document appears to be a page from a corporate risk disclosure report (stamped House Oversight) detailing risks associated with 'The Company' and KLC (Knowledge Learning Corporation). It outlines restrictions on business activities due to Michael Milken's past SEC judgments and criminal plea, preventing the company from acting as a broker or dealer. Additionally, it details risks related to KLC's child care operations, specifically the potential for lawsuits regarding child abuse, the impact of negative publicity on reputation, and the adequacy of insurance coverage for such claims.
Related Events
Events with shared participants
Michael Milken consented to entry of final judgment in SEC v. Michael R. Milken et al.
1998-02-24 • U.S. District Court for the Southern District of New York
SEC instituted proceeding barring Milken from association with brokers/dealers.
1991-03-11 • N/A
Milken consented to judgment concurrently with plea agreement covering criminal violations.
1990-04-24 • U.S. District Court for the Southern District of New York
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