Relationship Details

This document is page 14 of a report produced by the consulting firm Protiviti, submitted to the House Oversight Committee (Bates: HOUSE_OVERSIGHT_024120). It serves as an educational guide defining key US financial regulatory bodies (FFIEC, SEC, CFTC, FINRA, etc.) and their specific roles in Anti-Money Laundering (AML) and compliance. While part of a larger discovery production likely related to financial investigations, this specific page contains no direct references to Jeffrey Epstein, his associates, or specific illicit transactions; it outlines the regulatory framework under which financial institutions operate.