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2.62 MB
Extraction Summary
1
People
6
Organizations
9
Locations
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Events
1
Relationships
2
Quotes
Document Information
Type:
Financial research report disclaimer / disclosure page
File Size:
2.62 MB
Summary
This document is a disclosure and disclaimer page from a Cowen Collaborative Insights equity research report dated February 25, 2019. It outlines Cowen's rating definitions (Outperform, Market Perform, Underperform), provides a statistical distribution of their ratings as of December 31, 2018, and lists legal notices for US, UK, and EU investors. The document bears a House Oversight Committee Bates stamp (HOUSE_OVERSIGHT_024918) and is watermarked for recipient Michael Cella.
People (1)
| Name | Role | Context |
|---|---|---|
| Michael Cella | Recipient |
Email address michael.cella@cowen.com appears in the watermark stating the report is intended for him.
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Organizations (6)
| Name | Type | Context |
|---|---|---|
| Cowen and Company, LLC |
Authoring organization of the report.
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| Cowen Collaborative Insights |
Header title.
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| FINRA |
Financial Regulatory Authority, mentioned as regulator.
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| NYSE |
New York Stock Exchange, Cowen is a member.
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| SIPC |
Securities Investor Protection Corporation, Cowen is a member.
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| House Oversight Committee |
Implied by the Bates stamp 'HOUSE_OVERSIGHT_024918'.
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Locations (9)
| Location | Context |
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Cowen office location
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Cowen office location
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Cowen office location
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Cowen office location
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Cowen office location
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Cowen office location
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Cowen office location
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Cowen office location
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Cowen affiliate location
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Relationships (1)
Watermark indicates report is intended for his cowen.com email address.
Key Quotes (2)
"This report is intended for michael.cella@cowen.com. Unauthorized redistribution of this report is prohibited."Source
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Quote #1
"The recommendation contained in this report was produced at February 25, 2019, 22:19 ET. And disseminated at February 25, 2019, 22:19 ET."Source
HOUSE_OVERSIGHT_024918.jpg
Quote #2
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