HOUSE_OVERSIGHT_024918.jpg

2.62 MB
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Extraction Summary

1
People
6
Organizations
9
Locations
0
Events
1
Relationships
2
Quotes

Document Information

Type: Financial research report disclaimer / disclosure page
File Size: 2.62 MB
Summary

This document is a disclosure and disclaimer page from a Cowen Collaborative Insights equity research report dated February 25, 2019. It outlines Cowen's rating definitions (Outperform, Market Perform, Underperform), provides a statistical distribution of their ratings as of December 31, 2018, and lists legal notices for US, UK, and EU investors. The document bears a House Oversight Committee Bates stamp (HOUSE_OVERSIGHT_024918) and is watermarked for recipient Michael Cella.

People (1)

Name Role Context
Michael Cella Recipient
Email address michael.cella@cowen.com appears in the watermark stating the report is intended for him.

Organizations (6)

Name Type Context
Cowen and Company, LLC
Authoring organization of the report.
Cowen Collaborative Insights
Header title.
FINRA
Financial Regulatory Authority, mentioned as regulator.
NYSE
New York Stock Exchange, Cowen is a member.
SIPC
Securities Investor Protection Corporation, Cowen is a member.
House Oversight Committee
Implied by the Bates stamp 'HOUSE_OVERSIGHT_024918'.

Locations (9)

Location Context
Cowen office location
Cowen office location
Cowen office location
Cowen office location
Cowen office location
Cowen office location
Cowen office location
Cowen office location
Cowen affiliate location

Relationships (1)

Michael Cella Employee/Recipient Cowen and Company, LLC
Watermark indicates report is intended for his cowen.com email address.

Key Quotes (2)

"This report is intended for michael.cella@cowen.com. Unauthorized redistribution of this report is prohibited."
Source
HOUSE_OVERSIGHT_024918.jpg
Quote #1
"The recommendation contained in this report was produced at February 25, 2019, 22:19 ET. And disseminated at February 25, 2019, 22:19 ET."
Source
HOUSE_OVERSIGHT_024918.jpg
Quote #2

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