HOUSE_OVERSIGHT_026578.jpg
3.76 MB
Extraction Summary
1
People
8
Organizations
6
Locations
0
Events
2
Relationships
2
Quotes
Document Information
Type:
Investment research report (disclosures page)
File Size:
3.76 MB
Summary
This document is page 7 of a 'Global Asset Allocation' report by J.P. Morgan, dated November 9, 2012. It contains standard legal disclosures regarding analyst certification, compensation, options research, and a detailed list of J.P. Morgan's legal entities and regulatory bodies across various international jurisdictions (US, UK, Asia, Middle East, etc.). The document bears the Bates stamp 'HOUSE_OVERSIGHT_026578', indicating it was produced as part of a House Oversight Committee investigation, likely related to J.P. Morgan's internal records.
People (1)
| Name | Role | Context |
|---|---|---|
| Jan Loeys | Analyst/Author (implied) |
Contact details listed at the top of the document: (1-212) 834-5874, jan.loeys@jpmorgan.com
|
Organizations (8)
| Name | Type | Context |
|---|---|---|
| J.P. Morgan |
Header and subject of disclosures
|
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| J.P. Morgan Securities LLC (JPMS) |
US entity
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| JPMorgan Chase & Co. |
Mentioned in legal entities disclosure
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| J.P. Morgan Cazenove |
UK investment banking business
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| NYSE |
New York Stock Exchange
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| FINRA |
Financial Industry Regulatory Authority
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| Option Clearing Corporation (OCC) |
Referenced for options risk documents
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| House Oversight Committee |
Implied by Bates stamp 'HOUSE_OVERSIGHT_026578'
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Locations (6)
| Location | Context |
|---|---|
|
Implied by area code 212 and NYSE listing
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25 Bank Street, London, E14 5JP
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J.P. Morgan Tower, Off. C.S.T. Road, Kalina, Santacruz East, Mumbai - 400098
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8th Floor, Al-Faisaliyah Tower, King Fahad Road, P.O. Box 51907, Riyadh 11553
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Dubai International Financial Centre - Building 3, Level 7, PO Box 506551
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Mentioned in Germany region specific disclosures
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Relationships (2)
Name and contact info listed under J.P. Morgan header
Legal Entities Disclosures section
Key Quotes (2)
"The research analyst(s) denoted by an “AC” on the cover of this report certifies... that: (1) all of the views expressed in this report accurately reflect his or her personal views about any and all of the subject securities or issuers"Source
HOUSE_OVERSIGHT_026578.jpg
Quote #1
"J.P. Morgan ("JPM") is the global brand name for J.P. Morgan Securities LLC ("JPMS") and its affiliates worldwide."Source
HOUSE_OVERSIGHT_026578.jpg
Quote #2
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