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672 KB
Extraction Summary
2
People
11
Organizations
1
Locations
6
Events
1
Relationships
0
Quotes
Document Information
Type:
Legal document
File Size:
672 KB
Summary
This legal document, filed on March 18, 2013, details the background and alleged criminal conduct of a defendant named Parse. It outlines his education at the University of Michigan and his extensive career as an investment adviser at firms including Goldman Sachs, Deutsche Bank Alex Brown, and his own company, Union Capital LLC. The document introduces Parse's participation in a fraudulent tax shelter scheme where he advised shareholders of the Calphalon cookware company, including the Kasperzak family, on the disposition of stock from a sale.
People (2)
| Name | Role | Context |
|---|---|---|
| Parse | Defendant, licensed stockbroker, investment adviser, investment representative |
The subject of the document, whose educational background, work history, and offense conduct are being described.
|
| Kasperzak family | Owners of Calphalon cookware company |
Mentioned as shareholders of Calphalon whom Parse advised in a fraudulent tax shelter.
|
Organizations (11)
| Name | Type | Context |
|---|---|---|
| University of Michigan | university |
The university where Parse obtained his bachelor's and Master's degrees.
|
| Goldman Sachs | company |
One of the firms where Parse worked as an investment adviser from 1988 to 1995.
|
| Kidder Peabody | company |
One of the firms where Parse worked as an investment adviser from 1988 to 1995.
|
| Credit Suisse First Boston | company |
One of the firms where Parse worked as an investment adviser from 1988 to 1995.
|
| Deutsche Bank Alex Brown | company |
The firm where Parse was employed as an investment representative from 1995 through April 2006.
|
| Union Capital LLC | company |
Parse's own financial consulting firm where he has been self-employed from April 2006 to the present.
|
| Calphalon cookware company | company |
The company whose shareholders Parse advised in a fraudulent tax shelter.
|
| Newell | company |
The company whose stock was acquired by Calphalon shareholders in a stock swap.
|
| Probation Department | government agency |
The source of the Presentence Report ("PSR") which is referenced for facts.
|
| Government | government agency |
Mentioned as having produced documents and conducted interviews of witnesses.
|
| Court | government entity |
Mentioned as being familiar with the defendant's criminal conduct.
|
Timeline (6 events)
Parse participated in the Fraudulent Kasperzak/Calphalon Tax Shelter by advising shareholders on the disposition of Newell stock.
Locations (1)
| Location | Context |
|---|---|
|
Location of the Deutsche Bank Alex Brown office where Parse was employed.
|
Relationships (1)
Parse acted as an adviser to the shareholders of the Calphalon cookware company (including the Kasperzak family and key employees) regarding a fraudulent tax shelter.
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