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2.62 MB
Extraction Summary
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Quotes
Document Information
Type:
Research report disclosure / legal disclaimer
File Size:
2.62 MB
Summary
This document outlines important disclosures for Morgan Stanley Smith Barney LLC customers and general recipients of Morgan Stanley Research, including conflicts of interest, financial interests in other companies, and the nature of their research products. It details ownership stakes held by BlackRock and T. Rowe Price in Morgan Stanley, disclaims municipal advisory roles, and provides terms of use regarding privacy and data processing. The text also clarifies that the research is not individually tailored investment advice and warns of market risks.
Organizations (12)
Timeline (1 events)
January 29, 2018 (Beneficial ownership date)
Locations (1)
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Relationships (3)
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Key Quotes (4)
"Morgan Stanley & Co. International PLC and its affiliates have a significant financial interest in the debt securities of BlackRock Inc., Charles Schwab Corp, E*Trade Financial Corp..."Source
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Quote #1
"As of January 29, 2018, BlackRock Inc., T. Rowe Price Group, Inc. beneficially owned 5% or more of a class of common equity securities of Morgan Stanley."Source
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Quote #2
"Morgan Stanley Research does not provide individually tailored investment advice."Source
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Quote #3
"Morgan Stanley is not acting as a municipal advisor and the opinions or views contained herein are not intended to be... advice within the meaning of Section 975 of the Dodd-Frank Wall Street Reform and Consumer Protection Act."Source
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Quote #4
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