EFTA00022383.pdf
1.71 MB
Extraction Summary
3
People
23
Organizations
2
Locations
0
Events
2
Relationships
4
Quotes
Document Information
Type:
Bank statement (ubs resource management account)
File Size:
1.71 MB
Summary
This document is a UBS Resource Management Account statement for Ghislaine Maxwell for the period of November 1-30, 2016. The statement reveals the liquidation and transfer of nearly all assets from this account, dropping from a 2015 year-end value of over $1 million to a closing balance of $577.18. Specifically, on November 28, 2016, a large portfolio of international stocks (including BAE, Siemens, Shell, and GlaxoSmithKline) valued at approximately $792,000 was transferred out of this account to another entity referenced as 'Y1 36508 4200'.
People (3)
| Name | Role | Context |
|---|---|---|
| Ghislaine Maxwell | Account Holder |
Owner of the UBS Resource Management Account; address listed in Teaneck, NJ.
|
| Scott Stackman | Financial Advisor |
Listed as a Financial Advisor for the account at UBS.
|
| Lyle Casriel | Financial Advisor |
Listed as a Financial Advisor for the account at UBS.
|
Organizations (23)
| Name | Type | Context |
|---|---|---|
| UBS Financial Services Inc. |
Financial institution managing the account.
|
|
| UBS Bank USA |
Bank holding the deposit account.
|
|
| Engie |
Company whose ADRs paid dividends and were transferred.
|
|
| BAE Systems PLC |
Security transferred out of the account.
|
|
| Deutsche Post AG |
Security transferred out of the account.
|
|
| Imperial Brands PLC |
Security transferred out of the account.
|
|
| MTN Group LTD |
Security transferred out of the account.
|
|
| Orkla ASA |
Security transferred out of the account.
|
|
| Reckitt Benckiser PLC |
Security transferred out of the account.
|
|
| Singapore Telecom LTD |
Security transferred out of the account.
|
|
| Siemens A G |
Security transferred out of the account.
|
|
| AstraZeneca PLC |
Security transferred out of the account.
|
|
| BHP Billiton LTD |
Security transferred out of the account.
|
|
| Deutsche Telekom AG |
Security transferred out of the account.
|
|
| Glaxo Smithkline PLC |
Security transferred out of the account.
|
|
| Nippon Teleg & Tel Corp |
Security transferred out of the account.
|
|
| Novartis AG |
Security transferred out of the account.
|
|
| P.T. Telekomunikasi Indonesia |
Security transferred out of the account.
|
|
| Royal Dutch Shell PLC |
Security transferred out of the account.
|
|
| Statoil ASA |
Security transferred out of the account.
|
|
| Taiwan Semiconductor Mfg Co Ltd |
Security transferred out of the account.
|
|
| Unilever NV |
Security transferred out of the account.
|
|
| Vodafone Group PLC |
Security transferred out of the account.
|
Locations (2)
| Location | Context |
|---|---|
|
|
UBS Private Wealth Management office.
|
|
|
Mailing address for Ghislaine Maxwell.
|
Relationships (2)
Listed as Financial Advisor on statement.
Listed as Financial Advisor on statement.
Key Quotes (4)
Full Extracted Text
Complete text extracted from the document (10,625 characters)
UBS Financial Services Inc.
Private Wealth Management
299 Park Avenue
25th Floor
New York NY 10171-0002
CNP7005535537 1116 X135 Y1 0
Private Wealth Management
299 Park Avenue
25th Floor
New York NY 10171-0002
CNP7005535537 1116 X135 Y1 0
Resource Management Account
November 2016
November 2016
Account name: GHISLAINE MAXWELL
Friendly account name: Indiv.V49920008
Account number: [REDACTED]
Friendly account name: Indiv.V49920008
Account number: [REDACTED]
Your Financial Advisor:
SCOTT STACKMAN/LYLE CASRIEL
Phone: 212-821-7000/800-308-3140
SCOTT STACKMAN/LYLE CASRIEL
Phone: 212-821-7000/800-308-3140
GHISLAINE MAXWELL
P.O. BOX 308
TEANECK NJ 07666-0308
P.O. BOX 308
TEANECK NJ 07666-0308
Questions about your statement?
Call your Financial Advisor or the RMA ResourceLine at 800-RMA-1000, account 029023572.
Call your Financial Advisor or the RMA ResourceLine at 800-RMA-1000, account 029023572.
Visit our website:
www.ubs.com/financialservices
www.ubs.com/financialservices
Value of your account
on October 31 ($) on November 30 ($)
Your assets 836,741.99 577.18
Your liabilities 0.00 0.00
Value of your account $836,741.99 $577.18
on October 31 ($) on November 30 ($)
Your assets 836,741.99 577.18
Your liabilities 0.00 0.00
Value of your account $836,741.99 $577.18
Tracking the value of your account
[Chart showing decline from 1,469.5 in Dec 2014 to 0.6 in Nov 2016]
[Chart showing decline from 1,469.5 in Dec 2014 to 0.6 in Nov 2016]
Sources of your account growth during 2016
Value of your account at year end 2015 $1,010,341.52
Net deposits and withdrawals -$1,008,505.33
Your investment return:
Dividend and interest income $32,611.29
Change in market value -$33,870.30
Value of your account on Nov 30, 2016 $577.18
Value of your account at year end 2015 $1,010,341.52
Net deposits and withdrawals -$1,008,505.33
Your investment return:
Dividend and interest income $32,611.29
Change in market value -$33,870.30
Value of your account on Nov 30, 2016 $577.18
Member SIPC
CNP70008005535537 NP7000185219 00003 1116 030575004 Y123572550 101010 Page 1 of 8
EFTA00022383
CNP70008005535537 NP7000185219 00003 1116 030575004 Y123572550 101010 Page 1 of 8
EFTA00022383
UBS Resource Management Account November 2016
Account name: GHISLAINE MAXWELL
Friendly account name: Indiv.V49920008
Account number: [REDACTED]
Your Financial Advisor: SCOTT STACKMAN/LYLE CASRIEL 212-821-7000/800-308-3140
Account name: GHISLAINE MAXWELL
Friendly account name: Indiv.V49920008
Account number: [REDACTED]
Your Financial Advisor: SCOTT STACKMAN/LYLE CASRIEL 212-821-7000/800-308-3140
Your account balance sheet
Summary of your assets
Value on November 30 ($) Percentage of your account
A Cash and money balances 577.18 100.00%
B Cash alternatives 0.00 0.00%
C Equities 0.00 0.00%
D Fixed income 0.00 0.00%
E Non-traditional 0.00 0.00%
F Commodities 0.00 0.00%
G Other 0.00 0.00%
Total assets $577.18 100.00%
Value of your account $577.18
Summary of your assets
Value on November 30 ($) Percentage of your account
A Cash and money balances 577.18 100.00%
B Cash alternatives 0.00 0.00%
C Equities 0.00 0.00%
D Fixed income 0.00 0.00%
E Non-traditional 0.00 0.00%
F Commodities 0.00 0.00%
G Other 0.00 0.00%
Total assets $577.18 100.00%
Value of your account $577.18
Your current asset allocation
[Pie chart showing 100% Cash]
[Pie chart showing 100% Cash]
Eye on the markets
Index Percentage change November 2016 Year to date
S&P 500 3.70% 9.79%
Russell 3000 4.48% 10.58%
MSCI - Europe, Australia & Far East -1.98% -1.86%
Barclays Capital U.S. Aggregate Bond Index -2.37% 2.50%
Index Percentage change November 2016 Year to date
S&P 500 3.70% 9.79%
Russell 3000 4.48% 10.58%
MSCI - Europe, Australia & Far East -1.98% -1.86%
Barclays Capital U.S. Aggregate Bond Index -2.37% 2.50%
Interest rates on November 30, 2016
3-month Treasury bills: 0.48%
One-month LIBOR: 0.62%
3-month Treasury bills: 0.48%
One-month LIBOR: 0.62%
Page 2 of 8
EFTA00022384
EFTA00022384
UBS Resource Management Account November 2016
Account name: GHISLAINE MAXWELL
Friendly account name: Indiv.V49920008
Account number: [REDACTED]
Your Financial Advisor: SCOTT STACKMAN/LYLE CASRIEL 212-821-7000/800-308-3140
Account name: GHISLAINE MAXWELL
Friendly account name: Indiv.V49920008
Account number: [REDACTED]
Your Financial Advisor: SCOTT STACKMAN/LYLE CASRIEL 212-821-7000/800-308-3140
Change in the value of your account
November 2016 ($) Year to date ($)
Opening account value $836,741.99 $1,010,341.52
Deposits, including investments transferred in 0.00 700.00
Withdrawals and fees, including investments transferred out -793,113.46 -1,009,205.33
Dividend and interest income 823.01 32,611.29
Change in market value -43,874.36 -33,870.30
Closing account value $577.18 $577.18
November 2016 ($) Year to date ($)
Opening account value $836,741.99 $1,010,341.52
Deposits, including investments transferred in 0.00 700.00
Withdrawals and fees, including investments transferred out -793,113.46 -1,009,205.33
Dividend and interest income 823.01 32,611.29
Change in market value -43,874.36 -33,870.30
Closing account value $577.18 $577.18
Dividend and interest income earned
November 2016 ($) Year to date ($)
Taxable dividends 823.01 32,610.75
Taxable interest 0.00 0.30
Total current year $823.01 $32,611.05
Prior year adjustment 0.00 0.24
Total dividend & interest $823.01 $32,611.29
November 2016 ($) Year to date ($)
Taxable dividends 823.01 32,610.75
Taxable interest 0.00 0.30
Total current year $823.01 $32,611.05
Prior year adjustment 0.00 0.24
Total dividend & interest $823.01 $32,611.29
Summary of gains and losses
Realized gains and losses November 2016 ($) 0.00 Year to date ($) -14,824.77
Unrealized gains and losses ($) 0.00
Realized gains and losses November 2016 ($) 0.00 Year to date ($) -14,824.77
Unrealized gains and losses ($) 0.00
Cash activity summary
November 2016 ($) Year to date ($)
Opening balances $83.29 $0.00
Additions
Deposits and other funds credited 0.00 700.00
Dividend and interest income 823.01 32,611.29
Proceeds from investment transactions 0.00 183,964.28
Total additions $823.01 $217,275.57
Subtractions
Professional management fees and related services 577.18 -5,673.41
Other fees -30.00 -792.54
Other funds debited -876.30 -209,955.04
Funds withdrawn for investments bought 0.00 -277.40
Total subtractions -$329.12 -$216,698.39
Net cash flow $493.89 $577.18
Closing balances $577.18 $577.18
November 2016 ($) Year to date ($)
Opening balances $83.29 $0.00
Additions
Deposits and other funds credited 0.00 700.00
Dividend and interest income 823.01 32,611.29
Proceeds from investment transactions 0.00 183,964.28
Total additions $823.01 $217,275.57
Subtractions
Professional management fees and related services 577.18 -5,673.41
Other fees -30.00 -792.54
Other funds debited -876.30 -209,955.04
Funds withdrawn for investments bought 0.00 -277.40
Total subtractions -$329.12 -$216,698.39
Net cash flow $493.89 $577.18
Closing balances $577.18 $577.18
Page 3 of 8
EFTA00022385
EFTA00022385
UBS Resource Management Account November 2016
Account name: GHISLAINE MAXWELL
Friendly account name: Indiv.V49920008
Account number: [REDACTED]
Your Financial Advisor: SCOTT STACKMAN/LYLE CASRIEL 212-821-7000/800-308-3140
Account name: GHISLAINE MAXWELL
Friendly account name: Indiv.V49920008
Account number: [REDACTED]
Your Financial Advisor: SCOTT STACKMAN/LYLE CASRIEL 212-821-7000/800-308-3140
Withholdings and tax summary
November 2016 ($) Year to date ($)
Foreign taxes paid -123.45 -2,501.25
November 2016 ($) Year to date ($)
Foreign taxes paid -123.45 -2,501.25
UBS Bank USA Deposit Account APY
Interest period Oct 7 - Nov 6
Opening UBS Bank USA Deposit balance Oct 7 $0.00
Closing UBS Bank USA Deposit balance Nov 6 $0.00
Number of days in interest period 31
Average daily balance $675.13
Interest earned $0.00
Annual percentage yield earned 0.00%
Interest period Oct 7 - Nov 6
Opening UBS Bank USA Deposit balance Oct 7 $0.00
Closing UBS Bank USA Deposit balance Nov 6 $0.00
Number of days in interest period 31
Average daily balance $675.13
Interest earned $0.00
Annual percentage yield earned 0.00%
Your investment objectives:
Your return objective: Current income & capital appreciation
Your risk profile: Primary - Aggressive
Investment eligibility consideration - None selected
Your return objective: Current income & capital appreciation
Your risk profile: Primary - Aggressive
Investment eligibility consideration - None selected
Your account instructions
Your account cost basis default closing method is FIFO, First In, First Out.
Your account cost basis default closing method is FIFO, First In, First Out.
Page 4 of 8
EFTA00022386
EFTA00022386
UBS Resource Management Account November 2016
Account name: GHISLAINE MAXWELL
Friendly account name: Indiv.V49920008
Account number: [REDACTED]
Your Financial Advisor: SCOTT STACKMAN/LYLE CASRIEL 212-821-7000/800-308-3140
Account name: GHISLAINE MAXWELL
Friendly account name: Indiv.V49920008
Account number: [REDACTED]
Your Financial Advisor: SCOTT STACKMAN/LYLE CASRIEL 212-821-7000/800-308-3140
Your assets
Cash and money balances
Holding: Cash
Opening balance on Nov 1 ($): 0.00
Closing balance on Nov 30 ($): 577.18
Holding: UBS BANK USA DEP ACCT
Opening balance on Nov 1 ($): 83.29
Closing balance on Nov 30 ($): 0.00
Total: $83.29 $577.18
Cap amount ($): 250,000.00
Cash and money balances
Holding: Cash
Opening balance on Nov 1 ($): 0.00
Closing balance on Nov 30 ($): 577.18
Holding: UBS BANK USA DEP ACCT
Opening balance on Nov 1 ($): 83.29
Closing balance on Nov 30 ($): 0.00
Total: $83.29 $577.18
Cap amount ($): 250,000.00
Your total assets
Value on Nov 30 ($) 577.18 Percentage of your account 100.00% Cost basis ($) 577.18
Value on Nov 30 ($) 577.18 Percentage of your account 100.00% Cost basis ($) 577.18
Account activity this month
Dividend and interest income
Date: Nov 4
Activity: Foreign Dividend
Description: ENGIE SPON ADR AS OF 11/03/16 CUSIP: 29286D105
Amount ($): 823.01
Total taxable dividends $823.01
Dividend and interest income
Date: Nov 4
Activity: Foreign Dividend
Description: ENGIE SPON ADR AS OF 11/03/16 CUSIP: 29286D105
Amount ($): 823.01
Total taxable dividends $823.01
Fees
Date: Nov 4
Activity: Fee
Description: ENGIE SPON ADR AS OF 11/03/16
Amount ($): -30.00
Date: Nov 30
Activity: Refund
Description: PRORATED ADVISORY FEE
Amount ($): 577.18
Total professional management fees $577.18
Total other fees -$30.00
Date: Nov 4
Activity: Fee
Description: ENGIE SPON ADR AS OF 11/03/16
Amount ($): -30.00
Date: Nov 30
Activity: Refund
Description: PRORATED ADVISORY FEE
Amount ($): 577.18
Total professional management fees $577.18
Total other fees -$30.00
Other funds debited
Date: Nov 1
Activity: Transfer
Description: JOURNAL TO Y1 23575 GHISLAINE MAXWELL
Amount ($): -83.29
Date: Nov 1
Activity: Transfer
Description: JOURNAL TO Y1 23575 GHISLAINE MAXWELL
Amount ($): -83.29
Page 5 of 8
EFTA00022387
EFTA00022387
UBS Resource Management Account November 2016
Account name: GHISLAINE MAXWELL
Friendly account name: Indiv.V49920008
Account number: [REDACTED]
Your Financial Advisor: SCOTT STACKMAN/LYLE CASRIEL 212-821-7000/800-308-3140
Account name: GHISLAINE MAXWELL
Friendly account name: Indiv.V49920008
Account number: [REDACTED]
Your Financial Advisor: SCOTT STACKMAN/LYLE CASRIEL 212-821-7000/800-308-3140
Account activity this month (continued)
Other funds debited (continued)
Date: Nov 4
Activity: Foreign Tax Withheld
Description: ENGIE SPON ADR AS OF 11/03/16
Amount ($): -123.45
Date: Nov 28
Activity: Transfer
Description: TO Y1 36508 4200
Amount ($): -669.56
Total other funds debited -$876.30
Other funds debited (continued)
Date: Nov 4
Activity: Foreign Tax Withheld
Description: ENGIE SPON ADR AS OF 11/03/16
Amount ($): -123.45
Date: Nov 28
Activity: Transfer
Description: TO Y1 36508 4200
Amount ($): -669.56
Total other funds debited -$876.30
Investment transactions
Date: Nov 28 Activity: Transfer Description: BAE SYSTEMS PLC SPON ADR TO Y1 36508 4200 Quantity: -1,000.000 Value: -29,915.00
Date: Nov 28 Activity: Transfer Description: DEUTSCHE POST AG SPON ADR TO Y1 36508 4200 Quantity: -1,000.000 Value: -30,875.00
Date: Nov 28 Activity: Transfer Description: ENGIE SPON ADR TO Y1 36508 4200 Quantity: -1,500.000 Value: -18,412.50
Date: Nov 28 Activity: Transfer Description: IMPERIAL BRANDS PLC SPON ADR TO Y1 36508 4200 Quantity: -1,030.000 Value: -45,052.20
Date: Nov 28 Activity: Transfer Description: MTN GROUP LTD SPON ADR TO Y1 36508 4200 Quantity: -1,990.000 Value: -16,248.35
Date: Nov 28 Activity: Transfer Description: ORKLA ASA A SHS SPON ADR TO Y1 36508 4200 Quantity: -4,115.000 Value: -36,541.20
Date: Nov 28 Activity: Transfer Description: RECKITT BENCKISER PLC SPON ADR TO Y1 36508 4200 Quantity: -3,540.000 Value: -59,224.20
Date: Nov 28 Activity: Transfer Description: SINGAPORE TELECOM LTD NEW 2006 SPON ADR TO Y1 36508 4200 Quantity: -1,765.000 Value: -46,375.37
Date: Nov 28 Activity: Transfer Description: SIEMENS A G SPON ADR TO Y1 36508 4200 Quantity: -500.000 Value: -56,060.00
Date: Nov 28 Activity: Transfer Description: ASTRAZENECA PLC SPON ADR TO Y1 36508 4200 Quantity: -730.000 Value: -19,512.90
Date: Nov 28 Activity: Transfer Description: BAE SYSTEMS PLC SPON ADR TO Y1 36508 4200 Quantity: -1,000.000 Value: -29,915.00
Date: Nov 28 Activity: Transfer Description: DEUTSCHE POST AG SPON ADR TO Y1 36508 4200 Quantity: -1,000.000 Value: -30,875.00
Date: Nov 28 Activity: Transfer Description: ENGIE SPON ADR TO Y1 36508 4200 Quantity: -1,500.000 Value: -18,412.50
Date: Nov 28 Activity: Transfer Description: IMPERIAL BRANDS PLC SPON ADR TO Y1 36508 4200 Quantity: -1,030.000 Value: -45,052.20
Date: Nov 28 Activity: Transfer Description: MTN GROUP LTD SPON ADR TO Y1 36508 4200 Quantity: -1,990.000 Value: -16,248.35
Date: Nov 28 Activity: Transfer Description: ORKLA ASA A SHS SPON ADR TO Y1 36508 4200 Quantity: -4,115.000 Value: -36,541.20
Date: Nov 28 Activity: Transfer Description: RECKITT BENCKISER PLC SPON ADR TO Y1 36508 4200 Quantity: -3,540.000 Value: -59,224.20
Date: Nov 28 Activity: Transfer Description: SINGAPORE TELECOM LTD NEW 2006 SPON ADR TO Y1 36508 4200 Quantity: -1,765.000 Value: -46,375.37
Date: Nov 28 Activity: Transfer Description: SIEMENS A G SPON ADR TO Y1 36508 4200 Quantity: -500.000 Value: -56,060.00
Date: Nov 28 Activity: Transfer Description: ASTRAZENECA PLC SPON ADR TO Y1 36508 4200 Quantity: -730.000 Value: -19,512.90
Page 6 of 8
EFTA00022388
EFTA00022388
UBS Resource Management Account November 2016
Account name: GHISLAINE MAXWELL
Friendly account name: Indiv.V49920008
Account number: [REDACTED]
Your Financial Advisor: SCOTT STACKMAN/LYLE CASRIEL 212-821-7000/800-308-3140
Account name: GHISLAINE MAXWELL
Friendly account name: Indiv.V49920008
Account number: [REDACTED]
Your Financial Advisor: SCOTT STACKMAN/LYLE CASRIEL 212-821-7000/800-308-3140
Account activity this month (continued)
Investment transactions (continued)
Date: Nov 28 Activity: Transfer Description: BHP BILLITON LTD SPON ADR TO Y1 36508 4200 Quantity: -435.000 Value: -16,677.90
Date: Nov 28 Activity: Transfer Description: DEUTSCHE TELEKOM AG DE SPON ADR TO Y1 36508 4200 Quantity: -4,270.000 Value: -66,014.20
Date: Nov 28 Activity: Transfer Description: GLAXO SMITHKLINE PLC ADR TO Y1 36508 4200 Quantity: -515.000 Value: -19,719.35
Date: Nov 28 Activity: Transfer Description: NIPPON TELEG & TEL CORP SPON ADR TO Y1 36508 4200 Quantity: -2,210.000 Value: -90,123.80
Date: Nov 28 Activity: Transfer Description: NOVARTIS AG SPON ADR TO Y1 36508 4200 Quantity: -975.000 Value: -67,353.00
Date: Nov 28 Activity: Transfer Description: P.T. TELEKOMUNIKASI INDONESIA SPON ADR TO Y1 36508 4200 Quantity: -1,380.000 Value: -39,123.00
Date: Nov 28 Activity: Transfer Description: ROYAL DUTCH SHELL PLC CL A SPON ADR TO Y1 36508 4200 Quantity: -27.000 Value: -1,328.40
Date: Nov 28 Activity: Transfer Description: ROYAL DUTCH SHELL PLC ADS REPSTG 2 CL B ORD SHS SPON ADR TO Y1 36508 4200 Quantity: -400.000 Value: -20,800.00
Date: Nov 28 Activity: Transfer Description: STATOIL ASA SPON ADR TO Y1 36508 4200 Quantity: -1,450.000 Value: -24,113.50
Date: Nov 28 Activity: Transfer Description: TAIWAN SEMICONDUCTOR MFG CO LTD ADR TO Y1 36508 4200 Quantity: -830.000 Value: -24,617.80
Date: Nov 28 Activity: Transfer Description: UNILEVER NV N Y SHS NEW NETHERLANDS SPON ADR TO Y1 36508 4200 Quantity: -1,000.000 Value: -39,210.00
Date: Nov 28 Activity: Transfer Description: VODAFONE GROUP PLC SPON ADR TO Y1 36508 4200 Quantity: -1,039.000 Value: -25,486.67
Total Securities transferred out -$792,784.34
Investment transactions (continued)
Date: Nov 28 Activity: Transfer Description: BHP BILLITON LTD SPON ADR TO Y1 36508 4200 Quantity: -435.000 Value: -16,677.90
Date: Nov 28 Activity: Transfer Description: DEUTSCHE TELEKOM AG DE SPON ADR TO Y1 36508 4200 Quantity: -4,270.000 Value: -66,014.20
Date: Nov 28 Activity: Transfer Description: GLAXO SMITHKLINE PLC ADR TO Y1 36508 4200 Quantity: -515.000 Value: -19,719.35
Date: Nov 28 Activity: Transfer Description: NIPPON TELEG & TEL CORP SPON ADR TO Y1 36508 4200 Quantity: -2,210.000 Value: -90,123.80
Date: Nov 28 Activity: Transfer Description: NOVARTIS AG SPON ADR TO Y1 36508 4200 Quantity: -975.000 Value: -67,353.00
Date: Nov 28 Activity: Transfer Description: P.T. TELEKOMUNIKASI INDONESIA SPON ADR TO Y1 36508 4200 Quantity: -1,380.000 Value: -39,123.00
Date: Nov 28 Activity: Transfer Description: ROYAL DUTCH SHELL PLC CL A SPON ADR TO Y1 36508 4200 Quantity: -27.000 Value: -1,328.40
Date: Nov 28 Activity: Transfer Description: ROYAL DUTCH SHELL PLC ADS REPSTG 2 CL B ORD SHS SPON ADR TO Y1 36508 4200 Quantity: -400.000 Value: -20,800.00
Date: Nov 28 Activity: Transfer Description: STATOIL ASA SPON ADR TO Y1 36508 4200 Quantity: -1,450.000 Value: -24,113.50
Date: Nov 28 Activity: Transfer Description: TAIWAN SEMICONDUCTOR MFG CO LTD ADR TO Y1 36508 4200 Quantity: -830.000 Value: -24,617.80
Date: Nov 28 Activity: Transfer Description: UNILEVER NV N Y SHS NEW NETHERLANDS SPON ADR TO Y1 36508 4200 Quantity: -1,000.000 Value: -39,210.00
Date: Nov 28 Activity: Transfer Description: VODAFONE GROUP PLC SPON ADR TO Y1 36508 4200 Quantity: -1,039.000 Value: -25,486.67
Total Securities transferred out -$792,784.34
Page 7 of 8
EFTA00022389
EFTA00022389
UBS Resource Management Account November 2016
Account name: GHISLAINE MAXWELL
Friendly account name: Indiv.V49920008
Account number: [REDACTED]
Your Financial Advisor: SCOTT STACKMAN/LYLE CASRIEL 212-821-7000/800-308-3140
Account name: GHISLAINE MAXWELL
Friendly account name: Indiv.V49920008
Account number: [REDACTED]
Your Financial Advisor: SCOTT STACKMAN/LYLE CASRIEL 212-821-7000/800-308-3140
Account activity this month (continued)
Money balance activities
Date: Oct 31 Activity: Balance forward Amount: $83.29
Date: Nov 2 Activity: Withdrawal Description: UBS BANK USA DEPOSIT ACCOUNT AS OF 11/01/16 Amount: -83.29
Date: Nov 7 Activity: Deposit Description: UBS BANK USA DEPOSIT ACCOUNT Amount: 669.56
Date: Nov 29 Activity: Withdrawal Description: UBS BANK USA DEPOSIT ACCOUNT AS OF 11/28/16 Amount: -669.56
Date: Nov 30 Activity: Closing UBS Bank USA Deposit Account Amount: $0.00
The UBS Bank USA Deposit Account is your primary sweep option.
Money balance activities
Date: Oct 31 Activity: Balance forward Amount: $83.29
Date: Nov 2 Activity: Withdrawal Description: UBS BANK USA DEPOSIT ACCOUNT AS OF 11/01/16 Amount: -83.29
Date: Nov 7 Activity: Deposit Description: UBS BANK USA DEPOSIT ACCOUNT Amount: 669.56
Date: Nov 29 Activity: Withdrawal Description: UBS BANK USA DEPOSIT ACCOUNT AS OF 11/28/16 Amount: -669.56
Date: Nov 30 Activity: Closing UBS Bank USA Deposit Account Amount: $0.00
The UBS Bank USA Deposit Account is your primary sweep option.
Page 8 of 8
End of statement for account number Y1 23572 S5
EFTA00022390
End of statement for account number Y1 23572 S5
EFTA00022390
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