| Date | Type | From | To | Amount | Description | Actions |
|---|---|---|---|---|---|---|
| N/A | Received | Ownership Group | Rockefeller Capit... | $0.00 | Anticipated substantial additional capital inve... | View |
| 2018-01-01 | Received | Viking Global Inv... | Rockefeller Capit... | $0.00 | Viking Global to acquire Rockefeller Capital Ma... | View |
| 2017-10-04 | Received | Viking Global Inv... | Rockefeller Capit... | $0.00 | Investment to back the new firm; financial term... | View |
Announcement regarding Fleming becoming CEO and Viking Global acquiring the firm.
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