HOUSE_OVERSIGHT_016529.jpg

2.81 MB

Extraction Summary

5
People
4
Organizations
7
Locations
2
Events
1
Relationships
2
Quotes

Document Information

Type: Legal document / law review article excerpt
File Size: 2.81 MB
Summary

This document is a page from the Minnesota Law Review (Vol 103) produced by attorney David Schoen for the House Oversight Committee (Bates stamp HOUSE_OVERSIGHT_016529). The text discusses the legal theory of 'Federalism Safeguards on Prosecutorial Discretion,' specifically analyzing how the U.S. system allows federal prosecutors to override or 'second-guess' state prosecutors' decisions not to prosecute (declination decisions), contrasting this with models in Canada, Germany, and Australia. The footnotes discuss historical racial inequities in the U.S. justice system and EU directives on crime victims' rights.

People (5)

Name Role Context
David Schoen Attorney
Name appears in the footer, indicating he produced or possessed this document during the House Oversight investigation.
George Fisher Author
Cited in footnotes 95, 97, and 99 regarding jury history and racial policies.
Douglas A. Blackmon Author
Cited in footnote 98 for 'Slavery by Another Name'.
Nicholas Lemann Author
Cited in footnote 98 for 'Redemption: The Last Battle of the Civil War'.
Michael J. Klarman Author
Cited in footnote 99 for 'From Jim Crow to Civil Rights'.

Organizations (4)

Name Type Context
Minnesota Law Review
Source of the text (103 Minn. L. Rev. 844).
House Oversight Committee
Indicated by the Bates stamp 'HOUSE_OVERSIGHT'.
Council of the European Union
Referenced in footnote 100 regarding Council Directive 2012/29.
N.Y. Times
Cited in footnote 97 regarding a quote from 1865.

Timeline (2 events)

1865
Connecticut voters rejected a proposal to enfranchise African American citizens.
Connecticut
Connecticut voters
October 3, 1865
Quote from The Progress of Reconstruction in the N.Y. Times regarding rights of freedmen.
New York

Locations (7)

Location Context
Subject of the federalism comparison.
Used as a comparison for criminal justice federalism models.
Used as a comparison for criminal justice federalism models.
Used as a comparison for criminal justice federalism models.
Mentioned in footnote 99 regarding 1865 voting rights.
Mentioned in footnote 101.
Mentioned in footnote 101.

Relationships (1)

David Schoen Document Production House Oversight Committee
David Schoen's name appears above the House Oversight Bates stamp.

Key Quotes (2)

"The resulting structure of redundant federal-state authority has evolved into a means - unusual even among federal nation-states - to second-guess and effectively trump state prosecutors' declination decisions without empowering courts or private parties."
Source
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Quote #1
"In effect, federal prosecutors can review the declination decisions of state prosecutors - as well as the adequacy and success of their prosecutions - and then decide whether to file federal charges in cases that their state counterparts declined to pursue..."
Source
HOUSE_OVERSIGHT_016529.jpg
Quote #2

Full Extracted Text

Complete text extracted from the document (5,203 characters)

Page 20 of 42
103 Minn. L. Rev. 844, *884
prosecution of excessive police uses of force. Finally, another institution responds to some of the same underenforcement problems that private prosecution and judicial review could address - redundant prosecution authority in a federal system.
C. Federalism Safeguards on Prosecutorial Discretion
The scope of the U.S. federal criminal code expanded vastly in the twentieth century, as did the federal government's institutional capacity to enforce that code and its regulatory authority more generally. The result has been a distinctive form of criminal justice federalism: federal enforcement authority wholly overlaps the territorial scope of state criminal law, and the federal code substantially overlaps much of what is covered in state criminal codes. The resulting structure of redundant federal-state authority has evolved into a means - unusual even among federal nation-states - to second-guess and effectively trump state prosecutors' declination decisions without empowering courts or private parties.
No other nation built on a federal model incorporates nearly [*885] the same degree of redundancy between state and federal justice systems. 131 The more common model of criminal justice federalism is found in Canada and Germany: each has a single national criminal code that is administered by separate state-level prosecution agencies and court systems. 132 Other federal states follow the U.S. model and have separate criminal codes, prosecution agencies, and court systems in each state as well as for the federal government. Australia follows this model, but the scope and jurisdiction of Australian federal criminal law is much more limited than is U.S. federal law; federal crimes are largely confined to offenses that implicate distinct federal interests - it is probably closer to U.S. federal criminal law in 1910 than 2010. The result is that in Australia federal criminal law enforcement overlaps much less with state criminal law. 133
The broad redundancy provided by U.S. federalism enables federal prosecutors to serve as checks on underenforcement by state prosecutors, at least for some large and important categories [*886] of crime. In effect, federal prosecutors can review the declination decisions of state prosecutors - as well as the adequacy and success of their prosecutions - and then decide whether to file federal charges in cases that their state counterparts declined to pursue, charged too leniently, or in which they failed to win a conviction or sufficiently harsh sanctions. (In theory state prosecutors conduct the same oversight over much of
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95 See George Fisher, The Jury's Rise as Lie Detector, 107 Yale L.J. 575, 671-96 (1997) (discussing the impact of racial policies in post-Civil War jury and court processes).
96 I am aware of no historical research on African American private prosecutors, and I have found no evidence of any in case law or general accounts of private prosecutions.
97 See, e.g., Fisher, supra note 95, at 684 n.514 ("Denial to the freedman of the power to testify in court against the white man ... strikes not at a mere civil franchise, but at a natural right - the right of protecting life and property. When a white man may take a freedman's life or property with impunity, if no other white men be present, the freedman has no security for either." (quoting The Progress of Reconstruction, N.Y. Times, Oct. 3, 1865, at 4)).
98 When Southern states were compelled to grant African American citizens litigation rights, they imposed strict conditions, permitting African Americans the right to testify only when the crime victim (or the opposing civil litigant) was African American. Id. at 684. Those limitations likewise restricted African Americans' private prosecution authority, although in many places racial customs, backed by the prospect of racial violence, was probably discouragement enough. See generally Douglas A. Blackmon, Slavery by Another Name: The Re-Enslavement of Black Americans from the Civil War to World War II (2008) (discussing history of African Americans' distrust of America's judicial system); Nicholas Lemann, Redemption: The Last Battle of the Civil War (2007) (exploring incidents after the Civil War and the impact on politics during the Reconstruction Era).
99 Michael J. Klarman, From Jim Crow to Civil Rights: The Supreme Court and the Struggle for Racial Equality 49-51 (2004). Northern states were not models of race-blind democracy. Connecticut voters in 1865 rejected a proposal to enfranchise African American citizens in their state. Fisher, supra note 95, at 685.
100 See Council Directive 2012/29, art. 11, 2012 O.J. (L 315) 57 (EC) (EU), http://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:32012L0029 (requiring member states to give crime victims means to challenge non-prosecution decisions, either through private prosecution or a right to review).
101 See FRA Report, supra note 72 (summarizing policies of EU member states and noting that only Cyprus and Malta provide victims neither right).
DAVID SCHOEN
HOUSE_OVERSIGHT_016529

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