HOUSE_OVERSIGHT_012094.jpg

ROCKEFELLER & CO.

ROCKCO.COM
insights@rockco.com

New York, NY
10 Rockefeller Plaza
3rd Floor
New York, NY 10020
212-549-5100

Washington, DC
900 17th Street NW
Suite 603
Washington, DC 20006
202-719-3000

Boston, MA
99 High Street
17th floor
Boston, MA 02110
617-375-3300

Rockefeller Trust Company, N.A.
10 Rockefeller Plaza
3rd Floor
New York, NY 10020
212-549-5100

The Rockefeller
Trust Company (Delaware)
1201 N Market Street
Suite 1401
Wilmington, DE 19801
302-498-6000

1 http://www.koreatimes.co.kr/www/nation/2017/05/356_229150.html
2 https://www.nytimes.com/2017/03/04/business/south-korea-samsung-bribery-lee.html
3 https://www.nytimes.com/2017/03/04/business/south-korea-samsung-bribery-lee.html
4 http://www.acga-asia.org/upload/files/research_preview/20161014021202_3.pdf
5 http://www.eastasiaforum.org/2011/07/08/corporate-governance-reform-in-korea/
6 "Reform of Corporate Governance," in Economic Crisis and Corporate Restructuring, Cambridge University Press, 2003, p. 303.
7 http://www.acga-asia.org/upload/files/CG%20Watch%202012.pdf
8 https://papers.ssrn.com/sol3/papers.cfm?abstract_id=1195313
9 https://papers.ssrn.com/sol3/papers.cfm?abstract_id=2824303
10 "Reform of Corporate Governance," in Economic Crisis and Corporate Restructuring, Cambridge
11 "Asian Corporate Governance" Asia Pacific GS Sustain, April 11, 2017.
12 "Asian Corporate Governance" Asia Pacific GS Sustain, April 11, 2017. University Press, 2003, p. 287. "Asian Corporate Governance" Asia Pacific GS Sustain,
April 11, 2017.

Cover image: Getty Images

Certain information contained in this document may constitute "forward-looking statements." No representations or warranties are made as to the accuracy or completeness of such statements, and actual events or results may differ materially from those reflected or contemplated. This document is provided for informational purposes only and is not intended, and should not be construed, as investment, tax or legal advice. This document does not purport to be a complete statement of approaches, which may vary due to individual factors and circumstances. Company references are provided for illustrative purposes only and should not be construed as investment advice or a recommendation to purchase, sell or hold any security. Although the information provided is carefully reviewed, Rockefeller & Co., Inc. cannot be held responsible for any direct or incidental loss resulting from applying any of the information provided. Past performance is no guarantee of future results and no investment or financial planning strategy can guarantee profit or protection against losses. These materials may not be reproduced or distributed without Rockefeller & Co., Inc.'s prior written consent.

Copyright 2017 © Rockefeller & Co., Inc. All Rights Reserved. Products and services may be provided by various subsidiaries of Rockefeller & Co., Inc.

1 6 GLOBAL FORESIGHT THIRD QUARTER 2017
HOUSE_OVERSIGHT_012094