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SEC

Organization
Mentions
711
Relationships
25
Events
28
Documents
316
Also known as:
Citadel Securities Inc. SIFMA (Securities Industry and Financial Markets Association) CMBS (Commercial Mortgage-Backed Securities) Australian Securities and Investments Commission Hong Kong Securities and Futures Commission (HKSFC) 000 Merrill Lynch Securities, Moscow OOO Merrill Lynch Securities, Moscow (Russia) Hong Kong Securities and Futures Commission Russian Security Services Signals Security Agency Army Security Agency Chinese security services Chinese Security Services Hong Kong Security Services Security Studies Program The Center for Security Policy New York Prosecutors Global Security State Prosecutors Signal Security Agency CIA Office of Security United States Prosecutors Commission de Surveillance du Secteur Financier (CSSF) Secretary of Finance of Mexico House Internal Security Committee prosecutor's offices in Florida Pub. Prosecution Serv. Can. Saudi Electricity (SEC) Secretary of State U.S. Securities and Exchange Commission (SEC) Federal Prosecutors in Florida International Security magazine Amish sect German Parliament (Second Chamber) SecondMarket Hong Kong Security Bureau Bank Secrecy Act Advisory Group Brazilian Securities and Exchange Commission (Comissão de valores Mobiliários / CVM) Second Life Bard High School Early College schools (BHSEC) Washington D.C. Prosecutor Florida Second District Court of Appeal Delaware Secretary of State Syrian Security Forces Bard High School Early College (BHSEC) Commission de Surveillance du Secteur Financier of Luxembourg U.S. Dept. of Homeland Security Egyptian security authorities Munich Security Conference domainsinseconds.com PRC’s Ministry of State Security Securities and Futures Bureau (Taiwan) Securities and Exchange Board of India Israel Securities Authority Senate Committee on Homeland Security and Governmental Affairs Russian security services Council for Political and Security Affairs Palestinian Security Forces Manhattan federal prosecutors Commonwealth Secretariat Prosecutor General AKAL Security Homeland Security Corporation Institute for National Security Studies Syrian Security Forces / Army Organisation for Security and Co-operation in Europe The Second City Center for Security Policy Securities and Commodities Fraud Task Force Wexner's security staff Center for a New American Security Egyptian security apparatus Securities and Futures Commission (Hong Kong) Securities and Commodities Authority Securian Ventures Drysdale Securities Corporation OOO Merrill Lynch Securities Podhurst Orseck Florida Division of Securities secureserver.net Kunia Regional Security Operations Center Secretary of State's Office Morphisec CITIC Sec. Tennessee Secondary School Athletic Ass'n Iraqi Security Forces Broidy's security firm Violent Crime Section Center for Climate and Security FamilySecurityMatters.org Fraud Section Washington D.C. Prosecutors eSpeed Securities, Inc. CITIC Sec SECURITY (SC) Biotech sector (NBI Index) Stanley Security Solutions Violent Crimes Section CrimSec Security Industry Authority (UK) Mossack Fonseca Benham Securities Palm Beach County Prosecutor's Office Deutsche Bank Securities Inc. Sparta Security Services Ltd Global Security Advisors Victoria Secret California Secretary of State PricewaterhouseCoopers International Ltd. Dept Homeland Security FBIHQ Violent Crime Section VCS (Violent Crime Section) All Armed Security, Inc. Bear, Stearns Securities Corp. Office of Homeland Security TSA (Transportation Security Administration) FBI Violent Crime Section STG (Security Threat Group) Podhurst Orseck, P.A. Southern District of Florida (Court/Prosecutors) State and federal prosecutors Diplomatic Security Service (DSS) Secretary of State of the State of Delaware ACSC (Australian Cyber Security Centre) FSB (Federal Security Service) Violent Crimes Against Children Section Australian Securities Exchange (ASX) Court of Appeals (Second Circuit implied) Aqua Securities, L.P. eSpeed Government Securities, Inc. Securities and Futures Bureau Exec Sec (Executive Secretariat)
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Relationship Network

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Interactive Network: Click nodes or edges to highlight connections and view details with action buttons. Drag nodes to reposition. Node size indicates connection count. Line color shows relationship strength: red (8-10), orange (6-7), yellow (4-5), gray (weak). Use legend and help buttons in the graph for more guidance.

Event Timeline

Interactive Timeline: Hover over events to see details. Events are arranged chronologically and alternate between top and bottom for better visibility.
25 total relationships
Connected Entity Relationship Type
Strength (mentions)
Documents Actions
person Jeffrey Epstein
Legal representative
7
2
View
person Franklin D. Roosevelt
Administrative
6
1
View
person Frank Gaffney Jr.
Professional
6
2
View
organization MIA
Records request
5
1
View
organization The Street.com
Legal representative
5
1
View
organization TheStreet.Com
Legal representative
5
1
View
person Edward Snowden
Intelligence asset handler implied
5
1
View
organization Saline Water Conversion Corporation (SWCC)
Business associate
5
1
View
person Jamil Nazarali
Employee
5
1
View
organization CME
Unknown
5
1
View
organization MIA
Investigator information provider
5
1
View
organization MIA
Investigative transactional
5
1
View
person Drysdale Government Securities
Corporate structure
5
1
View
person U.S. forces
Advisory training
5
1
View
person Bill Siegel
Employment contributor
5
1
View
organization GOVERNMENT
Legal representative
5
1
View
location USANYS
Inter agency coordination
1
1
View
person Jeffrey Epstein
Deceptive association
1
1
View
location USANYS
Professional interagency
1
1
View
person Christopher Dilorio
Adversarial
1
1
View
person Chris Dilorio
Adversarial
1
1
View
organization CMS
Client
1
1
View
organization VeriSign, Inc.
Consultant assistance provider
1
1
View
location USANYS
Inter agency cooperation
1
1
View
person defendant
Party to agreement
1
1
View
Date Event Type Description Location Actions
N/A N/A SEC Investigation (implied) N/A View
N/A N/A SEC decision not to bring charges regarding the resignation/incident. USA View
N/A N/A Smuggling of 3,000 tons of construction materials per day Egypt-Gaza border tunnels View
N/A N/A Release of House Internal Security Committee blacklist Washington D.C. / National View
N/A N/A SEC Complaint Filing N/A View
N/A N/A Epstein's designation as a sex offender New York View
2020-01-01 N/A Target date for NTP (National Transformation Program) objectives. Saudi Arabia View
2018-09-01 N/A SEC lawsuit against Elon Musk regarding 'funding secured' tweet. US View
2018-01-03 Legal case The case of SEC v. Blaszczak, No. 17-CV-3919 (AJN), 2018 WL 301091, was decided, granting a motio... S.D.N.Y. View
2018-01-01 N/A SEC charges against Phillip Frost for pump-and-dump schemes (referenced in email). N/A View
2017-01-01 N/A SEC dropped probe into Apollo month after firm aided Kushner company (referenced in email). N/A View
2016-01-01 N/A Electricity prices increased by weighted average of close to 20%. Saudi Arabia View
2016-01-01 N/A Federal prosecutors declined to pursue Jeffrey Epstein and Ghislaine Maxwell case. Manhattan View
2016-01-01 Legal decision Manhattan federal prosecutors declined to pursue the case against Jeffrey Epstein and Ghislaine M... Manhattan View
2014-06-11 N/A Harold Simmons Foundation files with SEC to sell 2.5 million shares. N/A View
2011-06-22 N/A SEC adopted final rules implementing new exemptions from the registration requirements of the Inv... United States View
2010-06-15 Legal ruling A ruling was issued in the case SEC v. Boock in the Southern District of New York. S.D.N.Y. View
2009-02-01 N/A Internal investigation into Snowden's suspicious computer activities. Washington View
2008-07-01 N/A E*TRADE reached a $1 million settlement with the SEC regarding CIP failures. USA View
2008-03-05 N/A Request initiated for certified corporate records from Delaware. Miami / Dover, DE View
2001-01-01 Legal case Legal case citation for SEC v. TheStreet.com, 273 F.3d 222 (2d Cir. 2001). N/A View
2001-01-01 Legal case SEC v. The Street.Com, 273 F.3d 222 (2d Cir.2001) 2d Cir. View
1998-02-24 N/A Michael Milken consented to entry of final judgment in SEC v. Michael R. Milken et al. U.S. District Court for the... View
1991-03-11 N/A SEC instituted proceeding barring Milken from association with brokers/dealers. N/A View
1990-04-24 N/A Milken consented to judgment concurrently with plea agreement covering criminal violations. U.S. District Court for the... View

HOUSE_OVERSIGHT_013910.jpg

This document appears to be a page from a business advice book (resembling Tim Ferriss's 'The 4-Hour Workweek') labeled with a House Oversight Committee Bates stamp (HOUSE_OVERSIGHT_013910). It details a case study of two individuals, Sherwood and Johanna, testing micro-business concepts ('dry testing') using tools like eBay, Weebly, Wufoo, and Google Adwords to gauge market interest before stocking products. There is no direct mention of Jeffrey Epstein or criminal activity in the text itself; it appears to be incidental material included in a larger document production.

Educational material/book excerpt (likely from 'the 4-hour workweek' or similar business guide), contained within house oversight investigation files.
2025-11-19
Analysis Source

HOUSE_OVERSIGHT_013897.jpg

This document appears to be a scanned page from a business advice book (likely 'The 4-Hour Workweek' based on the reference to 'New Rich' and 'fourhourblog.com') that has been included in a House Oversight Committee document production (Bates stamped HOUSE_OVERSIGHT_013897). The text outlines strategies for reselling products and licensing intellectual property, citing examples like Red Bull and KISS. It provides general business advice on wholesale pricing, forming LLCs, and the economics of being a licensor versus a licensee.

Book excerpt / evidence document
2025-11-19
Analysis Source

HOUSE_OVERSIGHT_025052.jpg

This page appears to be a geopolitical briefing or article excerpt discussing the potential for U.S.-Iranian nuclear talks circa early 2013. It highlights a diplomatic opening signaled by Vice President Joe Biden at the Munich Security Conference and the cautious response from Iran's Foreign Minister. The text outlines significant obstacles to a deal, including the upcoming Iranian elections, the security concerns of Arab allies in the Gulf, and strong opposition from Israel regarding uranium enrichment. The document bears a 'HOUSE_OVERSIGHT' Bates stamp.

Geopolitical analysis / briefing note / article extract
2025-11-19
Analysis Source

HOUSE_OVERSIGHT_025034.jpg

This document appears to be a page from an interview transcript, likely from FrontPage Magazine, featuring an interviewee named Siegel. The text discusses the 'Control Factor' in the context of Islamic extremism, specifically analyzing the Fort Hood shooter Nidal Hasan and the Muslim Brotherhood's strategies in America. The document bears a 'HOUSE_OVERSIGHT' stamp, suggesting it was part of a larger production of documents to the House Oversight Committee, though it contains no direct mentions of Jeffrey Epstein or his known associates on this specific page.

Interview transcript / article excerpt
2025-11-19
Analysis Source

HOUSE_OVERSIGHT_024962.jpg

This document is a reprint of an article titled 'Is This the End of the Assad Dynasty?' by Patrick Seale from Le Monde diplomatique, dated May 6, 2011. It details the beginning of the Syrian uprising in Daraa, the violent government response involving live fire and siege tactics, and the subsequent erosion of President Bashar al-Assad's legitimacy. The document bears a 'HOUSE_OVERSIGHT' Bates stamp, indicating it was part of a congressional document production.

News article / press clipping
2025-11-19
Analysis Source

HOUSE_OVERSIGHT_024809.jpg

This document is page 173 of a 2017 report by Ackrell Capital, LLC, specifically Chapter X: Glossary of Terms. It defines various terms related to the cannabis industry (e.g., THC, Sativa, Terpene) and financial/regulatory terms (e.g., SAR, SEC, PPM). The document bears a 'HOUSE_OVERSIGHT' Bates stamp, indicating it was obtained during a congressional investigation.

Glossary / investment report page
2025-11-19
Analysis Source

HOUSE_OVERSIGHT_024762.jpg

This document is page 126 from a December 2017 Cannabis Investment Report by Ackrell Capital. It features a detailed comparison table of U.S. stock markets (Nasdaq, NYSE, and OTC), analyzing them by tiers, listed companies, market value, and regulatory requirements. The document bears the Bates stamp 'HOUSE_OVERSIGHT_024762', indicating it was obtained during a House Oversight Committee investigation, likely related to financial records involving major banks or investment firms.

Investment report / financial analysis
2025-11-19
Analysis Source

HOUSE_OVERSIGHT_024757.jpg

This page from an Ackrell Capital report details capital raised by publicly traded cannabis companies for the year ending September 30, 2017, highlighting that Canadian companies raised significantly more capital than those in the U.S. or Australia. It also provides an overview of the U.S. public capital markets for cannabis, noting that while a few trade on major exchanges like Nasdaq and NYSE, the vast majority are "penny" stocks on the OTC market characterized by high risk and regulatory scrutiny from the SEC and FINRA.

Financial report page
2025-11-19
Analysis Source

HOUSE_OVERSIGHT_024755.jpg

This document is page 119 of a report by Ackrell Capital titled 'Capital Markets for Cannabis Companies.' It analyzes listing requirements for cannabis companies on US, Canadian, and Australian stock exchanges (NYSE, Nasdaq, OTC, TSX, CSE, ASX). It includes a statistical table summarizing market values, enterprise values, and revenue averages for cannabis-related companies as of November 30, 2017. The document bears a House Oversight Committee stamp.

Investment report / financial analysis
2025-11-19
Analysis Source

HOUSE_OVERSIGHT_024178.jpg

This document is a standard legal disclaimer page from a 2012 UBS report or presentation. It details regulatory compliance, liability limitations, and jurisdiction-specific legal information for UBS operations in countries including Australia, Belgium, Canada, France, Germany, Luxembourg, Saudi Arabia, Singapore, and the UK. The document bears a House Oversight Committee Bates stamp (HOUSE_OVERSIGHT_024178), indicating it was obtained as evidence, likely regarding financial records.

Legal disclaimer / financial report boilerplate
2025-11-19
Analysis Source

HOUSE_OVERSIGHT_024129.jpg

This document is page 23 of a report by Protiviti, likely produced for the House Oversight Committee, detailing common deficiencies in Anti-Money Laundering (AML) compliance programs. It cites specific enforcement actions and financial penalties against E*TRADE (2008-2009) and Sigue Corporation (2008) for failures in suspicious activity monitoring and reporting. The text outlines systemic violations such as failure to file SARs, lack of independent testing, and inadequate training, serving as a reference for regulatory expectations.

Report / presentation slide (protiviti)
2025-11-19
Analysis Source

HOUSE_OVERSIGHT_024125.jpg

This document appears to be page 19 of a regulatory compliance manual or report produced by Protiviti, stamped with a House Oversight Bates number. It details various FinCEN publications and resources, including the SAR Activity Review, and outlines the Memorandums of Understanding (MOUs) established between FinCEN, federal banking regulators, the New York State Banking Department, and the SEC between 2004 and 2006 to coordinate BSA/AML enforcement. The text serves as a guide to FinCEN's interaction with other regulatory bodies and its available informational resources.

Compliance manual / regulatory guide
2025-11-19
Analysis Source

HOUSE_OVERSIGHT_024124.jpg

This document is page 18 of a report produced by the consulting firm Protiviti, likely part of a production to the House Oversight Committee (indicated by the Bates stamp HOUSE_OVERSIGHT_024124). The text provides a high-level overview of the Financial Crimes Enforcement Network (FinCEN), detailing its history, mission, and role in Anti-Money Laundering (AML) regulation. It outlines FinCEN's initiatives, including the BSAAG and FFETF, and describes various information-sharing systems like the BSA E-Filing System and Egmont Secure Web.

Informational report / compliance training material
2025-11-19
Analysis Source

HOUSE_OVERSIGHT_024122.jpg

This document is page 16 of a report prepared by the consulting firm Protiviti, submitted as part of a House Oversight Committee investigation (Bates stamp HOUSE_OVERSIGHT_024122). It lists and describes various regulatory resources, handbooks, and inter-agency tools used for Bank Secrecy Act (BSA) and Anti-Money Laundering (AML) compliance. The page specifically details resources from the FFIEC, SEC, FINRA, and NCUA, as well as listing the federal agencies that contributed to the 2005 U.S. Money Laundering Threat Assessment.

Regulatory compliance report / consulting report
2025-11-19
Analysis Source

HOUSE_OVERSIGHT_024114.jpg

This document outlines regulatory disclosures and selling restrictions regarding the private placement of interests in a Fund across multiple jurisdictions, including Iceland, Italy, Japan, Luxembourg, the Netherlands, Norway, and Saudi Arabia. It specifies that the offerings are not public, have not been registered with local financial authorities, and are intended solely for qualified or professional investors in compliance with local laws.

Legal memorandum / private placement memorandum
2025-11-19
Analysis Source

HOUSE_OVERSIGHT_024112.jpg

This document is page 101 of a confidential offering memorandum detailing legal disclaimers and regulatory compliance for an investment fund across multiple jurisdictions (Brazil, Columbia, Denmark, Finland). It specifically notes that the entity 'New Leaf' is involved in the transaction, stating that recipients contacted New Leaf on their own initiative. The footer indicates this document is part of a House Oversight Committee investigation (CONTROL NUMBER 257).

Legal document (offering memorandum / private placement memorandum)
2025-11-19
Analysis Source

HOUSE_OVERSIGHT_024111.jpg

This document is page 100 of a confidential Private Placement Memorandum (Control Number 257) produced for the House Oversight Committee (Bates stamped HOUSE_OVERSIGHT_024111). It outlines legal offering notices and regulatory disclaimers for potential investors in Florida, Non-U.S. residents generally, Australia, Austria, and Belgium. The text specifies that the fund is not registered in these jurisdictions and sets out the legal conditions under which the securities may be privately offered, including a minimum investment threshold of €100,000 for Belgian investors.

Legal document / private placement memorandum (page 100)
2025-11-19
Analysis Source

HOUSE_OVERSIGHT_024098.jpg

This document page appears to be a legal disclosure or risk factor description regarding 'pay-to-play' laws and SEC regulations. It outlines the risks associated with investment advisers making political contributions to elected officials, noting that such actions could prohibit the adviser from receiving compensation for two years and negatively impact 'the Fund.' The document bears a House Oversight Bates stamp, indicating it is part of a congressional investigation.

Legal/financial disclosure (likely risk factors section of a private placement memorandum or compliance manual)
2025-11-19
Analysis Source

HOUSE_OVERSIGHT_029965.jpg

This document, stamped with a House Oversight footer, appears to be a news report or briefing regarding a 2013 Senate inquiry into Bitcoin regulation. It details testimony given by 'Allen' (likely Ernie Allen of the International Centre for Missing and Exploited Children) and Jerry Brito to the Senate Homeland Security Committee, discussing the balance between regulating illicit use and fostering the digital economy. The text outlines the committee's research process, including interviews with experts and letters sent to federal agencies like the DHS and DOJ.

News article / congressional record extract
2025-11-19
Analysis Source

HOUSE_OVERSIGHT_029734.jpg

This document appears to be a page from a news article or political analysis piece included in a House Oversight production (stamped HOUSE_OVERSIGHT_029734). It discusses the confirmation hearings of Chuck Hagel as Secretary of Defense and predicts his influence on President Obama regarding Iran policy, specifically suggesting a move away from military strikes. It also details diplomatic overtures made by Vice President Joe Biden at the Munich Security Conference offering bilateral talks with Iran, and the favorable response from Iranian Foreign Minister Ali Akbar Salehi.

News article / political analysis (house oversight document)
2025-11-19
Analysis Source

HOUSE_OVERSIGHT_029527.jpg

This document is a printout of a 'The Real Deal' article dated June 26, 2019, detailing fraud allegations against Walsh and SARC regarding the Palm House EB-5 project. The text outlines how Walsh allegedly misled investors with false claims about financing, including non-existent bank loans and developer equity, while promising lavish rewards like jet and yacht access. Walsh is reported to have fled the U.S., possibly to Vietnam or Australia, to avoid facing charges.

News article printout (the real deal)
2025-11-19
Analysis Source

HOUSE_OVERSIGHT_029524.jpg

This document is page 5 of a printout from 'The Real Deal' regarding the Palm House development scandal, produced for the House Oversight Committee (Bates stamp HOUSE_OVERSIGHT_029524). It details how developer Robert Matthews utilized an associate named Walsh to raise funds through 'SARC' and the EB-5 visa program, alleging that Walsh diverted over $5 million in investor funds to save Matthews' personal Palm Beach mansion from foreclosure. The text also discusses the broader context of the EB-5 program's growth and high failure rate of regional centers between 2014 and 2019.

News article / web printout (government production)
2025-11-19
Analysis Source

HOUSE_OVERSIGHT_029521.jpg

This document is a printout of a news article regarding the Palm House EB-5 fraud case, stamped as a House Oversight record. It details how developer Robert Matthews and contractor Nicholas Laudano pleaded guilty to fraud, misusing investor funds for personal luxuries like a yacht named 'Alibi'. The article highlights the lack of criminal charges against regional center director Joseph Walsh Sr., who allegedly siphoned nearly $9.5 million, and criticizes the lack of regulation in the EB-5 visa program.

News article printout (the real deal) / congressional record
2025-11-19
Analysis Source

HOUSE_OVERSIGHT_029507.jpg

This document, stamped by the House Oversight Committee, details an investigation into foreign influence peddling within the Trump administration involving George Nader and Elliott Broidy. It describes how they pitched a scheme to UAE and Saudi Arabia to shape U.S. policy against Qatar in exchange for business interests, resulting in a $650 million contract for Broidy's firm. The text attributes the success of this informal influence to Jared Kushner's lack of vetting and willingness to bypass formal government channels.

News article / investigative report (congressional exhibit)
2025-11-19
Analysis Source

HOUSE_OVERSIGHT_029345.jpg

This document is a financial article or blog post included in a House Oversight production analyzing the steep decline in Valhi Inc (VHI) stock following the death of Harold Simmons in late 2013. The author discusses the trade-off between the estate's massive paper loss ($2.8 billion) and the resulting reduction in estate tax liability ($1.1 billion), noting that while tax savings are real cash, the loss in asset value is significant. The text also highlights a specific event in June 2014 where the Harold Simmons Foundation, controlled by the heirs, rapidly sold 2.5 million shares of the company.

Financial analysis article / news report (likely from a blog or financial news site included in house oversight production)
2025-11-19
Analysis Source
Total Received
$0.00
0 transactions
Total Paid
$28.21
2 transactions
Net Flow
-$28.21
2 total transactions
Date Type From To Amount Description Actions
2019-08-15 Paid SEC CMS Monitoring $14.21 Invoice #52339 for security monitoring services... View
2019-07-10 Paid SEC CMS Monitoring $14.00 Outstanding balance on Invoice #51160 reference... View
As Sender
0
As Recipient
0
Total
0
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