SEC

Organization
Mentions
711
Relationships
25
Events
28
Documents
316
Also known as:
Citadel Securities Inc. SIFMA (Securities Industry and Financial Markets Association) CMBS (Commercial Mortgage-Backed Securities) Australian Securities and Investments Commission Hong Kong Securities and Futures Commission (HKSFC) 000 Merrill Lynch Securities, Moscow OOO Merrill Lynch Securities, Moscow (Russia) Hong Kong Securities and Futures Commission Russian Security Services Signals Security Agency Army Security Agency Chinese security services Chinese Security Services Hong Kong Security Services Security Studies Program The Center for Security Policy New York Prosecutors Global Security State Prosecutors Signal Security Agency CIA Office of Security United States Prosecutors Commission de Surveillance du Secteur Financier (CSSF) Secretary of Finance of Mexico House Internal Security Committee prosecutor's offices in Florida Pub. Prosecution Serv. Can. Saudi Electricity (SEC) Secretary of State U.S. Securities and Exchange Commission (SEC) Federal Prosecutors in Florida International Security magazine Amish sect German Parliament (Second Chamber) SecondMarket Hong Kong Security Bureau Bank Secrecy Act Advisory Group Brazilian Securities and Exchange Commission (Comissão de valores Mobiliários / CVM) Second Life Bard High School Early College schools (BHSEC) Washington D.C. Prosecutor Florida Second District Court of Appeal Delaware Secretary of State Syrian Security Forces Bard High School Early College (BHSEC) Commission de Surveillance du Secteur Financier of Luxembourg U.S. Dept. of Homeland Security Egyptian security authorities Munich Security Conference domainsinseconds.com PRC’s Ministry of State Security Securities and Futures Bureau (Taiwan) Securities and Exchange Board of India Israel Securities Authority Senate Committee on Homeland Security and Governmental Affairs Russian security services Council for Political and Security Affairs Palestinian Security Forces Manhattan federal prosecutors Commonwealth Secretariat Prosecutor General AKAL Security Homeland Security Corporation Institute for National Security Studies Syrian Security Forces / Army Organisation for Security and Co-operation in Europe The Second City Center for Security Policy Securities and Commodities Fraud Task Force Wexner's security staff Center for a New American Security Egyptian security apparatus Securities and Futures Commission (Hong Kong) Securities and Commodities Authority Securian Ventures Drysdale Securities Corporation OOO Merrill Lynch Securities Podhurst Orseck Florida Division of Securities secureserver.net Kunia Regional Security Operations Center Secretary of State's Office Morphisec CITIC Sec. Tennessee Secondary School Athletic Ass'n Iraqi Security Forces Broidy's security firm Violent Crime Section Center for Climate and Security FamilySecurityMatters.org Fraud Section Washington D.C. Prosecutors eSpeed Securities, Inc. CITIC Sec SECURITY (SC) Biotech sector (NBI Index) Stanley Security Solutions Violent Crimes Section CrimSec Security Industry Authority (UK) Mossack Fonseca Benham Securities Palm Beach County Prosecutor's Office Deutsche Bank Securities Inc. Sparta Security Services Ltd Global Security Advisors Victoria Secret California Secretary of State PricewaterhouseCoopers International Ltd. Dept Homeland Security FBIHQ Violent Crime Section VCS (Violent Crime Section) All Armed Security, Inc. Bear, Stearns Securities Corp. Office of Homeland Security TSA (Transportation Security Administration) FBI Violent Crime Section STG (Security Threat Group) Podhurst Orseck, P.A. Southern District of Florida (Court/Prosecutors) State and federal prosecutors Diplomatic Security Service (DSS) Secretary of State of the State of Delaware ACSC (Australian Cyber Security Centre) FSB (Federal Security Service) Violent Crimes Against Children Section Australian Securities Exchange (ASX) Court of Appeals (Second Circuit implied) Aqua Securities, L.P. eSpeed Government Securities, Inc. Securities and Futures Bureau Exec Sec (Executive Secretariat)

Relationship Network

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Event Timeline

Interactive Timeline: Hover over events to see details. Events are arranged chronologically and alternate between top and bottom for better visibility.
25 total relationships
Connected Entity Relationship Type
Strength (mentions)
Documents Actions
person Jeffrey Epstein
Legal representative
7
2
View
person Franklin D. Roosevelt
Administrative
6
1
View
person Frank Gaffney Jr.
Professional
6
2
View
organization MIA
Records request
5
1
View
organization The Street.com
Legal representative
5
1
View
organization TheStreet.Com
Legal representative
5
1
View
person Edward Snowden
Intelligence asset handler implied
5
1
View
organization Saline Water Conversion Corporation (SWCC)
Business associate
5
1
View
person Jamil Nazarali
Employee
5
1
View
organization CME
Unknown
5
1
View
organization MIA
Investigator information provider
5
1
View
organization MIA
Investigative transactional
5
1
View
person Drysdale Government Securities
Corporate structure
5
1
View
person U.S. forces
Advisory training
5
1
View
person Bill Siegel
Employment contributor
5
1
View
organization GOVERNMENT
Legal representative
5
1
View
location USANYS
Inter agency coordination
1
1
View
person Jeffrey Epstein
Deceptive association
1
1
View
location USANYS
Professional interagency
1
1
View
person Christopher Dilorio
Adversarial
1
1
View
person Chris Dilorio
Adversarial
1
1
View
organization CMS
Client
1
1
View
organization VeriSign, Inc.
Consultant assistance provider
1
1
View
location USANYS
Inter agency cooperation
1
1
View
person defendant
Party to agreement
1
1
View
Date Event Type Description Location Actions
N/A N/A SEC Investigation (implied) N/A View
N/A N/A SEC decision not to bring charges regarding the resignation/incident. USA View
N/A N/A Smuggling of 3,000 tons of construction materials per day Egypt-Gaza border tunnels View
N/A N/A Release of House Internal Security Committee blacklist Washington D.C. / National View
N/A N/A SEC Complaint Filing N/A View
N/A N/A Epstein's designation as a sex offender New York View
2020-01-01 N/A Target date for NTP (National Transformation Program) objectives. Saudi Arabia View
2018-09-01 N/A SEC lawsuit against Elon Musk regarding 'funding secured' tweet. US View
2018-01-03 Legal case The case of SEC v. Blaszczak, No. 17-CV-3919 (AJN), 2018 WL 301091, was decided, granting a motio... S.D.N.Y. View
2018-01-01 N/A SEC charges against Phillip Frost for pump-and-dump schemes (referenced in email). N/A View
2017-01-01 N/A SEC dropped probe into Apollo month after firm aided Kushner company (referenced in email). N/A View
2016-01-01 N/A Electricity prices increased by weighted average of close to 20%. Saudi Arabia View
2016-01-01 N/A Federal prosecutors declined to pursue Jeffrey Epstein and Ghislaine Maxwell case. Manhattan View
2016-01-01 Legal decision Manhattan federal prosecutors declined to pursue the case against Jeffrey Epstein and Ghislaine M... Manhattan View
2014-06-11 N/A Harold Simmons Foundation files with SEC to sell 2.5 million shares. N/A View
2011-06-22 N/A SEC adopted final rules implementing new exemptions from the registration requirements of the Inv... United States View
2010-06-15 Legal ruling A ruling was issued in the case SEC v. Boock in the Southern District of New York. S.D.N.Y. View
2009-02-01 N/A Internal investigation into Snowden's suspicious computer activities. Washington View
2008-07-01 N/A E*TRADE reached a $1 million settlement with the SEC regarding CIP failures. USA View
2008-03-05 N/A Request initiated for certified corporate records from Delaware. Miami / Dover, DE View
2001-01-01 Legal case Legal case citation for SEC v. TheStreet.com, 273 F.3d 222 (2d Cir. 2001). N/A View
2001-01-01 Legal case SEC v. The Street.Com, 273 F.3d 222 (2d Cir.2001) 2d Cir. View
1998-02-24 N/A Michael Milken consented to entry of final judgment in SEC v. Michael R. Milken et al. U.S. District Court for the... View
1991-03-11 N/A SEC instituted proceeding barring Milken from association with brokers/dealers. N/A View
1990-04-24 N/A Milken consented to judgment concurrently with plea agreement covering criminal violations. U.S. District Court for the... View

HOUSE_OVERSIGHT_022018.jpg

This text, likely from a memoir or legal account, defends a controversial prosecution decision regarding Jeffrey Epstein. The author argues that the plea deal was the best possible outcome given the evidence and victim reluctance at the time, ensuring jail time and sex offender registration rather than risking a failed trial. The passage also criticizes the defense's tactics, including personal investigations into prosecutors, while acknowledging frustrations with Epstein's treatment in state custody.

Book excerpt / legal memoir
2025-11-19

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This document discusses the role of private prosecutions as a structural check on district attorneys, similar to grand juries, and argues that their rarity does not justify abolition. It further explores the historical connection between the decline of private prosecution in the U.S. and racial discrimination, noting how legal barriers prevented African Americans from prosecuting crimes or testifying. The footnotes provide extensive comparative legal references to prosecution systems in Germany, England, Wales, Canada, and Australia.

Legal document / law review article
2025-11-19

HOUSE_OVERSIGHT_016498.jpg

This is page 11 of a legal argument filed by 'The Post' (likely the NY Post) seeking a court order to unseal appellate briefs related to Jeffrey Epstein's sex offender designation. The text argues that despite the Manhattan District Attorney's opposition, the public interest in scrutinizing how prosecutors handled Epstein's case outweighs the reasons for secrecy, provided victims' names are redacted. It cites multiple New York legal precedents supporting the media's right to petition for access to court records.

Legal brief / motion argument
2025-11-19

HOUSE_OVERSIGHT_016488.jpg

This document is a Preliminary Statement from a legal motion filed by NYP Holdings, Inc. (New York Post) seeking to unseal briefs related to an appeal concerning Jeffrey Epstein's sex offender status in New York. The Post argues that unsealing the documents is necessary to understand why the Manhattan District Attorney's Office initially sought lenient treatment for Epstein, citing suspicions that his wealth and connections to Donald Trump, Bill Clinton, and Prince Andrew influenced prosecutors. The filing follows renewed scrutiny generated by the Miami Herald's 2018 investigative reporting.

Legal memorandum (preliminary statement in support of motion to unseal)
2025-11-19

HOUSE_OVERSIGHT_016482.jpg

A legal letter dated January 4, 2019, from attorney Robert D. Balin of Davis Wright Tremaine LLP to the NY Supreme Court Clerk. The letter withdraws a motion filed by the New York Post to unseal briefs in the 'People v. Epstein' case. The withdrawal is strategic, intended to address a procedural objection raised by the Manhattan District Attorney regarding failure to notify Florida prosecutors; the Post plans to refile the motion the following week after serving the necessary notice.

Legal correspondence / letter
2025-11-19

HOUSE_OVERSIGHT_026568.jpg

This document appears to be a printout of a promotional article or blog post from Jeffrey Epstein's personal website (jeffreyepstein.org), marked as a House Oversight evidence document. It praises the Bard High School Early College (BHSEC) model, detailing its academic success, structure, and history, including support from the Bill and Melinda Gates Foundation and praise from President Obama. The text concludes with a quote from Jeffrey Epstein emphasizing the competitiveness of the school and his foundation's support for public education.

Web article / press release (evidence document)
2025-11-19

HOUSE_OVERSIGHT_026567.jpg

This document is a printed email chain dated July 10, 2012. Lesley Groff forwards an email to Jeffrey Epstein from Charles Stevenson, who thanks Epstein for his 'gifts to Bard College.' The email includes the text of a PR Newswire press release titled 'Exceptional Public Schools Cited By Obama, Get Critical Backing From Investor, Jeffrey Epstein,' detailing funding provided by Epstein's foundation to Bard High School Early College schools.

Email chain
2025-11-19

HOUSE_OVERSIGHT_026565.jpg

A promotional document or press release highlighting 'substantial backing' provided by Jeffrey Epstein and the Jeffrey Epstein VI Foundation to the Bard High School Early College schools (BHSEC) in NY and NJ. The text details the academic success and unique structure of BHSEC, noting that President Obama praised the school model in a 2009 speech and that the New York Observer ranked it highly in 2012. The document bears a House Oversight Bates stamp.

Press release / promotional article
2025-11-19

HOUSE_OVERSIGHT_020845.jpg

This document consists of two presentation slides titled 'Presentation Premise' and 'USA Inc. Concept'. The first slide outlines the government's mission derived from the Constitution and its financial goals. The second slide conceptualizes the US federal government as 'USA Inc.', discussing how public shareholders and investors might evaluate its financial health and business model, citing various statistics on tax payments and stock ownership from 2007-2008 data sources like ICI, SIFMA, and IRS.

Presentation slide
2025-11-19

HOUSE_OVERSIGHT_020646.jpg

This document, labeled Appendix 3, outlines the extensive reach of official and semi-official Chinese-language media within the United States infrastructure as of 2018. It details the availability of networks like CCTV, Phoenix TV, and Xinhua across U.S. satellite providers, streaming services, and social media platforms.

Government report appendix
2025-11-19

HOUSE_OVERSIGHT_020623.jpg

This document, page 164 labeled 'Appendix 2', appears to be part of a report on Chinese foreign influence operations, specifically focusing on Germany. It details media propaganda efforts (via Xinhua and DFA) and the political reaction led by Merkel and Macron to tighten Foreign Direct Investment (FDI) screening to protect European interests. The conclusion warns that China's massive resources and public diplomacy agenda risk turning European partners into pawns and dividing the EU. While the prompt suggests an Epstein connection, this specific page deals exclusively with Sino-German geopolitical relations and bears a House Oversight Bates stamp.

Government report / parliamentary appendix
2025-11-19

HOUSE_OVERSIGHT_017069.jpg

This document is a page from the attendee directory for the World Economic Forum Annual Meeting 2011. It lists approximately 50 high-profile individuals, including CEOs, government officials, and journalists from various countries and organizations such as PepsiCo, GE, Microsoft, and the UK Prime Minister's Office. The document contains the footer 'HOUSE_OVERSIGHT_017069', indicating it was likely part of a document production for a House Oversight Committee investigation.

Attendee list / directory page
2025-11-19

HOUSE_OVERSIGHT_026824.jpg

This document is a professional biography for Francis J. Kelly, a Managing Director and Global Coordinator for Public Affairs at Deutsche Bank. It details his current roles, previous employment in the private sector (Charles Schwab, Merrill Lynch) and government (SEC, DOJ, White House), and his board memberships. The document appears to be part of a production for the House Oversight Committee, indicated by the Bates stamp HOUSE_OVERSIGHT_026824.

Professional biography / corporate profile
2025-11-19

HOUSE_OVERSIGHT_017588.jpg

This document appears to be a page from a briefing book or guest list for a high-level event, marked with a House Oversight Committee stamp (HOUSE_OVERSIGHT_017588). It provides biographical summaries for prominent individuals in technology, finance, media, and government, including Peter Thiel, Katharine Weymouth, and executives from Google, Microsoft, and American Express. No specific date or event name is listed on this page, but the grouping suggests an elite networking gathering.

Attendee list / biography sheet / government record
2025-11-19

HOUSE_OVERSIGHT_017587.jpg

This document appears to be a biographical guest list or contact sheet, marked with a House Oversight Committee footer (HOUSE_OVERSIGHT_017587). It details high-profile individuals from technology, politics, and finance, including executives from Facebook, Microsoft, and Wordpress, as well as former government officials like Robert Rubin and aides to the Clintons and Bush administration. The list provides current roles and past affiliations for each individual.

Biographical list / guest list (house oversight committee exhibit)
2025-11-19

HOUSE_OVERSIGHT_017579.jpg

This document appears to be a briefing sheet or bio list (stamped HOUSE_OVERSIGHT_017579) containing professional biographies for 26 high-profile individuals in technology, finance, media, and politics. The list includes prominent figures such as Peter Thiel, Robert Rubin, Katharine Weymouth, and executives from Microsoft, Google, and UnitedHealth. The text contains character encoding errors (�) likely resulting from file conversion, and the content highlights the individuals' current roles, former positions, and board memberships.

Briefing document / bio list
2025-11-19

HOUSE_OVERSIGHT_017577.jpg

This document is a contact or attendee list containing biographical details for high-profile individuals in business, technology, politics, and academia. It includes names such as Garry Kasparov, Henry Kravis, Max Levchin, and former government officials like Neal Katyal and Juliette Kayyem. The document appears to be from 2011 or later, based on the mention of a 2011 award winner.

Contact list / attendee bio list
2025-11-19

HOUSE_OVERSIGHT_027432.jpg

This document contains a log of electronic messages from September 28, 2018, primarily from Jeffrey Epstein (using the alias jeeitunes@gmail.com) to a redacted recipient. The conversation covers global economic stability, the strength of the US dollar versus failed socialism in other regions, and specifically discusses Elon Musk's legal troubles with the SEC, with Epstein asserting Musk should not run a public company. Epstein also offers 'talking points' to the recipient.

Electronic message log / email metadata printout
2025-11-19

HOUSE_OVERSIGHT_027102.jpg

An email from Jeffrey Epstein to Larry Summers dated February 11, 2013. The subject line references preparation for a dinner and an 'israel pres briefing,' while the body of the email contains the full text of a Wall Street Journal editorial titled 'The Ayatollah Always Says No,' discussing US-Iran diplomatic relations.

Email
2025-11-19

HOUSE_OVERSIGHT_026922.jpg

This document is a legal disclaimer page (page 14) from a Goldman Sachs presentation or report, bearing the Bates stamp HOUSE_OVERSIGHT_026922, indicating it was part of a US Congressional investigation. It details regulatory compliance, licensing exemptions, and restrictions for distributing financial materials in various jurisdictions including Australia, Brazil, Chile, Dubai, Israel, Singapore, and the UAE. It specifically notes that Goldman Sachs entities are not licensed to provide investment advice in Israel and outlines 'wholesale client' restrictions in Australia.

Legal disclaimer / regulatory disclosure page
2025-11-19

HOUSE_OVERSIGHT_026908.jpg

This document is a standard legal disclaimer and privacy notice page from Goldman Sachs, dated 2018. It outlines regulatory compliance and investment warnings for Singapore, the United Arab Emirates, and the United Kingdom, alongside a data privacy statement regarding the EU. The document bears a Bates stamp indicating it is part of a House Oversight Committee investigation (HOUSE_OVERSIGHT_026908).

Legal disclaimer / privacy notice
2025-11-19

HOUSE_OVERSIGHT_018201.jpg

This document appears to be a page from an article or opinion piece discussing the inefficacy of international sanctions. The author argues that sanctions often entrench dictators rather than removing them, citing historical examples in Iran, Cuba, Iraq, and Libya. The text specifically mentions Muammar Gaddafi's wealth allowing him to donate to the 'London School of' (presumably LSE), a detail often relevant in investigations regarding foreign funding of academic institutions.

Article / opinion piece (likely an email attachment or printout)
2025-11-19

HOUSE_OVERSIGHT_018028.jpg

This document is a page from a sworn statement detailing the witness's traumatic experiences with Jeffrey Epstein and Ghislaine Maxwell in 1996. It describes alleged sexual misconduct involving the witness's younger sister, a sexual assault against the witness at Leslie Wexner's Ohio mansion, subsequent false imprisonment, and the reporting of these crimes to the FBI. The text also outlines the harassment and career destruction the witness faced from Epstein and Maxwell after reporting the assault.

Legal affidavit / witness statement
2025-11-19

HOUSE_OVERSIGHT_010614.jpg

This document is a standard 'Disclosures' page from a Bank of America Merrill Lynch research report titled 'Liquid Insight', dated September 22, 2016. It contains extensive legal boilerplate regarding analyst compensation, conflict of interest policies, investment risks (specifically Rule 144A securities), and a listing of international affiliates and their respective regulators. While the document bears a 'HOUSE_OVERSIGHT' stamp, indicating it was part of a congressional investigation production, the text itself does not mention Jeffrey Epstein, his associates, or any specific transaction related to him.

Financial report disclosures / legal disclaimer
2025-11-19

HOUSE_OVERSIGHT_010585.jpg

This page from a legal filing details allegations against Jeffrey Epstein and Ghislaine Maxwell, specifically focusing on 'Jane Doe 102,' who was lured at age 15 and forced into sex slavery involving politicians, businessmen, and royalty. It mentions a disturbing incident where the victim watched Epstein with three 12-year-old French girls sent to him as a birthday gift by a friend. The document also notes that Epstein paid settlements to over 15 women to avoid civil suits.

Legal filing / court document (likely a complaint or motion)
2025-11-19
Total Received
$0.00
0 transactions
Total Paid
$28.21
2 transactions
Net Flow
-$28.21
2 total transactions
Date Type From To Amount Description Actions
2019-08-15 Paid SEC CMS Monitoring $14.21 Invoice #52339 for security monitoring services... View
2019-07-10 Paid SEC CMS Monitoring $14.00 Outstanding balance on Invoice #51160 reference... View
As Sender
0
As Recipient
0
Total
0
No communications found for this entity. Entity linking may need to be improved.

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