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SEC

Organization
Mentions
711
Relationships
25
Events
28
Documents
316
Also known as:
Citadel Securities Inc. SIFMA (Securities Industry and Financial Markets Association) CMBS (Commercial Mortgage-Backed Securities) Australian Securities and Investments Commission Hong Kong Securities and Futures Commission (HKSFC) 000 Merrill Lynch Securities, Moscow OOO Merrill Lynch Securities, Moscow (Russia) Hong Kong Securities and Futures Commission Russian Security Services Signals Security Agency Army Security Agency Chinese security services Chinese Security Services Hong Kong Security Services Security Studies Program The Center for Security Policy New York Prosecutors Global Security State Prosecutors Signal Security Agency CIA Office of Security United States Prosecutors Commission de Surveillance du Secteur Financier (CSSF) Secretary of Finance of Mexico House Internal Security Committee prosecutor's offices in Florida Pub. Prosecution Serv. Can. Saudi Electricity (SEC) Secretary of State U.S. Securities and Exchange Commission (SEC) Federal Prosecutors in Florida International Security magazine Amish sect German Parliament (Second Chamber) SecondMarket Hong Kong Security Bureau Bank Secrecy Act Advisory Group Brazilian Securities and Exchange Commission (Comissão de valores Mobiliários / CVM) Second Life Bard High School Early College schools (BHSEC) Washington D.C. Prosecutor Florida Second District Court of Appeal Delaware Secretary of State Syrian Security Forces Bard High School Early College (BHSEC) Commission de Surveillance du Secteur Financier of Luxembourg U.S. Dept. of Homeland Security Egyptian security authorities Munich Security Conference domainsinseconds.com PRC’s Ministry of State Security Securities and Futures Bureau (Taiwan) Securities and Exchange Board of India Israel Securities Authority Senate Committee on Homeland Security and Governmental Affairs Russian security services Council for Political and Security Affairs Palestinian Security Forces Manhattan federal prosecutors Commonwealth Secretariat Prosecutor General AKAL Security Homeland Security Corporation Institute for National Security Studies Syrian Security Forces / Army Organisation for Security and Co-operation in Europe The Second City Center for Security Policy Securities and Commodities Fraud Task Force Wexner's security staff Center for a New American Security Egyptian security apparatus Securities and Futures Commission (Hong Kong) Securities and Commodities Authority Securian Ventures Drysdale Securities Corporation OOO Merrill Lynch Securities Podhurst Orseck Florida Division of Securities secureserver.net Kunia Regional Security Operations Center Secretary of State's Office Morphisec CITIC Sec. Tennessee Secondary School Athletic Ass'n Iraqi Security Forces Broidy's security firm Violent Crime Section Center for Climate and Security FamilySecurityMatters.org Fraud Section Washington D.C. Prosecutors eSpeed Securities, Inc. CITIC Sec SECURITY (SC) Biotech sector (NBI Index) Stanley Security Solutions Violent Crimes Section CrimSec Security Industry Authority (UK) Mossack Fonseca Benham Securities Palm Beach County Prosecutor's Office Deutsche Bank Securities Inc. Sparta Security Services Ltd Global Security Advisors Victoria Secret California Secretary of State PricewaterhouseCoopers International Ltd. Dept Homeland Security FBIHQ Violent Crime Section VCS (Violent Crime Section) All Armed Security, Inc. Bear, Stearns Securities Corp. Office of Homeland Security TSA (Transportation Security Administration) FBI Violent Crime Section STG (Security Threat Group) Podhurst Orseck, P.A. Southern District of Florida (Court/Prosecutors) State and federal prosecutors Diplomatic Security Service (DSS) Secretary of State of the State of Delaware ACSC (Australian Cyber Security Centre) FSB (Federal Security Service) Violent Crimes Against Children Section Australian Securities Exchange (ASX) Court of Appeals (Second Circuit implied) Aqua Securities, L.P. eSpeed Government Securities, Inc. Securities and Futures Bureau Exec Sec (Executive Secretariat)
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Event Timeline

Interactive Timeline: Hover over events to see details. Events are arranged chronologically and alternate between top and bottom for better visibility.
25 total relationships
Connected Entity Relationship Type
Strength (mentions)
Documents Actions
person Jeffrey Epstein
Legal representative
7
2
View
person Franklin D. Roosevelt
Administrative
6
1
View
person Frank Gaffney Jr.
Professional
6
2
View
organization MIA
Records request
5
1
View
organization The Street.com
Legal representative
5
1
View
organization TheStreet.Com
Legal representative
5
1
View
person Edward Snowden
Intelligence asset handler implied
5
1
View
organization Saline Water Conversion Corporation (SWCC)
Business associate
5
1
View
person Jamil Nazarali
Employee
5
1
View
organization CME
Unknown
5
1
View
organization MIA
Investigator information provider
5
1
View
organization MIA
Investigative transactional
5
1
View
person Drysdale Government Securities
Corporate structure
5
1
View
person U.S. forces
Advisory training
5
1
View
person Bill Siegel
Employment contributor
5
1
View
organization GOVERNMENT
Legal representative
5
1
View
location USANYS
Inter agency coordination
1
1
View
person Jeffrey Epstein
Deceptive association
1
1
View
location USANYS
Professional interagency
1
1
View
person Christopher Dilorio
Adversarial
1
1
View
person Chris Dilorio
Adversarial
1
1
View
organization CMS
Client
1
1
View
organization VeriSign, Inc.
Consultant assistance provider
1
1
View
location USANYS
Inter agency cooperation
1
1
View
person defendant
Party to agreement
1
1
View
Date Event Type Description Location Actions
N/A N/A SEC Investigation (implied) N/A View
N/A N/A SEC decision not to bring charges regarding the resignation/incident. USA View
N/A N/A Smuggling of 3,000 tons of construction materials per day Egypt-Gaza border tunnels View
N/A N/A Release of House Internal Security Committee blacklist Washington D.C. / National View
N/A N/A SEC Complaint Filing N/A View
N/A N/A Epstein's designation as a sex offender New York View
2020-01-01 N/A Target date for NTP (National Transformation Program) objectives. Saudi Arabia View
2018-09-01 N/A SEC lawsuit against Elon Musk regarding 'funding secured' tweet. US View
2018-01-03 Legal case The case of SEC v. Blaszczak, No. 17-CV-3919 (AJN), 2018 WL 301091, was decided, granting a motio... S.D.N.Y. View
2018-01-01 N/A SEC charges against Phillip Frost for pump-and-dump schemes (referenced in email). N/A View
2017-01-01 N/A SEC dropped probe into Apollo month after firm aided Kushner company (referenced in email). N/A View
2016-01-01 N/A Electricity prices increased by weighted average of close to 20%. Saudi Arabia View
2016-01-01 N/A Federal prosecutors declined to pursue Jeffrey Epstein and Ghislaine Maxwell case. Manhattan View
2016-01-01 Legal decision Manhattan federal prosecutors declined to pursue the case against Jeffrey Epstein and Ghislaine M... Manhattan View
2014-06-11 N/A Harold Simmons Foundation files with SEC to sell 2.5 million shares. N/A View
2011-06-22 N/A SEC adopted final rules implementing new exemptions from the registration requirements of the Inv... United States View
2010-06-15 Legal ruling A ruling was issued in the case SEC v. Boock in the Southern District of New York. S.D.N.Y. View
2009-02-01 N/A Internal investigation into Snowden's suspicious computer activities. Washington View
2008-07-01 N/A E*TRADE reached a $1 million settlement with the SEC regarding CIP failures. USA View
2008-03-05 N/A Request initiated for certified corporate records from Delaware. Miami / Dover, DE View
2001-01-01 Legal case Legal case citation for SEC v. TheStreet.com, 273 F.3d 222 (2d Cir. 2001). N/A View
2001-01-01 Legal case SEC v. The Street.Com, 273 F.3d 222 (2d Cir.2001) 2d Cir. View
1998-02-24 N/A Michael Milken consented to entry of final judgment in SEC v. Michael R. Milken et al. U.S. District Court for the... View
1991-03-11 N/A SEC instituted proceeding barring Milken from association with brokers/dealers. N/A View
1990-04-24 N/A Milken consented to judgment concurrently with plea agreement covering criminal violations. U.S. District Court for the... View

HOUSE_OVERSIGHT_023103.jpg

This document is page 2 of 5 from an interview with white-collar defense attorney Reid Weingarten. He discusses his criteria for accepting or declining clients, the issue of conflicts of interest in law firms, and his assessment of various federal prosecutor offices, specifically highlighting the Southern District of New York as the most formidable.

Interview transcript / article printout
2025-11-19
Analysis Source

HOUSE_OVERSIGHT_023094.jpg

This document is a standard disclosure and disclaimer page from a Bank of America Merrill Lynch 'Equity Strategy Focus Point' report dated January 29, 2017. It outlines legal disclaimers regarding conflict of interest, compensation of analysts, global regulatory compliance, and risks associated with financial instruments. While stamped 'HOUSE_OVERSIGHT_023094', indicating it was part of a document production to the U.S. House Oversight Committee (likely regarding Epstein's financial dealings), the specific text on this page contains no direct mention of Jeffrey Epstein, his associates, or specific transactional data.

Financial research report (disclosure page)
2025-11-19
Analysis Source

HOUSE_OVERSIGHT_011851.jpg

This document appears to be a page from a memoir or book manuscript, likely by former Israeli Prime Minister Ehud Barak (indicated by the header), produced as part of a House Oversight investigation (possibly related to Epstein due to Barak's association, though the text is unrelated to Epstein). The text details the outbreak of the Second Intifada in late 2000, specifically discussing the death of Mohammed al-Durrah, the spread of violence into Arab-Israeli communities, and a diplomatic crisis meeting in Paris mediated by Madeleine Albright and Dennis Ross. The author disputes the media narrative regarding the death of al-Durrah.

Book manuscript / memoir page (house oversight production)
2025-11-19
Analysis Source

HOUSE_OVERSIGHT_031978.jpg

The narrator describes being censored by magazine publishers due to FBI pressure and being blacklisted by the House Internal Security Committee as a "radical" speaker. The text then recounts historical details of the 1964 Free Speech Movement protests and sit-ins at the University of California, Berkeley, including police actions and student responses.

Government document / narrative excerpt
2025-11-19
Analysis Source

HOUSE_OVERSIGHT_024508.jpg

This document is page 75 of a financial report detailing the 'Management's Discussion and Analysis' of KLC's operations following its January 2005 acquisition of KinderCare. It outlines significant financial restructuring, including the assumption of over $1 billion in various debts (term, bridge, mortgage, and mezzanine) and a 'Real Estate Transaction' in November 2005 that split the company into operating (OpCo) and property (PropCo) entities. The text explains the non-standard (pro forma) accounting methods used to present these results, noting they do not strictly conform to SEC Regulation S-X Article 11.

Financial report / management discussion and analysis (md&a)
2025-11-19
Analysis Source

HOUSE_OVERSIGHT_024488.jpg

This document is page 55 of a financial memorandum (likely a Private Placement Memorandum) stamped by the House Oversight Committee. It details risk factors regarding tax legislation (anti-inversion), currency fluctuations, and reporting requirements (IRS Forms 8865/5471) for investors in 'KUE' and 'KLC'. It specifically warns investors about the reliability of financial projections for the years 2006-2011 and details a 'Fixed Overhead Payment Agreement' involving $20 million, of which $17.5 million is payable by KUE.

Financial memorandum / risk factors disclosure (likely a private placement memorandum)
2025-11-19
Analysis Source

HOUSE_OVERSIGHT_015436.jpg

This page appears to be an excerpt from a memoir or personal essay by Paul Krassner, stamped with a House Oversight file number. Krassner recounts being blacklisted by the House Internal Security Committee and describes an incident where the Los Angeles Times destroyed 300,000 copies of a Sunday section because they printed a headline calling him a 'Communist' instead of a 'Comedian' for the FBI. He also mocks the FBI for keeping files on his comedy routines.

Memoir excerpt / personal narrative / fbi file commentary
2025-11-19
Analysis Source

HOUSE_OVERSIGHT_015222.jpg

This document appears to be a page from a narrative or article included in House Oversight evidence. It describes a counter-culture festival featuring interactions with Amish cocaine dealers (supplied by the Pagans biker gang) and Reverend Ivan Stang of the Church of the SubGenius. The text details Stang's embarrassment over a failed prophecy regarding 'Pleasure Saucers' and the 'Rupture' scheduled for July 5th.

Document/narrative excerpt (house oversight committee evidence)
2025-11-19
Analysis Source

HOUSE_OVERSIGHT_014963.jpg

This document is page 13 of the TED2017 conference program, marked with a House Oversight stamp. It details speaker biographies for David Titley (Climate/Navy), Ted Halstead (Climate Policy), Jacob Collier (Musician), and Anna Heringer (Architect) for 'Session 7: Connection, Community' held on April 26, 2017. The document provides professional backgrounds, organizational affiliations, and contact information (websites/Twitter handles) for these speakers.

Event program / schedule (ted2017)
2025-11-19
Analysis Source

HOUSE_OVERSIGHT_013488.jpg

The document is a single page from a House Oversight Committee evidence file (marked HOUSE_OVERSIGHT_013488) containing a list of high-profile individuals with their biographical details. It appears to be an attendee list or invitation list for a significant gathering, featuring executives from major technology, media, and finance companies (Google, Microsoft, NBCUniversal, Thiel Capital), as well as government officials. The list includes notable figures such as Peter Thiel, Katharine Weymouth, and Karl-Theodor zu Guttenberg.

List of biographies / attendee list (house oversight evidence)
2025-11-19
Analysis Source

HOUSE_OVERSIGHT_013487.jpg

This document is a page from a contact or attendee list (labeled HOUSE_OVERSIGHT_013487) containing biographical summaries of high-profile individuals in technology, finance, politics, and academia. Notable figures include Robert Rubin (former Treasury Secretary), General Stan McChrystal, and various tech CEOs and venture capitalists. The document outlines their current roles, former positions, and board memberships, likely prepared for a conference or networking event circa 2011-2013.

Attendee/contact list (house oversight committee document)
2025-11-19
Analysis Source

HOUSE_OVERSIGHT_013430.jpg

A 2009 Evening Standard article reporting that Jeffrey Epstein's pilot, Larry Visoki, was deposed by attorney Bradley Edwards. Visoki admitted that Bill Clinton, Prince Andrew, Kevin Spacey, and other high-profile figures flew on Epstein's plane while young girls were present, though he denied knowledge of sexual misconduct. The article also notes Epstein transferred a Ferrari to Visoki, possibly to hide assets or pay legal bills.

News article / lexisnexis database record
2025-11-19
Analysis Source

HOUSE_OVERSIGHT_013403.jpg

This document is a LexisNexis printout of a 2009 Evening Standard article titled 'City Spy'. The article reports that Jeffrey Epstein transferred a Ferrari worth $159,000 to his pilot, Larry Visoki, potentially to hide assets or pay bills. It details Visoki's deposition where he admitted that Bill Clinton, Prince Andrew, Kevin Spacey, and other high-profile figures flew on Epstein's plane while young girls were present, though Visoki denied suspecting sexual misconduct.

News article / lexisnexis database record
2025-11-19
Analysis Source

HOUSE_OVERSIGHT_013375.jpg

This document is page 6 of a legal motion for summary judgment filed by a defendant named Edwards against claims made by Epstein. The text argues that Epstein's allegations linking Edwards to a Ponzi scheme run by Scott Rothstein are baseless and unsupported by evidence. It mentions that Edwards has provided sworn testimony and a deposition denying any knowledge of the fraud, and a footnote notes that Epstein has already dismissed claims against another defendant identified as L.M.

Legal brief / motion for summary judgment (page 6)
2025-11-19
Analysis Source

HOUSE_OVERSIGHT_013323.jpg

This page from a legal document details allegations that Jeffrey Epstein's attorneys and U.S. prosecutors communicated to minimize his civil exposure, referencing a 2007 email and proposed letter. It quotes a joint statement from the U.S. Attorney's Office and Epstein's counsel regarding an investigation that identified forty young women as victims of Epstein's solicitation and abuse in Palm Beach.

Legal filing / court document page
2025-11-19
Analysis Source

HOUSE_OVERSIGHT_013221.jpg

This document is page 305 of a scientific text titled 'Issues with Virtual Preschool Engineering.' It discusses the development of Artificial General Intelligence (AGI) using a virtual environment called 'BlocksNBeadsWorld' to teach AI 'naive physics' and 'folk psychology.' The text compares this approach to simulations like 'Second Life' and discusses the technical requirements of physics engines and GPU processing. The document includes a Bates stamp 'HOUSE_OVERSIGHT_013221', indicating it was collected as evidence during the Congressional oversight investigation into Jeffrey Epstein, reflecting his connections to the scientific and AI research community.

Scientific manuscript / book page (evidence file)
2025-11-19
Analysis Source

HOUSE_OVERSIGHT_032203.jpg

This document is page 33 of a larger file (stamped HOUSE_OVERSIGHT) containing an essay or article by geopolitical analyst Robert D. Kaplan. The text discusses the fragility of imperial superstructures, comparing Rome to the US, and analyzes the Arab Spring, arguing that social media destroys hierarchies necessary for building legitimate governing institutions. It concludes with a biographical note listing Kaplan's roles at The Atlantic, the Center for a New American Security, and the Pentagon's Defense Policy Board.

Article / essay excerpt (likely an attachment in a larger file)
2025-11-19
Analysis Source

HOUSE_OVERSIGHT_032179.jpg

This document appears to be page 9 of a policy paper or article concerning the Israeli-Palestinian conflict. It discusses security arrangements, the 2002 Arab Peace Initiative, and the normalization of relations between Arab League members and Israel. The footer provides biographical details for four contributors: Yossi Alpher, Colette Avital, Shlomo Gazit, and Mark Heller. The document bears a 'HOUSE_OVERSIGHT' Bates stamp.

Policy paper / article fragment
2025-11-19
Analysis Source

HOUSE_OVERSIGHT_032174.jpg

This document appears to be page 4 of a news article or geopolitical report discussing the economic and infrastructural situation in Gaza following the overthrow of Hosni Mubarak in Egypt. It details how the political changes in Egypt led to relaxed policing of smuggling tunnels, allowing massive amounts of construction materials (cement, steel) to enter Gaza, fueling a building boom despite Israeli restrictions. The text includes quotes from local construction workers and supervisors about the resurgence of work.

News article / report page
2025-11-19
Analysis Source

HOUSE_OVERSIGHT_031996.jpg

This document is an automated email failure notice sent to 'jeevacation@gmail.com' (used by Jeffrey Epstein) indicating that a reply to Christina Galbraith failed because her mailbox was full. The failed message contained a reply from Epstein ('thanks, what is david doing?') to a thread forwarded by Galbraith, which originated from Jamie Rosenwald regarding Epstein's name appearing in the press.

Email failure notice (bounce back)
2025-11-19
Analysis Source

HOUSE_OVERSIGHT_024717.jpg

This document is page 81 of a 2017 report by Ackrell Capital titled 'U.S. Legal Landscape' (Chapter IV). It analyzes federal securities laws and bankruptcy laws specifically in the context of the cannabis industry, noting that while securities laws allow capital raising, bankruptcy protection is generally unavailable due to federal illegality. It cites the 2015 Arizona case 'In Re Medpoint Management, LLC' as a precedent for denying bankruptcy protection based on the 'unclean hands' doctrine.

Investment/legal report page
2025-11-19
Analysis Source

HOUSE_OVERSIGHT_024629.jpg

The author recounts their time writing for Cavalier magazine, their subsequent firing due to FBI pressure, and being blacklisted by the House Internal Security Committee. The text also details the 1964 Free Speech Movement protests at the University of California in Berkeley, describing student sit-ins and police confrontations.

Memoir or article excerpt
2025-11-19
Analysis Source

HOUSE_OVERSIGHT_024040.jpg

This document is page 29 of a confidential investment report or prospectus, likely for a fund named NLV-III (New Leaf Ventures). It analyzes the contraction in the healthcare venture capital industry between 2007 and 2012, arguing that this creates favorable investment opportunities due to reduced competition. It also highlights the positive impact of the 2012 JOBS Act and a strong IPO market in 2013/2014 on biopharmaceutical companies.

Investment report / fund prospectus page
2025-11-19
Analysis Source

HOUSE_OVERSIGHT_024005.jpg

This document is the 'Statement of Conditions' page (page 'i') from a Confidential Private Placement Memorandum for 'New Leaf Ventures III, L.P.' (NLV-III), a Delaware Limited Partnership. It contains standard legal disclaimers regarding the SEC, the Securities Act of 1933, and the Investment Company Act of 1940, warning investors that the fund is unregistered and high-risk. The document bears a 'CONTROL NUMBER 257 - CONFIDENTIAL' and a 'HOUSE_OVERSIGHT_024005' stamp, indicating it was part of a document production for a congressional investigation.

Legal disclaimer / private placement memorandum (statement of conditions)
2025-11-19
Analysis Source

HOUSE_OVERSIGHT_013921.jpg

This document contains testimonials and advice related to business efficiency and product testing, likely from a book like "The 4-Hour Workweek." It includes strategies for using Amazon Mechanical Turk, testing product viability quickly ("Fast to Market"), and a series of footnotes covering legalities of shipping, marketing headlines, and online tools.

Book page / correspondence collection
2025-11-19
Analysis Source
Total Received
$0.00
0 transactions
Total Paid
$28.21
2 transactions
Net Flow
-$28.21
2 total transactions
Date Type From To Amount Description Actions
2019-08-15 Paid SEC CMS Monitoring $14.21 Invoice #52339 for security monitoring services... View
2019-07-10 Paid SEC CMS Monitoring $14.00 Outstanding balance on Invoice #51160 reference... View
As Sender
0
As Recipient
0
Total
0
No communications found for this entity. Entity linking may need to be improved.

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