SEC

Organization
Mentions
711
Relationships
25
Events
28
Documents
316
Also known as:
Citadel Securities Inc. SIFMA (Securities Industry and Financial Markets Association) CMBS (Commercial Mortgage-Backed Securities) Australian Securities and Investments Commission Hong Kong Securities and Futures Commission (HKSFC) 000 Merrill Lynch Securities, Moscow OOO Merrill Lynch Securities, Moscow (Russia) Hong Kong Securities and Futures Commission Russian Security Services Signals Security Agency Army Security Agency Chinese security services Chinese Security Services Hong Kong Security Services Security Studies Program The Center for Security Policy New York Prosecutors Global Security State Prosecutors Signal Security Agency CIA Office of Security United States Prosecutors Commission de Surveillance du Secteur Financier (CSSF) Secretary of Finance of Mexico House Internal Security Committee prosecutor's offices in Florida Pub. Prosecution Serv. Can. Saudi Electricity (SEC) Secretary of State U.S. Securities and Exchange Commission (SEC) Federal Prosecutors in Florida International Security magazine Amish sect German Parliament (Second Chamber) SecondMarket Hong Kong Security Bureau Bank Secrecy Act Advisory Group Brazilian Securities and Exchange Commission (Comissão de valores Mobiliários / CVM) Second Life Bard High School Early College schools (BHSEC) Washington D.C. Prosecutor Florida Second District Court of Appeal Delaware Secretary of State Syrian Security Forces Bard High School Early College (BHSEC) Commission de Surveillance du Secteur Financier of Luxembourg U.S. Dept. of Homeland Security Egyptian security authorities Munich Security Conference domainsinseconds.com PRC’s Ministry of State Security Securities and Futures Bureau (Taiwan) Securities and Exchange Board of India Israel Securities Authority Senate Committee on Homeland Security and Governmental Affairs Russian security services Council for Political and Security Affairs Palestinian Security Forces Manhattan federal prosecutors Commonwealth Secretariat Prosecutor General AKAL Security Homeland Security Corporation Institute for National Security Studies Syrian Security Forces / Army Organisation for Security and Co-operation in Europe The Second City Center for Security Policy Securities and Commodities Fraud Task Force Wexner's security staff Center for a New American Security Egyptian security apparatus Securities and Futures Commission (Hong Kong) Securities and Commodities Authority Securian Ventures Drysdale Securities Corporation OOO Merrill Lynch Securities Podhurst Orseck Florida Division of Securities secureserver.net Kunia Regional Security Operations Center Secretary of State's Office Morphisec CITIC Sec. Tennessee Secondary School Athletic Ass'n Iraqi Security Forces Broidy's security firm Violent Crime Section Center for Climate and Security FamilySecurityMatters.org Fraud Section Washington D.C. Prosecutors eSpeed Securities, Inc. CITIC Sec SECURITY (SC) Biotech sector (NBI Index) Stanley Security Solutions Violent Crimes Section CrimSec Security Industry Authority (UK) Mossack Fonseca Benham Securities Palm Beach County Prosecutor's Office Deutsche Bank Securities Inc. Sparta Security Services Ltd Global Security Advisors Victoria Secret California Secretary of State PricewaterhouseCoopers International Ltd. Dept Homeland Security FBIHQ Violent Crime Section VCS (Violent Crime Section) All Armed Security, Inc. Bear, Stearns Securities Corp. Office of Homeland Security TSA (Transportation Security Administration) FBI Violent Crime Section STG (Security Threat Group) Podhurst Orseck, P.A. Southern District of Florida (Court/Prosecutors) State and federal prosecutors Diplomatic Security Service (DSS) Secretary of State of the State of Delaware ACSC (Australian Cyber Security Centre) FSB (Federal Security Service) Violent Crimes Against Children Section Australian Securities Exchange (ASX) Court of Appeals (Second Circuit implied) Aqua Securities, L.P. eSpeed Government Securities, Inc. Securities and Futures Bureau Exec Sec (Executive Secretariat)

Relationship Network

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Event Timeline

Interactive Timeline: Hover over events to see details. Events are arranged chronologically and alternate between top and bottom for better visibility.
25 total relationships
Connected Entity Relationship Type
Strength (mentions)
Documents Actions
person Jeffrey Epstein
Legal representative
7
2
View
person Franklin D. Roosevelt
Administrative
6
1
View
person Frank Gaffney Jr.
Professional
6
2
View
organization MIA
Records request
5
1
View
organization The Street.com
Legal representative
5
1
View
organization TheStreet.Com
Legal representative
5
1
View
person Edward Snowden
Intelligence asset handler implied
5
1
View
organization Saline Water Conversion Corporation (SWCC)
Business associate
5
1
View
person Jamil Nazarali
Employee
5
1
View
organization CME
Unknown
5
1
View
organization MIA
Investigator information provider
5
1
View
organization MIA
Investigative transactional
5
1
View
person Drysdale Government Securities
Corporate structure
5
1
View
person U.S. forces
Advisory training
5
1
View
person Bill Siegel
Employment contributor
5
1
View
organization GOVERNMENT
Legal representative
5
1
View
location USANYS
Inter agency coordination
1
1
View
person Jeffrey Epstein
Deceptive association
1
1
View
location USANYS
Professional interagency
1
1
View
person Christopher Dilorio
Adversarial
1
1
View
person Chris Dilorio
Adversarial
1
1
View
organization CMS
Client
1
1
View
organization VeriSign, Inc.
Consultant assistance provider
1
1
View
location USANYS
Inter agency cooperation
1
1
View
person defendant
Party to agreement
1
1
View
Date Event Type Description Location Actions
N/A N/A SEC Investigation (implied) N/A View
N/A N/A SEC decision not to bring charges regarding the resignation/incident. USA View
N/A N/A Smuggling of 3,000 tons of construction materials per day Egypt-Gaza border tunnels View
N/A N/A Release of House Internal Security Committee blacklist Washington D.C. / National View
N/A N/A SEC Complaint Filing N/A View
N/A N/A Epstein's designation as a sex offender New York View
2020-01-01 N/A Target date for NTP (National Transformation Program) objectives. Saudi Arabia View
2018-09-01 N/A SEC lawsuit against Elon Musk regarding 'funding secured' tweet. US View
2018-01-03 Legal case The case of SEC v. Blaszczak, No. 17-CV-3919 (AJN), 2018 WL 301091, was decided, granting a motio... S.D.N.Y. View
2018-01-01 N/A SEC charges against Phillip Frost for pump-and-dump schemes (referenced in email). N/A View
2017-01-01 N/A SEC dropped probe into Apollo month after firm aided Kushner company (referenced in email). N/A View
2016-01-01 N/A Electricity prices increased by weighted average of close to 20%. Saudi Arabia View
2016-01-01 N/A Federal prosecutors declined to pursue Jeffrey Epstein and Ghislaine Maxwell case. Manhattan View
2016-01-01 Legal decision Manhattan federal prosecutors declined to pursue the case against Jeffrey Epstein and Ghislaine M... Manhattan View
2014-06-11 N/A Harold Simmons Foundation files with SEC to sell 2.5 million shares. N/A View
2011-06-22 N/A SEC adopted final rules implementing new exemptions from the registration requirements of the Inv... United States View
2010-06-15 Legal ruling A ruling was issued in the case SEC v. Boock in the Southern District of New York. S.D.N.Y. View
2009-02-01 N/A Internal investigation into Snowden's suspicious computer activities. Washington View
2008-07-01 N/A E*TRADE reached a $1 million settlement with the SEC regarding CIP failures. USA View
2008-03-05 N/A Request initiated for certified corporate records from Delaware. Miami / Dover, DE View
2001-01-01 Legal case Legal case citation for SEC v. TheStreet.com, 273 F.3d 222 (2d Cir. 2001). N/A View
2001-01-01 Legal case SEC v. The Street.Com, 273 F.3d 222 (2d Cir.2001) 2d Cir. View
1998-02-24 N/A Michael Milken consented to entry of final judgment in SEC v. Michael R. Milken et al. U.S. District Court for the... View
1991-03-11 N/A SEC instituted proceeding barring Milken from association with brokers/dealers. N/A View
1990-04-24 N/A Milken consented to judgment concurrently with plea agreement covering criminal violations. U.S. District Court for the... View

HOUSE_OVERSIGHT_019647.jpg

This document appears to be page 159 from a book (likely by author Edward Jay Epstein, based on the filename code) included in a House Oversight investigation. It analyzes intelligence tradecraft regarding 'walk-ins' and defectors, discussing the strategic value of turning them into moles versus exfiltrating them. Specific cases discussed include the rejected asylum request of Chinese police chief Wang Lijun in 2012 and the flight of Edward Snowden to Russia.

Book page / investigative exhibit
2025-11-19

HOUSE_OVERSIGHT_019620.jpg

This page discusses the role of deception in espionage, using the WWII Enigma code-breaking as a historical example of hiding intelligence success. It applies this principle to the Edward Snowden case, suggesting that foreign adversaries would likely use deception regarding stolen documents and that NSA assessments of the damage might also be questionable or part of intelligence maneuverings.

Book page / report excerpt
2025-11-19

HOUSE_OVERSIGHT_019526.jpg

This document appears to be a page (Chapter 4, page 38) from a book manuscript, likely 'How America Lost Its Secrets' by Edward Jay Epstein (indicated by the filename 'Epst_...'), which has been stamped as part of a House Oversight Committee investigation. The text details Edward Snowden's life in Hawaii in 2012, his $120,000 salary from Dell, and his work at the Kunia Regional Security Operations Center (NSA). It also describes the history of the facility ('the tunnel') and the author's own experience being detained there in 2016.

Book manuscript / congressional oversight document
2025-11-19

HOUSE_OVERSIGHT_019515.jpg

This document appears to be a page from a book (likely by Edward Jay Epstein, given the filename 'Epst') detailing Edward Snowden's departure from the CIA in February 2009. It describes an internal investigation into Snowden's suspicious computer activities, his resignation to avoid said investigation, and his growing animosity toward the US intelligence community, highlighted by a forum post criticizing the appointment of Leon Panetta. The page bears a House Oversight Committee Bates stamp.

Book manuscript / proof page (house oversight committee record)
2025-11-19

HOUSE_OVERSIGHT_019497.jpg

This document is a page (Prologue | 9) from a book, likely 'How America Lost Its Secrets' by Edward Jay Epstein (indicated by the ISBN in the footer), which appears to be part of a House Oversight Committee file dump. The text details the author's investigation into Edward Snowden's time in Hong Kong, including a meeting with a former U.S. consulate employee at the American Club who dismissed Snowden's claims about a nearby CIA rendition team. Note: While the filename contains 'Epst', the author is Edward Jay Epstein, not Jeffrey Epstein.

Book excerpt / congressional record
2025-11-19

HOUSE_OVERSIGHT_019463.jpg

This document is page 16 of a report by CEFOTAJ (Centre De Formation Technique Pour L'Avancement Des Jeunes Du Sud'Est Inc.), containing an 'Appendix' of bibliographic references. The citations, retrieved mostly in November 2010, focus heavily on business opportunities, economic recovery, and investment in Haiti following the 2010 earthquake. The document bears a 'HOUSE_OVERSIGHT' Bates stamp, indicating it was part of a congressional investigation.

Report appendix / bibliography
2025-11-19

HOUSE_OVERSIGHT_019453.jpg

This document is page 6 of a report produced by CEFOTAJ, a non-profit organization. It details the geopolitical and economic relationship between the U.S. and Haiti, outlining significant financial aid contributions from the U.S. and World Bank donors between 1995 and 2008. The text analyzes Haiti's economic struggles prior to the 2010 earthquake, citing political instability and corruption, while also noting the country's openness to foreign banking and investment.

Report / background paper
2025-11-19

HOUSE_OVERSIGHT_031920.jpg

This document appears to be page 8 of a geopolitical intelligence report analyzing the relationship between Hamas, Fatah, and Egypt following the destabilization of the Mubarak regime. It argues that Hamas is geographically isolated and requires a regime change in Egypt—specifically the rise of the Muslim Brotherhood—to break the blockade and counter Fatah, though it notes the Egyptian military retains significant control. The document bears a House Oversight footer.

Intelligence analysis / political report (page 8)
2025-11-19

HOUSE_OVERSIGHT_031836.jpg

This document appears to be page 3 of a political analysis or article (possibly from the Weekly Standard or shared as a briefing) discussing the breakdown of Israeli-Palestinian negotiations around 2011. It details the implications of the Hamas-Fatah reconciliation agreement, arguing it destroys the peace process, and suggests the White House might pivot to Syria for diplomatic progress, citing historical precedents involving Netanyahu and Ehud Barak.

Political article / briefing paper / email attachment
2025-11-19

HOUSE_OVERSIGHT_031690.jpg

This document appears to be a page from a political commentary or op-ed authored by Bill Siegel for FamilySecurityMatters.org. The text heavily critiques a 'McDonough' (likely Denis McDonough) and the Obama administration for stating the U.S. is not at war with Islam, labeling this stance as 'Dhimmitude' and 'unconditional surrender.' The document bears a 'HOUSE_OVERSIGHT' Bates stamp, suggesting it was collected as part of a congressional investigation.

Article / op-ed (likely printed or attached to an email)
2025-11-19

HOUSE_OVERSIGHT_031595.jpg

An email exchange from December 8, 2015, between Jeffrey Epstein and New York Times reporter Landon Thomas Jr. Thomas shares a resurfaced quote from Donald Trump praising Epstein and his interest in 'younger' women. Epstein replies by instructing the reporter to investigate Trump's finances, specifically regarding Mar-a-Lago, Trump Shuttle, and casinos, alleging financial impropriety and naming a 'Matt' as a bagman.

Email chain
2025-11-19

HOUSE_OVERSIGHT_031442.jpg

This document is an automated failure notice sent to 'jeevacation@gmail.com' (Jeffrey E.) on January 6, 2015, stating that an email to Christina Galbraith at 'jeffreyepstein.org' could not be delivered because her mailbox was full. The failed message contained a reply from Jeffrey asking 'what is david doing?' in response to a forwarded email from Jamie Rosenwald regarding Epstein's name appearing in the press.

Email / failure notice
2025-11-19

HOUSE_OVERSIGHT_026046.jpg

This document is a research slide titled 'China Fintech Map' produced by Schulte-Research, detailing the valuations, ownership structures, and relationships between major Chinese financial technology companies like Tencent, Alibaba/Ant, and Ping An. The slide outlines specific market capitalizations and cross-ownership percentages (e.g., Alibaba owning 33% of Ant post-IPO). The document includes a strict legal disclaimer at the bottom indicating the content is confidential property of 'JEE' (likely Jeffrey Epstein Enterprises) and associated with the email address jeevacation@gmail.com.

Research presentation slide / email disclaimer
2025-11-19

HOUSE_OVERSIGHT_026045.jpg

This document appears to be a page from a political risk or market analysis report distributed via email by IND-X Advisors Limited. It analyzes the incoming Trump administration's energy policies, predicting a strong shift toward fossil fuels, climate change denial, and deregulation driven by figures like Tom Pyle, the Koch Brothers, and Steve Bannon. The text highlights the potential economic resurgence of specific oil and gas-producing states.

Email / political & market analysis report
2025-11-19

HOUSE_OVERSIGHT_026040.jpg

This document is an email attachment labeled 'China Fintech Map' produced by Schulte-Research and distributed by IND-X Advisors Limited. It features a Venn diagram illustrating the valuations, cross-ownership structures, and strategic relationships between major Chinese financial technology companies including Tencent, Alibaba/Ant, Ping An, WeBank, Zhong An, and Lufax. The document includes a Bates stamp 'HOUSE_OVERSIGHT_026040', indicating it was obtained during a House Oversight Committee investigation.

Email attachment / financial research report
2025-11-19

HOUSE_OVERSIGHT_025984.jpg

This document is page 7 of a 'Global Equity Volatility Insights' report produced by Bank of America Merrill Lynch dated August 9, 2016. It analyzes US market trends, specifically noting that US equities reached all-time highs following a strong employment report, and discusses volatility structures in the S&P 500 and Biotech sectors. The document bears the Bates stamp HOUSE_OVERSIGHT_025984, indicating it was part of a production for a congressional investigation, likely as an attachment to other correspondence.

Financial research report
2025-11-19

HOUSE_OVERSIGHT_022114.jpg

This document contains pages 146-147 from the book 'Filthy Rich', marked as evidence for House Oversight. It details journalist Vicky Ward's investigation into Epstein, featuring quotes from Alan Dershowitz about his close intellectual relationship with Epstein and Les Wexner praising Epstein's skills. The text highlights skepticism from the financial community regarding Epstein's lack of a trading footprint and includes insights from imprisoned Ponzi schemer Steven Hoffenberg regarding Epstein's high-profile associations, specifically a trip to Africa with Bill Clinton. It concludes with Epstein's repeated concern during the investigation regarding what information the journalist had found about "the girls."

Book excerpt / evidence document
2025-11-19

HOUSE_OVERSIGHT_022113.jpg

This document appears to be page 146 from James Patterson's book (likely 'Filthy Rich'), included in a House Oversight evidence file. It details journalist Vicky Ward's uncomfortable encounters with Jeffrey Epstein while reporting on him, noting his odd behavior, 'clumsy advances' despite her pregnancy, and his refusal to grant a formal interview. The text also includes a quote from Les Wexner praising Epstein's ability to see patterns in markets, and the partial text on the right page mentions Ward interviewing a source (likely Steven Hoffenberg) regarding legal issues and the SEC.

Book excerpt / investigative file evidence
2025-11-19

HOUSE_OVERSIGHT_022080.jpg

This document contains pages 110 and 111 from the book 'Filthy Rich' (produced as evidence 'HOUSE_OVERSIGHT_022080'). It details the business relationship formed in 1987 between Steven Hoffenberg of Towers Financial and Jeffrey Epstein, where Epstein was paid $25,000 a month as a consultant. The text describes Epstein's failed management of a hostile takeover attempt of Pan Am Airlines and notes Hoffenberg's later conviction in 1995 for a $460 million Ponzi scheme.

Book excerpt / evidence production
2025-11-19

HOUSE_OVERSIGHT_022079.jpg

This document contains pages 110 and a partial adjacent page from a book (Chapter 27) detailing the background of Steven Hoffenberg and his company, Towers Financial Corporation. It describes Hoffenberg's business of buying debt, his outsider status on Wall Street, and his decision around July 1987 to hire Jeffrey Epstein—a former Bear Stearns trader—to gain access to Wall Street's inner workings. The text also alludes to Hoffenberg's future criminal legal issues, comparisons to Bernie Madoff, and an attempted takeover of Pan Am.

Book excerpt / narrative non-fiction
2025-11-19

HOUSE_OVERSIGHT_022070.jpg

This document contains pages 100 and 101 of a book (likely by James Patterson, given the partial header 'TERSON') discussing Jeffrey Epstein's history. Chapter 24 focuses on 1982, detailing Epstein's meeting with Spanish actress Ana Obregón. It provides background on Obregón's wealthy father and connects the timeline to the collapse of Drysdale Securities Corporation and its subsidiary's $160 million default in May/June 1982.

Book excerpt / narrative account
2025-11-19

HOUSE_OVERSIGHT_022069.jpg

This document is a scanned page (page 100) from a James Patterson book, included in House Oversight Committee records. It narrates Jeffrey Epstein's departure from Bear Stearns, noting that despite the resignation, he received a $100,000 bonus and faced no SEC charges. It metaphorically references his relationship with Ace Greenberg.

Book excerpt / congressional oversight document
2025-11-19

HOUSE_OVERSIGHT_022068.jpg

This document is an excerpt from the book 'Filthy Rich' (Chapter 23, pages 98-99) containing a transcript of Jeffrey Epstein's testimony to the SEC on April 1, 1981. The text details Epstein being questioned by investigators Jonathan Harris and Robert Blackburn about his resignation from Bear Stearns amidst an investigation into St. Joe Minerals. Epstein claims he left due to rumors of an illicit affair with a secretary, rather than issues related to St. Joe, and denies being pressured by Bear Stearns to withhold information.

Book excerpt / legal transcript
2025-11-19

HOUSE_OVERSIGHT_022067.jpg

This document is a book excerpt (Chapter 23) detailing Jeffrey Epstein's 1981 resignation from Bear Stearns. It discusses his claim that he left due to offense taken at an internal investigation regarding a $20,000 loan to his friend Warren Eisenstein, which resulted in a $2,500 fine. The excerpt includes partial transcripts of testimony from April 1, 1981, where Epstein is questioned about rumors surrounding his departure and potential information leaks.

Book excerpt / government exhibit
2025-11-19

HOUSE_OVERSIGHT_022066.jpg

This document is a scanned excerpt from the book 'Filthy Rich' (pages 96-97), stamped by House Oversight. It details Jeffrey Epstein's early career at Bear Stearns under the protection of Ace Greenberg, his work in the 'special-products division' for clients like Seagram CEO Edgar Bronfman, and his eventual resignation amidst an SEC investigation into insider trading surrounding Bronfman's 1981 bid for St. Joe Minerals.

Book excerpt / investigative file (house oversight)
2025-11-19
Total Received
$0.00
0 transactions
Total Paid
$28.21
2 transactions
Net Flow
-$28.21
2 total transactions
Date Type From To Amount Description Actions
2019-08-15 Paid SEC CMS Monitoring $14.21 Invoice #52339 for security monitoring services... View
2019-07-10 Paid SEC CMS Monitoring $14.00 Outstanding balance on Invoice #51160 reference... View
As Sender
0
As Recipient
0
Total
0
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