SEC

Organization
Mentions
711
Relationships
25
Events
28
Documents
316
Also known as:
Citadel Securities Inc. SIFMA (Securities Industry and Financial Markets Association) CMBS (Commercial Mortgage-Backed Securities) Australian Securities and Investments Commission Hong Kong Securities and Futures Commission (HKSFC) 000 Merrill Lynch Securities, Moscow OOO Merrill Lynch Securities, Moscow (Russia) Hong Kong Securities and Futures Commission Russian Security Services Signals Security Agency Army Security Agency Chinese security services Chinese Security Services Hong Kong Security Services Security Studies Program The Center for Security Policy New York Prosecutors Global Security State Prosecutors Signal Security Agency CIA Office of Security United States Prosecutors Commission de Surveillance du Secteur Financier (CSSF) Secretary of Finance of Mexico House Internal Security Committee prosecutor's offices in Florida Pub. Prosecution Serv. Can. Saudi Electricity (SEC) Secretary of State U.S. Securities and Exchange Commission (SEC) Federal Prosecutors in Florida International Security magazine Amish sect German Parliament (Second Chamber) SecondMarket Hong Kong Security Bureau Bank Secrecy Act Advisory Group Brazilian Securities and Exchange Commission (Comissão de valores Mobiliários / CVM) Second Life Bard High School Early College schools (BHSEC) Washington D.C. Prosecutor Florida Second District Court of Appeal Delaware Secretary of State Syrian Security Forces Bard High School Early College (BHSEC) Commission de Surveillance du Secteur Financier of Luxembourg U.S. Dept. of Homeland Security Egyptian security authorities Munich Security Conference domainsinseconds.com PRC’s Ministry of State Security Securities and Futures Bureau (Taiwan) Securities and Exchange Board of India Israel Securities Authority Senate Committee on Homeland Security and Governmental Affairs Russian security services Council for Political and Security Affairs Palestinian Security Forces Manhattan federal prosecutors Commonwealth Secretariat Prosecutor General AKAL Security Homeland Security Corporation Institute for National Security Studies Syrian Security Forces / Army Organisation for Security and Co-operation in Europe The Second City Center for Security Policy Securities and Commodities Fraud Task Force Wexner's security staff Center for a New American Security Egyptian security apparatus Securities and Futures Commission (Hong Kong) Securities and Commodities Authority Securian Ventures Drysdale Securities Corporation OOO Merrill Lynch Securities Podhurst Orseck Florida Division of Securities secureserver.net Kunia Regional Security Operations Center Secretary of State's Office Morphisec CITIC Sec. Tennessee Secondary School Athletic Ass'n Iraqi Security Forces Broidy's security firm Violent Crime Section Center for Climate and Security FamilySecurityMatters.org Fraud Section Washington D.C. Prosecutors eSpeed Securities, Inc. CITIC Sec SECURITY (SC) Biotech sector (NBI Index) Stanley Security Solutions Violent Crimes Section CrimSec Security Industry Authority (UK) Mossack Fonseca Benham Securities Palm Beach County Prosecutor's Office Deutsche Bank Securities Inc. Sparta Security Services Ltd Global Security Advisors Victoria Secret California Secretary of State PricewaterhouseCoopers International Ltd. Dept Homeland Security FBIHQ Violent Crime Section VCS (Violent Crime Section) All Armed Security, Inc. Bear, Stearns Securities Corp. Office of Homeland Security TSA (Transportation Security Administration) FBI Violent Crime Section STG (Security Threat Group) Podhurst Orseck, P.A. Southern District of Florida (Court/Prosecutors) State and federal prosecutors Diplomatic Security Service (DSS) Secretary of State of the State of Delaware ACSC (Australian Cyber Security Centre) FSB (Federal Security Service) Violent Crimes Against Children Section Australian Securities Exchange (ASX) Court of Appeals (Second Circuit implied) Aqua Securities, L.P. eSpeed Government Securities, Inc. Securities and Futures Bureau Exec Sec (Executive Secretariat)

Relationship Network

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Event Timeline

Interactive Timeline: Hover over events to see details. Events are arranged chronologically and alternate between top and bottom for better visibility.
25 total relationships
Connected Entity Relationship Type
Strength (mentions)
Documents Actions
person Jeffrey Epstein
Legal representative
7
2
View
person Franklin D. Roosevelt
Administrative
6
1
View
person Frank Gaffney Jr.
Professional
6
2
View
organization MIA
Records request
5
1
View
organization The Street.com
Legal representative
5
1
View
organization TheStreet.Com
Legal representative
5
1
View
person Edward Snowden
Intelligence asset handler implied
5
1
View
organization Saline Water Conversion Corporation (SWCC)
Business associate
5
1
View
person Jamil Nazarali
Employee
5
1
View
organization CME
Unknown
5
1
View
organization MIA
Investigator information provider
5
1
View
organization MIA
Investigative transactional
5
1
View
person Drysdale Government Securities
Corporate structure
5
1
View
person U.S. forces
Advisory training
5
1
View
person Bill Siegel
Employment contributor
5
1
View
organization GOVERNMENT
Legal representative
5
1
View
location USANYS
Inter agency coordination
1
1
View
person Jeffrey Epstein
Deceptive association
1
1
View
location USANYS
Professional interagency
1
1
View
person Christopher Dilorio
Adversarial
1
1
View
person Chris Dilorio
Adversarial
1
1
View
organization CMS
Client
1
1
View
organization VeriSign, Inc.
Consultant assistance provider
1
1
View
location USANYS
Inter agency cooperation
1
1
View
person defendant
Party to agreement
1
1
View
Date Event Type Description Location Actions
N/A N/A SEC Investigation (implied) N/A View
N/A N/A SEC decision not to bring charges regarding the resignation/incident. USA View
N/A N/A Smuggling of 3,000 tons of construction materials per day Egypt-Gaza border tunnels View
N/A N/A Release of House Internal Security Committee blacklist Washington D.C. / National View
N/A N/A SEC Complaint Filing N/A View
N/A N/A Epstein's designation as a sex offender New York View
2020-01-01 N/A Target date for NTP (National Transformation Program) objectives. Saudi Arabia View
2018-09-01 N/A SEC lawsuit against Elon Musk regarding 'funding secured' tweet. US View
2018-01-03 Legal case The case of SEC v. Blaszczak, No. 17-CV-3919 (AJN), 2018 WL 301091, was decided, granting a motio... S.D.N.Y. View
2018-01-01 N/A SEC charges against Phillip Frost for pump-and-dump schemes (referenced in email). N/A View
2017-01-01 N/A SEC dropped probe into Apollo month after firm aided Kushner company (referenced in email). N/A View
2016-01-01 N/A Electricity prices increased by weighted average of close to 20%. Saudi Arabia View
2016-01-01 N/A Federal prosecutors declined to pursue Jeffrey Epstein and Ghislaine Maxwell case. Manhattan View
2016-01-01 Legal decision Manhattan federal prosecutors declined to pursue the case against Jeffrey Epstein and Ghislaine M... Manhattan View
2014-06-11 N/A Harold Simmons Foundation files with SEC to sell 2.5 million shares. N/A View
2011-06-22 N/A SEC adopted final rules implementing new exemptions from the registration requirements of the Inv... United States View
2010-06-15 Legal ruling A ruling was issued in the case SEC v. Boock in the Southern District of New York. S.D.N.Y. View
2009-02-01 N/A Internal investigation into Snowden's suspicious computer activities. Washington View
2008-07-01 N/A E*TRADE reached a $1 million settlement with the SEC regarding CIP failures. USA View
2008-03-05 N/A Request initiated for certified corporate records from Delaware. Miami / Dover, DE View
2001-01-01 Legal case Legal case citation for SEC v. TheStreet.com, 273 F.3d 222 (2d Cir. 2001). N/A View
2001-01-01 Legal case SEC v. The Street.Com, 273 F.3d 222 (2d Cir.2001) 2d Cir. View
1998-02-24 N/A Michael Milken consented to entry of final judgment in SEC v. Michael R. Milken et al. U.S. District Court for the... View
1991-03-11 N/A SEC instituted proceeding barring Milken from association with brokers/dealers. N/A View
1990-04-24 N/A Milken consented to judgment concurrently with plea agreement covering criminal violations. U.S. District Court for the... View

EFTA00037448.pdf

This document is an internal FBI/NYPD email chain from March 5-7, 2020, requesting approval and funding for agents to travel to London to interview a witness/co-conspirator of Jeffrey Epstein. The agents argue the trip is vital for an upcoming grand jury indictment of 'another co-conspirator' (likely Ghislaine Maxwell), noting the witness potentially participated in sexual abuse of minors. The request includes a budget of $4,250 and seeks exception to COVID-19 travel restrictions.

Fbi email chain / international travel request
2025-12-25

EFTA00037362.pdf

This document is an FBI email chain from July 9, 2019, providing an update on the investigation into Jeffrey Epstein's co-conspirators shortly after his arrest. It details that out of 10 identified co-conspirators, several had been served Grand Jury subpoenas in Florida, Boston, NYC, and Connecticut, while one 'wealthy business man in Ohio' was being pursued via the Cleveland office. The email also notes a team of agents and attorneys flying to Florida to interview 25 victims and mentions receiving 45 calls on the FBI tip line.

Email chain / fbi internal communication
2025-12-25

EFTA00037337.pdf

An internal FBI email chain from August 19, 2019, detailing a request from the Deputy Director (DD) for a 'link chart' regarding the 'Epstein HT [Human Trafficking] case.' The request was forwarded by the Assistant Section Chief of the Crimes Against Children & Human Trafficking unit to the New York Field Office. A New York agent responded that they did not currently have one but had instructed their squad to create it.

Fbi email chain
2025-12-25

EFTA00037326.pdf

This document is an internal FBI email chain from August 19, 2019, detailing an urgent request from the FBI Deputy Director (DD) for a 'link chart' regarding the 'Epstein HT [Human Trafficking] case.' The request originated from the Assistant Section Chief of the Crimes Against Children & Human Trafficking unit and was forwarded to the New York Field Office. An NY agent, despite being on annual leave, coordinated with their squad to produce the chart to meet the DD's same-day deadline.

Fbi email chain
2025-12-25

EFTA00037299.pdf

(USMS) From: [REDACTED] Sent: Tuesday, June 18, 2019 8:04 AM To: [REDACTED] (USMS) Cc: [REDACTED] (USMS) Subject: Austria Confirmation for JE [RED...

Email chain / law enforcement communication
2025-12-25

EFTA00036114.pdf

An invoice from CMS Monitoring to All Armed Security, Inc. dated August 15, 2019, for security monitoring services covering the period of September 1-30, 2019. The invoice totals $14.21 and includes late fees and monitoring charges for four specific CSID accounts, though the specific locations or descriptions for these accounts are redacted. The document appears to be related to post-death security or property management expenses, as the dates align with the period immediately following Epstein's death.

Invoice
2025-12-25

EFTA00035615.pdf

This document is the Daily Lieutenant's Log for the Metropolitan Correctional Center (MCC) in New York for Saturday, August 3, 2019. It records the operational activities across three shifts (Morning, Day, Evening), including inmate counts, equipment checks, and significant facility issues such as the failure of the fire alarm/pump system and the public address system. The logs note that one inmate was at a local hospital under USMS guard and another (likely Jeffrey Epstein, given the timeframe and context) was on 'Psych Obs' with an inmate companion.

Bureau of prisons daily lieutenant's log
2025-12-25

EFTA00032942.pdf

This document is a 'White Collar Law360' email newsletter dated February 13, 2020. It summarizes various legal news stories, including the Roger Stone sentencing, fraud cases involving Theranos and Air Charter Co., and investigations into university funding. A specific article highlights a defamation dispute between attorneys David Boies and Alan Dershowitz, centering on Boies' remarks regarding Dershowitz's alleged connections to Jeffrey Epstein.

Email newsletter (law360 white collar)
2025-12-25

EFTA00032918.pdf

This document is a 'Year in Review' email newsletter from Law360 dated December 26, 2019, summarizing major trends, mergers, and judicial confirmations in the legal industry. It includes extensive lists of law firms, companies, and government agencies mentioned in their reporting. The document appears in this collection likely due to the inclusion of the law firm 'Epstein Becker Green' in the list of law firms, which is a keyword match for 'Epstein' but unrelated to Jeffrey Epstein personally.

Email newsletter / industry report
2025-12-25

EFTA00032501.pdf

An email chain between USANYS officials dated August 16, 2019, discussing an inquiry from the SEC regarding Jeffrey Epstein's finances. The officials discuss checking records to confirm if Epstein was 'investing other people's money.' One official explicitly refers to Epstein's death, stating 'he strangled himself the morning after our call,' noting that this event caused the financial inquiry to drop in priority.

Email chain
2025-12-25

EFTA00032489.pdf

This document is an email chain from August 8, 2019, between staff members of the US Attorney's Office for the Southern District of New York (USANYS). The discussion concerns a request from the Securities and Exchange Commission (SEC) to coordinate on their 'Epstein inquiry' to avoid interfering with the ongoing criminal case. The staff members schedule a meeting/call for 4:45 PM that afternoon to address the SEC's questions.

Email chain
2025-12-25

EFTA00032459.pdf

This document is a 'Law360 White Collar' email newsletter dated October 1, 2018. It summarizes various legal and corporate news stories, including the Deutsche Bank Libor trial, Elon Musk's SEC settlement, an emoluments suit against Donald Trump, and the Kavanaugh Supreme Court nomination. The document lists numerous law firms and companies in its sidebars, including 'Epstein Becker Green', which is likely the reason for its inclusion in this collection, though it refers to a law firm and not Jeffrey Epstein personally.

Email newsletter (law360 white collar)
2025-12-25

EFTA00030617.pdf

This document is an email containing a 'Prisoner Production for Court Request' form regarding Jeffrey Epstein (USMS # 76318-054). It requests Epstein's presence for a detention hearing in Case# 19 Cr. 490 (RMB) before Judge Berman in Court Room 17B on July 18, 2019, at 11:30 a.m.

Email / prisoner production request
2025-12-25

EFTA00030256.pdf

An email from attorney Sigrid McCawley to a redacted recipient dated July 11, 2019. McCawley shares a 1997 California Police Report detailing an incident where Jeffrey Epstein recruited a girl under the pretense of a 'modeling interview,' noting similarities to witness accounts of girls visiting Epstein's NY mansion for purported Victoria's Secret interviews.

Email
2025-12-25

EFTA00029932.pdf

This document is an email chain from July 2021 forwarding correspondence from February 2021 between the US Attorney's Office (SDNY) and the NYPD/FBI Child Exploitation Human Trafficking Task Force. The emails discuss the retention policies of FedEx and Victoria's Secret regarding documents relevant to the Ghislaine Maxwell investigation. It also mentions a request to follow up with 'ALAT' regarding UK travel records for Maxwell and Jeffrey Epstein, and a review of images for photos of a specific redacted individual.

Email thread
2025-12-25

EFTA00029043.pdf

This document is a series of aggressive emails from whistleblower Christopher DiIorio to redacted recipients (likely SEC or DOJ officials) in April and May 2019. DiIorio alleges a vast conspiracy involving money laundering and fraud connecting Apollo Global Management (Leon Black, Joshua Harris), Jeffrey Epstein, Jared Kushner, and Russian interests. He accuses the SEC of corruption for dropping investigations into Apollo following meetings with the White House and failing to act on evidence regarding shell companies like ESWW and DryShips.

Email chain / whistleblower complaint
2025-12-25

EFTA00027392.pdf

This document is a Fact Witness Travel Request dated August 2, 2021, for the case United States v. Ghislaine Maxwell. It requests travel arrangements for an unnamed fact witness (not a victim-witness) to travel to the SDNY for trial preparation meetings on August 17 and 18, 2021. The witness is scheduled to arrive on the evening of August 16 and depart on the evening of August 18.

Fact witness travel request
2025-12-25

EFTA00027083.pdf

This document is an email chain from February 2021 between an NYPD/FBI Task Force Detective and an Assistant US Attorney (SDNY) regarding the Ghislaine Maxwell investigation. They discuss evidence retention policies for FedEx and Victoria's Secret, review of photos of a redacted individual, and a request to the ALAT (Assistant Legal Attaché) for UK travel records involving Maxwell and Epstein.

Email chain
2025-12-25

EFTA00026734.pdf

This email from July 2019 analyzes Jeffrey Epstein's foundation tax returns (Form 990), highlighting significant investments ('concentration purchase and flip') in TenCent and Western Digital. The sender connects these investments to specific individuals (names redacted) serving on the boards or audit committees of TenCent and the Blue Chip Growth Fund, seemingly looking for conflicts of interest or personal connections to Epstein.

Email
2025-12-25

EFTA00026434.pdf

This document is a Law360 Public Policy email newsletter from April 4, 2019, summarizing various legal and political developments. Key topics include Senate rule changes for judicial nominees, the release of the Mueller Report, and a budget hearing where Labor Secretary Alex Acosta defended his handling of the Jeffrey Epstein sex crime case. The newsletter also covers antitrust cases, environmental rulings, and the 'Varsity Blues' college admissions scandal court appearances.

Email newsletter / legal news digest
2025-12-25

EFTA00025392.pdf

This document is a Law360 email newsletter from July 21, 2020, summarizing various legal news stories. Key topics include the resentencing of Sheldon Silver, a harassment suit at Fox News, and the shooting at the home of Judge Esther Salas, which notes her involvement in a case concerning Deutsche Bank's ties to Jeffrey Epstein. The newsletter also covers various corporate litigations, bankruptcy rulings, and general counsel appointments.

Email newsletter
2025-12-25

EFTA00023624.pdf

This document is a Plaintiff's Notice of Serving Second Amended Answers to Interrogatories in a 2009 civil case against Jeffrey Epstein in the Southern District of Florida. The plaintiff, whose name is redacted, details her residence history and her interactions with Epstein between 2002 and 2003, stating she visited his Florida home roughly twice a week to provide massages after being introduced by a friend. The document reveals she recruited other females for Epstein in exchange for payment, used drugs (Morning Glory, Angel Trumpets, cocaine, marijuana) during the relevant period, and lists various legal counsel and law enforcement entities involved in the investigation.

Legal document - plaintiff's notice of serving second amended answers to interrogatories
2025-12-25

EFTA00022706.pdf

This document is a comprehensive legal bundle regarding the purchase of a 2008 Sikorsky S-76C++ helicopter (Serial No. 760750, Registration N722JE) by Industrial Integrity Solutions, LLC from Hyperion Air, LLC for $1,800,000. It includes the Aircraft Purchase Agreement dated April 16, 2021, a Second Amendment extending the closing date to May 13, 2021, and increasing the deposit, as well as various supporting documents such as FAA registration forms, tax exemption affidavits, and International Registry agreements. The bundle evidences the final closing and delivery of the aircraft on May 13, 2021.

Legal transaction bundle
2025-12-25

EFTA00022527.pdf

This document is a Grand Jury Subpoena issued on July 11, 2019, by the U.S. Attorney for the Southern District of New York to Deutsche Bank. It demands the production of comprehensive financial records regarding Jeffrey Epstein (including KYC files, statements, loans, and correspondence) from January 1, 2010, to the present. The subpoena cites an investigation into alleged violations of federal sex trafficking and conspiracy laws (18 U.S.C. §§ 1591, 1594(c), 2422(b)).

Grand jury subpoena / legal correspondence
2025-12-25

EFTA00021522.pdf

An FBI Receipt for Property (FD-597) dated July 18, 2019, documenting the return of personal items to Marc Fernich. The items include a Florida driver's license, a Lumi-Nox watch, a US Passport in a red case, a wallet containing credit/health cards and $500 cash, and a receipt from the Department of Homeland Security. This occurred shortly after Jeffrey Epstein's arrest in July 2019.

Fbi receipt for property (fd-597)
2025-12-25
Total Received
$0.00
0 transactions
Total Paid
$28.21
2 transactions
Net Flow
-$28.21
2 total transactions
Date Type From To Amount Description Actions
2019-08-15 Paid SEC CMS Monitoring $14.21 Invoice #52339 for security monitoring services... View
2019-07-10 Paid SEC CMS Monitoring $14.00 Outstanding balance on Invoice #51160 reference... View
As Sender
0
As Recipient
0
Total
0
No communications found for this entity. Entity linking may need to be improved.

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