20250714161434468_24-1073_Maxwell_Opp.pdf

203 KB

Extraction Summary

7
People
8
Organizations
5
Locations
5
Events
2
Relationships
4
Quotes

Document Information

Type: Legal brief (brief for the united states in opposition)
File Size: 203 KB
Summary

This document is a legal brief filed by the United States Solicitor General in July 2025 opposing Ghislaine Maxwell's petition for a writ of certiorari to the Supreme Court. The government argues that the 2007 Non-Prosecution Agreement (NPA) signed by Jeffrey Epstein in Florida does not bar the Southern District of New York from prosecuting Maxwell, as the agreement was contractually limited to the Florida district and Maxwell was not a party to it. The brief details the history of the Epstein investigation, the terms of the NPA, and relevant legal precedents regarding the scope of plea agreements binding different US Attorney's Offices.

People (7)

Name Role Context
Ghislaine Maxwell Petitioner
Convicted of sex trafficking; seeking Supreme Court review of her conviction based on the Epstein NPA.
Jeffrey Epstein Co-conspirator
Multimillionaire financier who signed the 2007 NPA; deceased; Maxwell's co-conspirator in sex trafficking scheme.
D. John Sauer Solicitor General
Counsel of Record for the United States.
Matthew R. Galeotti Acting Assistant Attorney General
Attorney for the United States.
Ethan A. Sachs Attorney
Attorney for the United States.
R. Alexander Acosta Former U.S. Attorney
U.S. Attorney for the Southern District of Florida who authorized the 2007 NPA with Epstein.
Justice Sotomayor Supreme Court Justice
Extended the time for Maxwell to file her petition.

Timeline (5 events)

2007
Florida USAO enters into Non-Prosecution Agreement (NPA) with Jeffrey Epstein.
Southern District of Florida
Jeffrey Epstein Florida USAO
2008
Epstein pleads guilty to two state offenses in Florida state court.
Florida
2019
SDNY indicts Epstein for sex trafficking minors.
New York
Jeffrey Epstein SDNY USAO
2020
SDNY grand jury returns indictment charging Ghislaine Maxwell.
New York
Ghislaine Maxwell SDNY Grand Jury
September 17, 2024
Judgment of the Court of Appeals entered affirming Maxwell's conviction.
Second Circuit
Ghislaine Maxwell Court of Appeals

Relationships (2)

Ghislaine Maxwell Co-conspirator Jeffrey Epstein
Maxwell 'coordinated, facilitated, and contributed to' Epstein's sexual abuse; convicted of conspiring with him.
R. Alexander Acosta Prosecutor/Defendant (NPA signatory) Jeffrey Epstein
NPA invoked 'the authority of R. Alexander Acosta, United States Attorney for the Southern District of Florida'.

Key Quotes (4)

"the United States also agrees that it will not institute any criminal char[g]es against any potential co-conspirators of Epstein, including but not limited to four of Epstein’s assistants"
Source
20250714161434468_24-1073_Maxwell_Opp...
Quote #1
"prosecution in this District for [the federal] offenses shall be deferred in favor of prosecution by the State of Florida"
Source
20250714161434468_24-1073_Maxwell_Opp...
Quote #2
"[n]o-thing in the text of the NPA or its negotiation history suggests that the NPA precluded USAO-SDNY from prosecuting Maxwell"
Source
20250714161434468_24-1073_Maxwell_Opp...
Quote #3
"Petitioner and Epstein would identify vulnerable girls living under difficult circumstances; isolate them from their friends and families... normalize the discussion of sexual topics... and then transition[] to sexual abuse"
Source
20250714161434468_24-1073_Maxwell_Opp...
Quote #4

Full Extracted Text

Complete text extracted from the document (31,653 characters)

No. 24-1073
In the Supreme Court of the United States
GHISLAINE MAXWELL, PETITIONER
v.
UNITED STATES OF AMERICA
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT
BRIEF FOR THE UNITED STATES IN OPPOSITION
D. JOHN SAUER
Solicitor General
Counsel of Record
MATTHEW R. GALEOTTI
Acting Assistant Attorney
General
ETHAN A. SACHS
Attorney
Department of Justice
Washington, D.C. 20530-0001
SupremeCtBriefs@usdoj.gov
(202) 514-2217
(I)
QUESTION PRESENTED
Whether petitioner’s prosecution for sex trafficking
of a minor, in violation of 18 U.S.C. 1591(a) and (b)(2),
by the U.S. Attorney for the Southern District of New
York was prohibited by a nonprosecution agreement be tween the U.S. Attorney for the Southern District of
Florida and petitioner’s coconspirator.
(III)
TABLE OF CONTENTS
Page
Opinions below .............................................................................. 1
Jurisdiction.................................................................................... 1
Statement ...................................................................................... 2
Argument....................................................................................... 7
Conclusion ................................................................................... 16
TABLE OF AUTHORITIES
Cases:
Astra USA, Inc. v. Santa Clara County,
563 U.S. 110 (2011).............................................................. 15
Chevron U.S.A. Inc. v. Echazabal,
536 U.S. 73 (2002) ............................................................... 11
City of Columbus v. Ours Garage & Wrecker Serv.,
Inc., 536 U.S. 424 (2002)..................................................... 11
Federal Crop Ins. Corp. v. Merrill,
332 U.S. 380 (1947).............................................................. 16
General Int. Ins. Co. v. Ruggles,
25 U.S. (12 Wheat.) 408 (1827)........................................... 15
Giglio v. United States, 405 U.S. 150 (1972)....................... 10
Graver Tank & Mfg. Co. v. Linde Air Prods. Co.,
336 U.S. 271 (1949).............................................................. 13
Kirtsaeng v. John Wiley & Sons, Inc.,
568 U.S. 519 (2013)................................................................ 9
Kyles v. Whitley, 514 U.S. 419 (1995).................................. 13
Margalli-Olvera v. Immigration & Naturalization
Serv., 43 F.3d 345 (8th Cir. 1994)...................................... 14
Prisco v. United States, 562 U.S. 1290 (2011) ................ 7, 14
Santobello v. New York, 404 U.S. 257 (1971).................. 8, 10
Supervisors v. Stanley, 105 U.S. 305 (1882) ....................... 14
Thomas v. Immigration & Naturalization Serv.,
35 F.3d 1332 (9th Cir. 1994)............................................... 13
IV
Cases—Continued: Page
United States v. Andreas, 216 F.3d 645 (7th Cir.),
cert. denied, 531 U.S. 1014 (2000) ..................................... 15
United States v. Annabi,
771 F.2d 670 (2d Cir. 1985) ...................................... 6, 13, 14
United States v. Carter, 454 F.2d 426 (4th Cir. 1972),
cert. denied, 417 U.S. 933 (1974) ....................................... 13
United States v. Castaneda,
162 F.3d 832 (5th Cir. 1998)................................................. 8
United States v. Gebbie,
294 F.3d 540 (3d Cir. 2002) .................................... 10, 13, 14
United States v. Johnston, 199 F.3d 1015 (9th Cir.
1999), cert. denied, 530 U.S. 1207 (2000) .......................... 14
United States v. Lopez, 944 F.2d 33 (1st Cir. 1991) ........... 15
United States v. Moreno-Membache,
995 F.3d 249 (D.C. Cir. 2021)............................................... 8
United States v. Rourke, 74 F.3d 802 (7th Cir.),
cert. denied, 517 U.S. 1215 (1996) ........................... 8, 13, 14
United States v. Trevino,
556 F.2d 1265 (5th Cir. 1977)............................................... 8
United States v. Van Thournout,
100 F.3d 590 (8th Cir. 1996)............................................... 13
Statutes and rule:
Judiciary Act of 1789, ch. 20, § 35, 1 Stat. 92-93................... 7
18 U.S.C. 371 ............................................................................ 2
18 U.S.C. 1591(a) ..................................................................... 2
18 U.S.C. 1591(b)(2)................................................................. 2
18 U.S.C. 2255 (2006)............................................................. 12
18 U.S.C. 2423(a) ..................................................................... 2
28 U.S.C. 547 .......................................................................... 10
Sup. Ct. R. 10 ......................................................................... 12
V
Miscellaneous: Page
U.S. Dep’t of Justice, Justice Manual (Feb. 2018)........ 5, 10
Antonin Scalia & Bryan A. Garner, Reading Law:
The Interpretation of Legal Texts (2012)......................... 10
(1)
In the Supreme Court of the United States
No. 24-1073
GHISLAINE MAXWELL, PETITIONER
v.
UNITED STATES OF AMERICA
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT
BRIEF FOR THE UNITED STATES IN OPPOSITION
OPINIONS BELOW
The opinion of the court of appeals (Pet. App. 1a-23a)
is reported at 118 F.4th 256. The order of the district
court (Pet. App. 52a-91a) is reported at 534 F. Supp. 3d
299.
JURISDICTION
The judgment of the court of appeals was entered on
September 17, 2024. A petition for rehearing was de nied on November 25, 2024 (Pet. App. 92a). On January
21, 2025, Justice Sotomayor extended the time within
which to file a petition for a writ of certiorari to and in cluding April 10, 2025, and the petition was filed on that
date. The jurisdiction of this Court is invoked under 28
U.S.C. 1254(1).
2
STATEMENT
Following a jury trial in the United States District
Court for the Southern District of New York, petitioner
was convicted on one count of conspiring to transport
minors with intent to engage in criminal sexual activity,
in violation of 18 U.S.C. 371; one count of transporting
a minor with intent to engage in criminal sexual activity,
in violation of 18 U.S.C. 2423(a); and one count of sex
trafficking of a minor, in violation of 18 U.S.C. 1591(a)
and (b)(2). Pet. App. 3a, 39a-40a. The district court sen tenced petitioner to 240 months of imprisonment, to be
followed by five years of supervised release. Id. at 41a 42a. The court of appeals affirmed. Id. at 1a-23a.
1. From about 1994 to 2004, petitioner “coordinated,
facilitated, and contributed to” the multimillionaire fi nancier Jeffrey Epstein’s sexual abuse of numerous
young women and underage girls. Pet. App. 4a. The
abuse followed a pattern. Petitioner and Epstein would
identify vulnerable girls living under difficult circum stances; isolate them from their friends and families,
gaining their trust by giving them gifts and pretending
to be their friends; normalize the discussion of sexual
topics and sexual touching with the girls; and then
“transition[] to sexual abuse, often through the pretext
of [a girl] giving Epstein a massage.” Gov’t C.A. Br. 5;
see Pet. App. 4a, 94a. Petitioner and Epstein paid vic tims large amounts of cash to provide Epstein with sex ualized massages, and after a victim had begun giving
massages, they would offer her additional money to re cruit other girls. Gov’t C.A. Br. 5-6.
Petitioner and Epstein carried on those activities at,
among other locations, Epstein’s residences in Palm
Beach, Florida, and New York City. See Gov’t C.A. Br.
3
4-12. In 2005, the parents of a 14-year-old girl com plained to the Palm Beach police after learning that Ep stein had paid their daughter for a massage. Pet. App.
94a. The following year, a state grand jury indicted Ep stein for soliciting prostitution. Ibid. But because the
local police “were dissatisfied with the State Attorney’s
handling of the case and believed that the state grand
jury’s charge did not address the totality of Epstein’s
conduct, they referred the matter to the Federal Bu reau of Investigation (FBI) in West Palm Beach.” Ibid.
The U.S. Attorney’s Office for the Southern District
of Florida (Florida USAO) worked with the FBI “to de velop a federal case against Epstein.” Pet. App. 94a. “[I]n
the course of the investigation, they discovered additional
victims.” Ibid. An Assistant U.S. Attorney drafted a 60-
count indictment against Epstein and a “lengthy memo randum summarizing the evidence” against him. Id. at
94a-95a. In 2007, however, the Florida USAO entered
into a written nonprosecution agreement (NPA) with
Epstein. Id. at 5a, 24a-38a.
The NPA began by describing the state and federal
investigations into Epstein’s conduct and the potential
federal charges that the investigation by the Florida
USAO and FBI supported. Pet. App. 24a-25a. The agree ment noted that Epstein sought “to resolve globally his
state and federal criminal liability.” Id. at 25a. It then
provided:
[O]n the authority of R. Alexander Acosta, United
States Attorney for the Southern District of Florida,
prosecution in this District for [the federal] offenses
shall be deferred in favor of prosecution by the State
of Florida, provided that Epstein abides by the fol lowing conditions and the requirements of this Agree ment set forth below.
4
Id. at 26a.
The NPA further specified that, if Epstein timely
fulfilled all the terms and conditions of the agreement,
no prosecution against him would “be instituted in this
District.” Pet. App. 26a. The NPA then listed 13 terms,
which principally required Epstein to plead guilty to
two state offenses—soliciting prostitution and soliciting
minors to engage in prostitution—and agree to a sen tence of 18 months of imprisonment. Id. at 27a-30a. A
later provision stated that if Epstein “successfully ful fills all of the terms and conditions of this agreement,
the United States also agrees that it will not institute
any criminal char[g]es against any potential co-con spirators of Epstein, including but not limited to” four
of Epstein’s assistants (none of whom was petitioner).
Id. at 31a; see id. at 123a-124a; C.A. App. 178.
Such a coconspirators clause was “ ‘highly unusual,’”
Pet. App. 125a, and “appears to have been added ‘with
little discussion or consideration by the prosecutors,’”
id. at 55a (citation omitted). During a later investiga tion into the Florida USAO’s handling of the Epstein
matter, the Assistant U.S. Attorney who handled the
case told the Department of Justice (DOJ) Office of Pro fessional Responsibility that she “did not consider the
possibility that Epstein might be trying to protect” an yone other than the four named assistants. Id. at 110a;
see id. at 125a-126a. And other USAO attorneys sug gested that the coconspirators clause was “meant to
protect named co-conspirators who were also victims”
of Epstein. Id. at 125a.
The coconspirators clause is not the only clause that
refers to “the United States”; instead, the NPA refers
variously to the “the United States Attorney,” “the
United States Attorney’s Office,” and “the United
5
States.” Pet. App. 24a-38a. For example, the NPA pro vides for “the United States Attorney” to send notice to
Epstein if he “should determine, based on reliable evi dence,” that Epstein has violated the agreement, and
specifies that the notice should be “provided * * * within
60 days of the United States learning of facts which may
provide a basis for a determination of a breach.” Id. at
26a.
DOJ policy provided at that time—and similarly pro vides today—that “[n]o district or division shall make
any agreement, including any agreement not to prose cute, which purports to bind any other district(s) or di vision without the express written approval of the United
States Attorney(s) in each affected district and/or the
Assistant Attorney General of the Criminal Division.”
Pet. App. 10a (citation omitted); see Justice Manual
§ 9-27.641 (Feb. 2018) (current version). The NPA in
Epstein’s case was signed by Epstein, his counsel, and—
under U.S. Attorney Acosta’s name—the aforemen tioned Assistant U.S. Attorney. Pet. App. 36a-38a.
In accordance with the NPA, Epstein pleaded guilty
to two offenses in Florida state court in 2008. Pet. App.
96a. He was incarcerated for about a year in a mini mum-security state facility. Id. at 96a-98a. But in 2019,
the USAO for the Southern District of New York (New
York USAO) obtained an indictment charging Epstein
with sex trafficking minors. Id. at 100a.
2. In 2020, a grand jury in the Southern District of
New York returned an indictment charging petitioner
with several offenses arising out of her scheme with Ep stein. Pet. App. 52a. A second superseding and ulti mately operative indictment charged petitioner with six
offenses related to facilitating sexual activity by minors
and two counts of perjury. C.A. App. 114-135.
6
Petitioner moved to dismiss the indictment, arguing
that the coconspirators clause of Epstein’s NPA, see p.
4, supra, barred her prosecution because she was
charged as Epstein’s coconspirator. Pet. App. 55a. The
district court denied the motion, finding that the NPA
bound only the Florida USAO. Id. at 56a-58a. The court
further found that most of the charged offenses would
have fallen outside the scope of the NPA even if it had
applied to the New York USAO. See id. at 59a-60a.1
Petitioner was tried on the nonperjury counts in
2021, Gov’t C.A. Br. 2, and the jury found her guilty on
five counts, Pet. App. 39a. The district court entered
judgment on three of those counts, dismissed two on
multiplicity grounds, and sentenced petitioner to 240
months of imprisonment. Id. at 39a-41a.
3. The court of appeals affirmed. Pet. App. 1a-23a.
It rejected, among other claims, petitioner’s contention
that Epstein’s NPA barred her prosecution. Id. at 8a 12a. The court cited circuit precedent for the proposi tion that a “plea agreement binds only the office of the
United States Attorney for the district in which the plea
is entered unless it affirmatively appears that the agree ment contemplates a broader restriction.” Id. at 8a
(quoting United States v. Annabi, 771 F.2d 670, 672 (2d
Cir. 1985) (per curiam)). And here, the court found,
“[n]o-thing in the text of the NPA or its negotiation his tory suggests that the NPA precluded USAO-SDNY
from prosecuting Maxwell” for the charged offenses.
Id. at 12a.
1
The district court did not address whether the two counts that
were added between the first and second superseding indictments
would have fallen within the scope of the NPA. See D. Ct. Doc. 317,
at 2-5 (Aug. 13, 2021).
7
The court of appeals observed that “[t]he only lan guage in the NPA that speaks to the agreement’s scope
is limiting language” referring specifically to the South ern District of Florida. Pet. App. 10a; see id. at 9a-10a
& n.13 (quoting language in the NPA protecting Epstein
from charges “in this District”). The court also found no
indication that either the Southern District of New
York or the Criminal Division had reviewed and ap proved the NPA, as DOJ policy would have required if
the NPA applied to other districts. See id. at 10a. And
the court recognized that, from the inception of the of fice in the Judiciary Act of 1789, ch. 20, § 35, 1 Stat. 92-
93, a U.S. Attorney’s authority had always been “cab ined to their specific district unless otherwise directed.”
Pet. App. 12a; see id. at 11a-12a & n.18.
ARGUMENT
Petitioner renews her contention (Pet. 12-18) that
Epstein’s nonprosecution agreement with the U.S. At torney for the Southern District of Florida barred peti tioner’s prosecution by the U.S. Attorney for the South ern District of New York. That contention is incorrect,
and petitioner does not show that it would succeed in
any court of appeals. This case would also be an unsuit able vehicle for addressing the matters raised in the pe tition for a writ of certiorari. This Court has previously
denied certiorari in a case raising a similar claim. See
Prisco v. United States, 562 U.S. 1290 (2011) (No. 10-
7895). It should follow the same course here.
1. The court of appeals correctly held that Epstein’s
NPA did not bar petitioner’s prosecution. Pet. App. 8a 12a.
a. Petitioner asserts (Pet. 1) that prosecution for one
of her three counts of conviction was barred by a provision
of Epstein’s NPA stating, in relevant part, that “the
8
United States also agrees that it will not institute crim inal char[g]es against any potential co-conspirators of
Epstein, including but not limited to” four of Epstein’s
assistants. Pet. App. 31a; see Pet. 3-4. But “[n]onprose cution agreements, like plea bargains, are contractual
in nature, and are therefore interpreted in accordance
with general principles of contract law.” United States
v. Castaneda, 162 F.3d 832, 835 (5th Cir. 1998); cf. San tobello v. New York, 404 U.S. 257, 262 (1971). And like
other contracts, the NPA “must be read as a whole” and
in proper context. United States v. Moreno-Membache,
995 F.3d 249, 256 (D.C. Cir. 2021).
While “the United States” could conceivably refer to
the entire federal government, as petitioner urges, the
entirety and context of the NPA here make clear that
the term is used—as it often is—as one alternative way
to refer to the USAO executing the agreement. See Pet.
App. 56a (noting that “the United States” is “common
shorthand” for the USAO); United States v. Trevino,
556 F.2d 1265, 1271 (5th Cir. 1977) (interpreting “the
United States” in a statute to mean “the prosecutorial
division of the government”) (emphasis omitted); cf.
United States v. Rourke, 74 F.3d 802, 807 (7th Cir.)
(“within the criminal justice system throughout the
country, the term ‘the government’ is widely used and
understood to refer to the ‘prosecution,’ or ‘the United
States Attorney’”), cert. denied, 517 U.S. 1215 (1996).
Among other things, the NPA invoked “the authority of
R. Alexander Acosta, United States Attorney for the
Southern District of Florida,” and listed only officials of
that USAO in the signature block, Pet. App. 26a; see id.
at 33a-34a, 36a-38a—showing that the agreement was
with the USAO, not the entire DOJ.
9
While petitioner emphasizes (Pet. 18) the paragraph
stating that Epstein sought “to resolve globally his
state and federal criminal liability,” Pet. App. 25a, even
as to “his” federal liability specifically, the agreement
by its terms protected him from federal prosecution
only “in this District,” id. at 26a; see id. at 9a (court of
appeals observing that “where the NPA is not silent, the
agreement’s scope is expressly limited to the Southern
District of Florida”). The NPA’s coconspirators clause,
which “also agrees” to forgo certain prosecution of co conspirators, cannot reasonably be construed as reflect ing some “global[]” scope broader than the Florida based state and federal charges that Epstein resolved
for himself. It would be extremely strange if the NPA
left Epstein himself open to federal prosecution in an other district—as eventually occurred, see p. 5, supra—
while protecting his coconspirators from prosecution
anywhere.
Contrary to petitioner’s claim, such an implausible
reading cannot be inferred simply because the cocon spirators clause is one of the places where “the United
States” is used instead of “the United States Attorney”
or “the United States Attorney’s Office.” As noted above,
the NPA variously referred to the U.S. Attorney, the
USAO, and the United States, and at least some of those
uses of “the United States” plainly referred specifically
to the USAO. See, e.g., Pet. App. 26a (using terms in terchangeably in paragraph on notice); id. at 30a (not ing that Epstein had “agree[d]” “[a]t the United States’
request” to provide certain information); cf. Kirtsaeng
v. John Wiley & Sons, Inc., 568 U.S. 519, 540 (2013)
(“different words used in different parts of the same
statute [can] mean roughly the same thing”). The term
10
did not take on some unique broader meaning in the co conspirators’ clause. Cf. Antonin Scalia & Bryan A. Gar ner, Reading Law: The Interpretation of Legal Texts
170-173 (2012) (presumption of consistent usage).
Moreover, even if the meaning of the coconspirators
clause were not clear in context, extrinsic evidence
would resolve the ambiguity against petitioner. See
United States v. Gebbie, 294 F.3d 540, 551 (3d Cir. 2002).
At the time the NPA was negotiated, DOJ policy barred
USAOs from entering into NPAs that bound other dis tricts unless they obtained the approval of those dis tricts or the Criminal Division. Pet. App. 10a. That pol icy reflects the longstanding general rule that a U.S. At torney’s area of responsibility is limited to “his district.”
28 U.S.C. 547; see Pet. App. 11a-12a. While petitioner
suggests (Pet. 18) that USAOs are instructed to be ex plicit on that point, they are also instructed to consult
with other DOJ components if they intend to altogether
foreclose any prosecution by other USAOs. See Justice
Manual § 9-27.630. And there is no indication here that
anyone involved in negotiating Epstein’s NPA obtained
the necessary approval for binding other USAOs or
thought it was necessary. Pet. App. 10a.
b. Petitioner’s contrary arguments (Pet. 12-18) lack
merit. She invokes general principles that prosecutors
should be held to the promises they make, see Pet. 13-
14 (discussing Santobello, supra, and Giglio v. United
States, 405 U.S. 150 (1972)), and that “ambiguities in a
plea agreement are to be resolved against the govern ment,” Pet. 16. But those arguments merely beg the
questions of what promises the NPA did make and
whether the NPA is ambiguous. As explained above,
the NPA’s coconspirators clause, read in context, is not
11
reasonably susceptible to petitioner’s broad interpreta tion.
Petitioner also invokes (Pet. 16-17) the interpretive
principle expressio unius est exclusio alterius, in argu ing that the NPA’s “use of narrowing terms as to Ep stein’s protections” from prosecution indicates that the
coconspirators clause, which does not contain those
terms, was intended to apply to all districts. But the
expressio unius canon “grows weaker with each differ ence in the formulation of the provisions under inspec tion.” City of Columbus v. Ours Garage & Wrecker
Serv., Inc., 536 U.S. 424, 436 (2002); see Chevron U.S.A.
Inc. v. Echazabal, 536 U.S. 73, 81 (2002) (“The canon
depends on identifying a series of two or more terms or
things that should be understood to go hand in hand,
which is abridged in circumstances supporting a sensi ble inference that the term left out must have been
meant to be excluded.”). And the canon therefore does
little work in this case.
The relevant portions of the NPA do not have any
sort of parallelism in their wording or structure that
would suggest the necessity for identical terminology
on this particular point. Compare, e.g., Pet. App. 26a
(“prosecution [of Epstein] in this District for these of fenses shall be deferred in favor of prosecution by the
State of Florida”), with id. at 31a (“the United States also
agrees that it will not institute any criminal char[g]es
against any potential co-conspirators of Epstein”). In deed, as noted above, the phrasing of the coconspirators
clause—in which “the United States also agrees” to
forgo certain prosecution of coconspirators, id. at 31a
(emphasis added)—plainly uses “the United States” in
reference to the entity otherwise making the agreement
12
(the USAO) and the corresponding geographic limita tions of that agreement, as reflected in its promises re garding the prosecution of Epstein himself.
Petitioner’s remaining arguments are likewise mis placed. Her effort (Pet. 15-16) to link the coconspira tors clause with other NPA provisions addressing
potential civil suits under 18 U.S.C. 2255 (2006) is self defeating, since the latter provisions reinforce the
NPA’s limitation to the Southern District of Florida.
See Pet. App. 28a (providing that “Epstein will not con test the jurisdiction of the United States District Court
for the Southern District of Florida” in such suits). Sim ilarly unavailing is petitioner’s emphasis (Pet. 17) on
language in one draft of the NPA that would have ex pressly limited the coconspirators’ protection to the
Southern District of Florida. See Pet. App. 117a. There
is no indication that anyone involved in drafting the
NPA understood the different versions of the cocon spirators clause to have different geographic scopes.
See id. at 122a-123a; see also id. at 125a n.125 (former
First Assistant U.S. Attorney telling DOJ investigators
that “the NPA was not a ‘global resolution’ and other
co-conspirators could have been prosecuted ‘by any
other U.S. Attorney’s office in the country’ ”) (brackets
omitted). As the district court explained, an NPA “need
not painstakingly spell out ‘the Office of the United
States Attorney for Such-and-Such District’ in every in stance to make clear that it applies only in the district
where signed.” Id. at 56a-57a.
At all events, the case-specific interpretation of a
particular NPA is not a matter that warrants this
Court’s review. See Sup. Ct. R. 10. And that is especially
true where “district court and court of appeals are in
agreement as to what conclusion the record requires.”
13
Kyles v. Whitley, 514 U.S. 419, 456-457 (1995) (Scalia,
J., dissenting) (citing Graver Tank & Mfg. Co. v. Linde
Air Prods. Co., 336 U.S. 271, 275 (1949)).
2. Petitioner nevertheless urges (Pet. 7-12) the Court
to grant a writ of certiorari in this case to resolve as serted disagreement in the courts of appeals over how
broadly references to “the United States” or “the gov ernment” in a plea agreement should be read. That con tention is likewise misplaced.
The Second and Seventh Circuits have stated that a
promise regarding a defendant’s prosecution on behalf
of “the government” or “the United States” by default
“binds only the office of the United States Attorney for
the district in which the plea is entered unless it affirm atively appears that the agreement contemplates a
broader restriction.” United States v. Annabi, 771 F.2d
670, 672 (2d Cir. 1985) (per curiam); see Rourke, 74 F.3d
at 807 & n.5 (7th Cir.). And in the Third, Fourth, and
Eighth Circuits, “when a United States Attorney * * *
contracts on behalf of ‘the United States’ or ‘the Gov ernment’ in a plea agreement for specific crimes, that
attorney speaks for and binds all his or her fellow
United States Attorneys * * * absent express contrac tual limitations or disavowals to the contrary.” Gebbie,
294 F.3d at 550 (3d Cir.); see United States v. Carter,
454 F.2d 426, 428 (4th Cir. 1972) (en banc), cert. denied,
417 U.S. 933 (1974); United States v. Van Thournout,
100 F.3d 590, 594 (8th Cir. 1996).2
2
Petitioner appears to acknowledge (Pet. 10-11) that the Ninth
Circuit has not expressly addressed the matter at issue here. In
Thomas v. Immigration & Naturalization Service, 35 F.3d 1332
(1994), a cooperation agreement “plainly and unambiguously * * *
bound the INS,” id. at 1337, so no need existed to address a more
14
Any disparity, however, is of limited importance be cause the scope of a plea or similar agreement is under
the control of the parties to the agreement. See Gebbie,
294 F.3d at 550 n.4. Accordingly, as the court of appeals
cases cited in the petition for a writ of certiorari indi cate, cases in which a default inference proves to be dis positive are unlikely to arise frequently. Indeed, several
of the cited cases did not themselves require application
of any default rule because the scope of the relevant
agreement was clear. See, e.g., Margalli-Olvera v. Im migration & Naturalization Serv., 43 F.3d 345, 352 (8th
Cir. 1994); see also Rourke, 74 F.3d at 807. And for the
reasons discussed above, this is not itself a case that
turns on any default rule.
Even assuming that “the United States” were pre sumptively a reference to the entire federal govern ment, the scope of the NPA’s coconspirators clause
would nonetheless be clear. See Pet. App. 12a (court of
appeals finding “[n]othing in the text of the NPA or its
negotiation history” to support petitioner’s claim); id. at
57a (district court describing petitioner’s reading as “not
plausible—let alone ‘affirmatively apparent’ ”) (quoting
Annabi, 771 F.2d at 672); pp. 8-12, supra. This Court
does not grant certiorari to “decide abstract questions
of law * * * which, if decided either way, affect no
right” of the parties. Supervisors v. Stanley, 105 U.S.
305, 311 (1882). And it has declined to do so in the face
of a claim similar to petitioner’s. See Prisco, 562 U.S.
at 1290; Br. in Opp. at 6, Prisco, supra (No. 10-7895)
(explaining that “when read in context, the prosecutor’s
general methodological question. The same was true in United
States v. Johnston, 199 F.3d 1015 (9th Cir. 1999), cert. denied, 530
U.S. 1207 (2000), where a plea agreement explicitly bound only the
USAO. See id. at 1021.
15
reference to ‘the government’ [at a plea hearing] clearly
referred to only the United States Attorney for the Dis trict of New Jersey”).
3. Indeed, this case would be an unsuitable candi date for further review for additional reasons as well.
First, unlike the defendants in the cases cited in the pe tition for certiorari, petitioner was not a party to the
relevant agreement; only Epstein and the Florida
USAO were parties to the NPA. Even assuming that a
third party could assert rights under such an agreement
with the government, but see United States v. Lopez,
944 F.2d 33, 37 (1st Cir. 1991) (noting the absence of
“authority to that effect”), petitioner could do so here
only if “the original parties intended the contract to di rectly benefit [her] as [a] third part[y],” United States
v. Andreas, 216 F.3d 645, 663 (7th Cir.), cert. denied,
531 U.S. 1014 (2000); see Astra USA, Inc. v. Santa
Clara County, 563 U.S. 110, 117 (2011). But there is no
evidence that the parties to the NPA intended for the
coconspirators clause to benefit petitioner. See p. 4, su pra. The government was not even aware of petitioner’s
role in Epstein’s scheme at that time. See Pet. App.
125a-126a.
Second, even if the Florida USAO had purported to
bind all other USAOs in the NPA, it would have lacked
authority to do so. See General Int. Ins. Co. v. Ruggles,
25 U.S. (12 Wheat.) 408, 413 (1827) (“It is a general rule
applicable to agencies of every description, that the
agent cannot bind his principal, except in matters com ing within the scope of his authority.”). Under DOJ pol icy at the time the Epstein NPA was entered, a USAO
could bind other districts in an NPA only if it obtained
the approval of those districts or the Criminal Division.
Pet. App. 10a. The USAO here did not do so. Ibid. And
16
petitioner cannot make up for the absence of actual au thority by invoking principles of estoppel or apparent
authority against the government. See Federal Crop Ins.
Corp. v. Merrill, 332 U.S. 380, 384 (1947). That is par ticularly true where she is, at most, an incidental third party beneficiary of the agreement.
CONCLUSION
The petition for a writ of certiorari should be denied.
Respectfully submitted.
D. JOHN SAUER
Solicitor General
MATTHEW R. GALEOTTI
Acting Assistant Attorney
General
ETHAN A. SACHS
Attorney
JULY 2025

Discussion 0

Sign in to join the discussion

No comments yet

Be the first to share your thoughts on this epstein document